Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/05/04?limit=200&registers=between&mode=atom 2024-11-26T00:36:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/05/04/Z5-1973.html Notice - UBS Supplementary Trust, et al.; Notice of Application 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 Z5-1973 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/Z5-1973.pdf https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2170.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected From the Intermarket Option Linkage 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 E5-2170 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2170.pdf https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2169.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Its Original Financial Listing Standards Pilot Program 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 E5-2169 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2169.pdf https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2167.html Notice - Edward D. Jones & Co., L.P.; Notice of Application 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 E5-2167 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2167.pdf https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2166.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Certain Amendments to the Restated Certificate of Incorporation and the By-Laws of The Nasdaq Stock Market, Inc. 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 E5-2166 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2166.pdf https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2165.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 E5-2165 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2165.pdf https://regulations.justia.com/regulations/fedreg/2005/05/04/E5-2148.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 E5-2148 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/E5-2148.pdf https://regulations.justia.com/regulations/fedreg/2005/05/04/C5-8371.html Proposed Rule - Regulations for the Safe Transport of Radioactive Material; Solicitation of Comments on Proposed Changes 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 C5-8371 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/C5-8371.pdf https://regulations.justia.com/regulations/fedreg/2005/05/04/05-9019.html Notice - Sunshine Act Meeting 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 05-9019 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/05-9019.pdf https://regulations.justia.com/regulations/fedreg/2005/05/04/05-8916.html Notice - Order Making Fiscal Year 2006 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b) and 31(c) of the Securities Exchange Act of 1934 2005-05-04T00:00:00-07:00 2005-05-04T00:00:00-07:00 05-8916 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-05-04/pdf/05-8916.pdf