Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-21T04:20:37-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/04/29/E5-2050.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Fees Relating to Merger Spreads and Dividend Spreads2005-04-29T00:00:00-07:002005-04-29T00:00:00-07:00E5-2050Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-29/pdf/E5-2050.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/29/05-8671.htmlNotice - Order of Suspension of Trading2005-04-29T00:00:00-07:002005-04-29T00:00:00-07:0005-8671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-29/pdf/05-8671.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/29/05-8670.htmlNotice - Sunshine Act Meeting2005-04-29T00:00:00-07:002005-04-29T00:00:00-07:0005-8670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-29/pdf/05-8670.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/29/05-8622.htmlNotice - Summary of Proposed Committee Agenda of Advisory Committee on Smaller Public Companies2005-04-29T00:00:00-07:002005-04-29T00:00:00-07:0005-8622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-29/pdf/05-8622.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2044.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto, by the Boston Stock Exchange, Inc. Relating to the Trading of Market Orders on the Boston Options Exchange2005-04-28T00:00:00-07:002005-04-28T00:00:00-07:00E5-2044Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2044.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2043.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for NASD Members Using Nasdaq's Brut Facility2005-04-28T00:00:00-07:002005-04-28T00:00:00-07:00E5-2043Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2043.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2042.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving Proposed Rule Change To Revise Certain Membership Rules Related to the Testing and Orientation Requirements for Nominees of Member Organizations Approved Solely as Clearing Members2005-04-28T00:00:00-07:002005-04-28T00:00:00-07:00E5-2042Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2042.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2041.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. To Establish a Unitary Fee Schedule for Distribution of Real Time Data Feed Products Containing Nasdaq Market Center Data2005-04-28T00:00:00-07:002005-04-28T00:00:00-07:00E5-2041Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2041.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2003.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Its Operational Capability Requirement for Membership2005-04-28T00:00:00-07:002005-04-28T00:00:00-07:00E5-2003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2003.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2002.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Changes by the New York Stock Exchange, Inc., and the National Association of Securities Dealers, Inc., To Prohibit Participation by a Research Analyst in a Road Show Related to an Investment Banking Services Transaction and To Require Certain Communications About an Investment Banking Services Transaction To Be Fair, Balanced and Not Misleading2005-04-28T00:00:00-07:002005-04-28T00:00:00-07:00E5-2002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2002.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/28/05-8484.htmlProposed Rule - Proposed Amendments to the Rules of Practice and Related Provisions2005-04-28T00:00:00-07:002005-04-28T00:00:00-07:0005-8484Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/05-8484.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/27/E5-1990.htmlNotice - New England Life Insurance Co., et al., Notice of Application2005-04-27T00:00:00-07:002005-04-27T00:00:00-07:00E5-1990Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-27/pdf/E5-1990.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/27/E5-1988.htmlNotice - The PNC Financial Services Group, Inc., et al.; Notice of Application2005-04-27T00:00:00-07:002005-04-27T00:00:00-07:00E5-1988Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-27/pdf/E5-1988.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/27/E5-1987.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations2005-04-27T00:00:00-07:002005-04-27T00:00:00-07:00E5-1987Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-27/pdf/E5-1987.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/27/E5-1986.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the Arbitration Fees2005-04-27T00:00:00-07:002005-04-27T00:00:00-07:00E5-1986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-27/pdf/E5-1986.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/27/05-8515.htmlNotice - In the Matter of Weida Communications, Inc., File No. 500-1; Order of Suspension of Trading2005-04-27T00:00:00-07:002005-04-27T00:00:00-07:0005-8515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-27/pdf/05-8515.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1975.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Members Using the New Nasdaq Workstation2005-04-26T00:00:00-07:002005-04-26T00:00:00-07:00E5-1975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1975.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1974.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Types of Securities Eligible for FICC's GCF Repo Service to Include Treasury-Inflation Protected Securities2005-04-26T00:00:00-07:002005-04-26T00:00:00-07:00E5-1974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1974.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1973.htmlNotice - UBS Supplementary Trust, et al.; Notice of Application2005-04-26T00:00:00-07:002005-04-26T00:00:00-07:00E5-1973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1973.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1972.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Procedures With Respect to Deposits of Cash or Securities With an Escrow Bank for Short Positions in Stock Option or Index Option Contracts2005-04-26T00:00:00-07:002005-04-26T00:00:00-07:00E5-1972Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1972.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1971.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Technical Changes That Add or Correct Cross-References in Article VIII, Section 5 of the By-Laws and in Rule 9102005-04-26T00:00:00-07:002005-04-26T00:00:00-07:00E5-1971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1971.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1970.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Non-Members Using the New Nasdaq Workstation2005-04-26T00:00:00-07:002005-04-26T00:00:00-07:00E5-1970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1970.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1965.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend NYSE Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions in ETFs2005-04-26T00:00:00-07:002005-04-26T00:00:00-07:00E5-1965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1965.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1964.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the SizeQuote Mechanism for the Execution of Large-Sized Orders in Open Outcry2005-04-26T00:00:00-07:002005-04-26T00:00:00-07:00E5-1964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1964.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/26/05-8248.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-04-26T00:00:00-07:002005-04-26T00:00:00-07:0005-8248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/05-8248.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/25/E5-1949.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Adoption of Generic Listing Standards for Index-Linked Securities2005-04-25T00:00:00-07:002005-04-25T00:00:00-07:00E5-1949Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-25/pdf/E5-1949.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/25/E5-1948.htmlNotice - Submission for OMB Review; Comment Request2005-04-25T00:00:00-07:002005-04-25T00:00:00-07:00E5-1948Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-25/pdf/E5-1948.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/25/05-8249.htmlNotice - Sunshine Act Meeting2005-04-25T00:00:00-07:002005-04-25T00:00:00-07:0005-8249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-25/pdf/05-8249.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/25/05-8158.htmlProposed Rule - Definition of Nationally Recognized Statistical Rating Organization2005-04-25T00:00:00-07:002005-04-25T00:00:00-07:0005-8158Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-25/pdf/05-8158.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1915.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Yield Underlying Participating Securities (YUPS)2005-04-22T00:00:00-07:002005-04-22T00:00:00-07:00E5-1915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1915.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1914.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6 and 7 Thereto by the American Stock Exchange LLC Relating to the Listing and Trading of Trust Issued Receipts Based on a Single Issuer2005-04-22T00:00:00-07:002005-04-22T00:00:00-07:00E5-1914Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1914.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1913.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Opening Process for Nasdaq-Listed Stocks2005-04-22T00:00:00-07:002005-04-22T00:00:00-07:00E5-1913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1913.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1912.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Denying Motion for Reconsideration of Order Setting Aside Earlier Order Issued by Delegated Authority and Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b)2005-04-22T00:00:00-07:002005-04-22T00:00:00-07:00E5-1912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1912.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1884.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to a Proposed Rule Change To Adopt an Inactivity Fee To Be Charged Against Remote Market-Makers That Fail To Commence Quoting in Their Appointed Classes2005-04-22T00:00:00-07:002005-04-22T00:00:00-07:00E5-1884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1884.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1883.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to a Proposed Rule Change To Amend CBOE Rule 8.4 To Remove the Physical Trading Crowd Appointment Alternative for Remote Market-Makers and To Create an “A+” Tier Consisting of the Two Most Actively-Traded Products on the Exchange2005-04-22T00:00:00-07:002005-04-22T00:00:00-07:00E5-1883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1883.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/21/E5-1879.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Solicitation of Municipal Securities Business Under MSRB Rule G-382005-04-21T00:00:00-07:002005-04-21T00:00:00-07:00E5-1879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-21/pdf/E5-1879.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/21/E5-1878.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Calculation of the National Best Bid or Offer When Another Exchange Is Disconnected From the Intermarket Options Linkage2005-04-21T00:00:00-07:002005-04-21T00:00:00-07:00E5-1878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-21/pdf/E5-1878.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/21/E5-1877.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish a Firm Deadline by Which Members of the Government Securities Division Must Satisfy Clearing Fund Deficiencies2005-04-21T00:00:00-07:002005-04-21T00:00:00-07:00E5-1877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-21/pdf/E5-1877.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/21/E5-1876.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Make Clear That the Underlying Index Value for Portfolio Depository Receipts and Index Fund Shares Must Be Disseminated Widely by an Appropriate Service2005-04-21T00:00:00-07:002005-04-21T00:00:00-07:00E5-1876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-21/pdf/E5-1876.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/21/05-8013.htmlRule - Amendment to Rule 4-01(a) of Regulation S-X Regarding the Compliance Date for Statement of Financial Accounting Standards No. 123 (Revised 2004), Share-Based Payment2005-04-21T00:00:00-07:002005-04-21T00:00:00-07:0005-8013Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-21/pdf/05-8013.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/20/E5-1860.htmlNotice - Self-Regulatory Organizations; Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to System Changes to the Exchange's Automated Options Market (AUTOM) System2005-04-20T00:00:00-07:002005-04-20T00:00:00-07:00E5-1860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-20/pdf/E5-1860.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/20/E5-1859.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to the Definition of Research Analyst in Rule 344 (Research Analysts and Supervisory Analysts) and Rule 472 (Communications With the Public)2005-04-20T00:00:00-07:002005-04-20T00:00:00-07:00E5-1859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-20/pdf/E5-1859.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/20/E5-1849.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Automated Customer Account Transfer Service To Permit the Automated Notification of Changes to the Broker-Dealer of Record for Applicable Insurance Products2005-04-20T00:00:00-07:002005-04-20T00:00:00-07:00E5-1849Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-20/pdf/E5-1849.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/20/05-7706.htmlRule - First-Time Application of International Financial Reporting Standards2005-04-20T00:00:00-07:002005-04-20T00:00:00-07:0005-7706Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-20/pdf/05-7706.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/19/E5-1818.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Delivery of Customer Agreements Containing Predispute Arbitration Clauses2005-04-19T00:00:00-07:002005-04-19T00:00:00-07:00E5-1818Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-19/pdf/E5-1818.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/19/E5-1817.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the New York Stock Exchange, Inc. To Adopt a New Rule (NYSE Rule 401A) Requiring Members and Member Organizations To Respond to Customer Complaints, and Adding Failure To Acknowledge Customer Complaints to the Minor Fine Provisions of NYSE Rule 476A2005-04-19T00:00:00-07:002005-04-19T00:00:00-07:00E5-1817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-19/pdf/E5-1817.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/19/E5-1816.htmlNotice - Proposed Collection; Comment Request2005-04-19T00:00:00-07:002005-04-19T00:00:00-07:00E5-1816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-19/pdf/E5-1816.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/19/05-7641.htmlRule - Certain Broker-Dealers Deemed Not To Be Investment Advisers2005-04-19T00:00:00-07:002005-04-19T00:00:00-07:0005-7641Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-19/pdf/05-7641.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/18/E5-1807.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 3072005-04-18T00:00:00-07:002005-04-18T00:00:00-07:00E5-1807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/E5-1807.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/18/E5-1804.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-392005-04-18T00:00:00-07:002005-04-18T00:00:00-07:00E5-1804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/E5-1804.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/18/E5-1802.htmlNotice - Proposed Collection; Comment Request2005-04-18T00:00:00-07:002005-04-18T00:00:00-07:00E5-1802Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/E5-1802.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/18/05-7650.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Recordkeeping, to Add Requirement for Predispute Arbitration Agreements With Customers, and Amendment to Rule A-11, on Indemnification, to Delete Obsolete References to Arbitrators2005-04-18T00:00:00-07:002005-04-18T00:00:00-07:0005-7650Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/05-7650.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/18/05-7644.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Adjusting the Implementation Date of Previously Adopted PCXE Listing Fees for Exchange-Traded Funds and Closed-End Funds2005-04-18T00:00:00-07:002005-04-18T00:00:00-07:0005-7644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/05-7644.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/18/05-7639.htmlNotice - Issuer Delisting; Notice of Application of E-Z-EM, Inc. To Withdraw Its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-114792005-04-18T00:00:00-07:002005-04-18T00:00:00-07:0005-7639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/05-7639.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/Z5-1566.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Establish a Comprehensive Standard of Care and Limitation of Liability to its Members2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00Z5-1566Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/Z5-1566.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1786.htmlNotice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Clarify How the Requirements of the OPRA Plan Pertaining to Vendors Apply to Persons Who Redistribute OPRA Data Over the Internet2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00E5-1786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1786.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1785.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NASD Rules 4510(a) and 4520(a) to Clarify Rule Language Regarding Entry and Application Fees for Issuers Listed on a National Securities Exchange That Transfer Their Listing to Nasdaq2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00E5-1785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1785.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1784.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments Nos. 1, 2, and 3 by the Pacific Exchange, Inc. Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00E5-1784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1784.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1783.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Pilot Period to Increase Position and Exercise Limits for Equity Options and Establishing a Reverse Collar Hedge Exemption2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00E5-1783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1783.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/C5-6743.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00C5-6743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/C5-6743.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/05-7746.htmlNotice - Sunshine Act Meeting2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:0005-7746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/05-7746.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/14/E5-1760.htmlNotice - Proposed Collection; Comment Request2005-04-14T00:00:00-07:002005-04-14T00:00:00-07:00E5-1760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-14/pdf/E5-1760.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/14/E5-1758.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Back-up Trading Arrangements2005-04-14T00:00:00-07:002005-04-14T00:00:00-07:00E5-1758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-14/pdf/E5-1758.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/14/05-7602.htmlNotice - John Hancock Life Insurance Company, et al.2005-04-14T00:00:00-07:002005-04-14T00:00:00-07:0005-7602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-14/pdf/05-7602.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/14/05-7496.htmlNotice - John Hancock Life Insurance Company, et al.2005-04-14T00:00:00-07:002005-04-14T00:00:00-07:0005-7496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-14/pdf/05-7496.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/E5-1748.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:00E5-1748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/E5-1748.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/E5-1747.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. to Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:00E5-1747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/E5-1747.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/E5-1746.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. to Modify the Pricing for Non-NASD Members Using Nasdaq's Brut Facility2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:00E5-1746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/E5-1746.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/E5-1745.htmlNotice - John Hancock Life Insurance Company (U.S.A.), et al., Notice of Application2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:00E5-1745Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/E5-1745.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/E5-1744.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Stock Exchange Relating to the Exchange's Regulatory Transaction Fee2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:00E5-1744Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/E5-1744.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/E5-1743.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the National Association of Securities Dealers, Inc. Seeking to Modify the Nasdaq Market Center Execution Service to Add an Optional Routing Feature2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:00E5-1743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/E5-1743.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/E5-1742.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the American Stock Exchange LLC To Require Members To Complete Systems Training and To Include Violations of This Requirement in Its Minor Rule Violation Plan2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:00E5-1742Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/E5-1742.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/E5-1737.htmlNotice - MetLife Investors Insurance Company, et al.; Notice of Application2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:00E5-1737Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/E5-1737.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/E5-1736.htmlNotice - Submission for OMB Review; Comment Request2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:00E5-1736Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/E5-1736.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/05-7435.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change, and Amendments No. 1 and 2 Thereto, Relating to Revisions to Amex Rule 21, Appointment of Floor Officials2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:0005-7435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/05-7435.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/05-7375.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 Thereto By the Chicago Board Options Exchange, Incorporated To Amend Rules Relating Margin Treatment on Stock Transactions Effected By an Options Market Maker To Hedge Options Positions2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:0005-7375Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/05-7375.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/13/05-7366.htmlRule - Commission Guidance Regarding Prohibited Conduct in Connection with IPO Allocations2005-04-13T00:00:00-07:002005-04-13T00:00:00-07:0005-7366Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-13/pdf/05-7366.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1697.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to Floor Official Conflicts of Interest2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1697.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1696.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to the Annual Membership Fees Payable by Electronic Access Members of the Exchange2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1696.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1695.htmlNotice - Proposed Collection; Comment Request2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1695.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1673.htmlNotice - Proposed Collection; Comment Request2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1673Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1673.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1672.htmlNotice - Proposed Collection; Comment Request2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1672.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1671.htmlNotice - Proposed Collection; Comment Request2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1671.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1669.htmlNotice - Proposed Extension of Existing Collection; Comment Request2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1669.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1668.htmlNotice - Proposed Collection; Comment Request2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1668.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1666.htmlNotice - Proposed Collection; Comment Request2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1666.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/E5-1665.htmlNotice - Proposed Collection; Comment Request2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:00E5-1665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/E5-1665.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/05-7414.htmlNotice - In the Matter of Bio-Heal Laboratories, Inc.; Order of Suspension of Trading2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:0005-7414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/05-7414.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/12/05-7301.htmlNotice - Proposed Collection; Comment Request2005-04-12T00:00:00-07:002005-04-12T00:00:00-07:0005-7301Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-12/pdf/05-7301.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/11/E5-1663.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to Specialist Liability for Failure To Send a Report to an Order-Providing Member2005-04-11T00:00:00-07:002005-04-11T00:00:00-07:00E5-1663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-11/pdf/E5-1663.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/11/E5-1662.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-04-11T00:00:00-07:002005-04-11T00:00:00-07:00E5-1662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-11/pdf/E5-1662.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/11/05-7300.htmlNotice - Sunshine Act Meeting2005-04-11T00:00:00-07:002005-04-11T00:00:00-07:0005-7300Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-11/pdf/05-7300.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/08/E5-1621.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, and Amendment No. 1 Thereto, by the Chicago Board Options Exchange, Incorporated Relating to the Appointment of the Chairman and Members of CBOE's Regulatory Oversight Committee2005-04-08T00:00:00-07:002005-04-08T00:00:00-07:00E5-1621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-08/pdf/E5-1621.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/08/05-7186.htmlNotice - Sunshine Act Meeting2005-04-08T00:00:00-07:002005-04-08T00:00:00-07:0005-7186Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-08/pdf/05-7186.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1601.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1601Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1601.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1600.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to a Fee Cap for Options Dividend Spread Transactions2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1600.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1599.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. To Extend for Additional Four Months Its Pilot Program Permitting a Floor Broker To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1599.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1591.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b)2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1591.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1590.htmlNotice - Proposed Collection; Comment Request2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1590.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1589.htmlNotice - Proposed Collection; Comment Request2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1589.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1588.htmlNotice - Proposed Collection; Comment Request2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1588Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1588.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1587.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b)2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1587Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1587.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1586.htmlNotice - Proposed Collection; Comment Request2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1586Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1586.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1585.htmlNotice - Proposed Collection; Comment Request2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1585.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1584.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Inc. To Clarify That Specialists May Not Charge Commissions With Respect to the Execution of CHXpress Orders2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1584Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1584.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1583.htmlNotice - Proposed Collection; Comment Request2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1583Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1583.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1582.htmlNotice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to the Hybrid Opening System2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1582Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1582.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1581.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Proposed Supplement to the Options Disclosure Document Regarding Volatility Options2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1581Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1581.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1580.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto To Require Specialists To Use and Maintain a Back-Up Automatic Quote System in ANTE Classes2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1580.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1579.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change Relating to Non-Member Give-Ups2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:00E5-1579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1579.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/07/05-7025.htmlNotice - In the Matter of Homeland Security Network, Inc.; Order of Suspension of Trading2005-04-07T00:00:00-07:002005-04-07T00:00:00-07:0005-7025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/05-7025.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1566.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability to Its Members2005-04-06T00:00:00-07:002005-04-06T00:00:00-07:00E5-1566Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1566.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1555.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Provide Limited Compensation for Losses Due to Malfunctions of the Order-Execution Systems of the Nasdaq Market Center or Nasdaq's Brut Facility2005-04-06T00:00:00-07:002005-04-06T00:00:00-07:00E5-1555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1555.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1554.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure and Consent Requirements When Trading on a Net Basis With Customers2005-04-06T00:00:00-07:002005-04-06T00:00:00-07:00E5-1554Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1554.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1553.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Streaming Quote Trader Fees2005-04-06T00:00:00-07:002005-04-06T00:00:00-07:00E5-1553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1553.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1552.htmlNotice - PNM Resources, Inc.; Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-04-06T00:00:00-07:002005-04-06T00:00:00-07:00E5-1552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1552.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/06/05-6743.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options2005-04-06T00:00:00-07:002005-04-06T00:00:00-07:0005-6743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/05-6743.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/05/E5-1533.htmlNotice - Pepco Holdings, Inc.; Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-04-05T00:00:00-07:002005-04-05T00:00:00-07:00E5-1533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-05/pdf/E5-1533.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/05/E5-1532.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the American Stock Exchange LLC To Trade the streetTRACKS® Gold Shares Pursuant to Unlisted Trading Privileges2005-04-05T00:00:00-07:002005-04-05T00:00:00-07:00E5-1532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-05/pdf/E5-1532.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/05/E5-1531.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Participant Fees and Credits.2005-04-05T00:00:00-07:002005-04-05T00:00:00-07:00E5-1531Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-05/pdf/E5-1531.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/05/E5-1515.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the International Securities Exchange, Inc. Relating to Procedures for the Allocation of Market Maker Appointments2005-04-05T00:00:00-07:002005-04-05T00:00:00-07:00E5-1515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-05/pdf/E5-1515.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/05/E5-1514.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Electronic Pledge System Through Which Clearing Members May Deposit Securities With Banks Acting as Agents for OCC To Meet Margin and Clearing Fund Requirements2005-04-05T00:00:00-07:002005-04-05T00:00:00-07:00E5-1514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-05/pdf/E5-1514.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/05/05-6740.htmlNotice - Sunshine Act Meetings2005-04-05T00:00:00-07:002005-04-05T00:00:00-07:0005-6740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-05/pdf/05-6740.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/04/E5-1479.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Taping Rule “Opt Out” and Exemption Provisions2005-04-04T00:00:00-07:002005-04-04T00:00:00-07:00E5-1479Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-04/pdf/E5-1479.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/04/E5-1476.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Change the Minimum Margin Deficiency Call Amount for Participants in Its Mortgage-Backed Securities Division2005-04-04T00:00:00-07:002005-04-04T00:00:00-07:00E5-1476Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-04/pdf/E5-1476.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/04/E5-1475.htmlNotice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. Relating to NYSE Liquidity QuoteSM2005-04-04T00:00:00-07:002005-04-04T00:00:00-07:00E5-1475Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-04/pdf/E5-1475.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/01/E5-1457.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Change the Notice Period Required for the Closing of Participant Accounts or Withdrawing From Membership in Its Mortgage-Backed Securities Division2005-04-01T00:00:00-08:002005-04-01T00:00:00-08:00E5-1457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-01/pdf/E5-1457.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/01/05-6482.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Revise Fees for Low Volume Tender Offers2005-04-01T00:00:00-08:002005-04-01T00:00:00-08:0005-6482Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-01/pdf/05-6482.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/01/05-6457.htmlRule - Staff Accounting Bulletin No. 1072005-04-01T00:00:00-08:002005-04-01T00:00:00-08:0005-6457Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-01/pdf/05-6457.pdf