<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/28?registers=between Tue, 26 Nov 2024 08:31:39 -0800 Tue, 26 Nov 2024 08:31:39 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/28?registers=between Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3 Thereto, by the Boston Stock Exchange, Inc. Relating to the Trading of Market Orders on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2044.html https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2044.html Thu, 28 Apr 2005 00:00:00 -0700 E5-2044 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2044.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for NASD Members Using Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2043.html https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2043.html Thu, 28 Apr 2005 00:00:00 -0700 E5-2043 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2043.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving Proposed Rule Change To Revise Certain Membership Rules Related to the Testing and Orientation Requirements for Nominees of Member Organizations Approved Solely as Clearing Members https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2042.html https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2042.html Thu, 28 Apr 2005 00:00:00 -0700 E5-2042 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2042.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the National Association of Securities Dealers, Inc. To Establish a Unitary Fee Schedule for Distribution of Real Time Data Feed Products Containing Nasdaq Market Center Data https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2041.html https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2041.html Thu, 28 Apr 2005 00:00:00 -0700 E5-2041 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2041.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Its Operational Capability Requirement for Membership https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2003.html https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2003.html Thu, 28 Apr 2005 00:00:00 -0700 E5-2003 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2003.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Changes by the New York Stock Exchange, Inc., and the National Association of Securities Dealers, Inc., To Prohibit Participation by a Research Analyst in a Road Show Related to an Investment Banking Services Transaction and To Require Certain Communications About an Investment Banking Services Transaction To Be Fair, Balanced and Not Misleading https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2002.html https://regulations.justia.com/regulations/fedreg/2005/04/28/E5-2002.html Thu, 28 Apr 2005 00:00:00 -0700 E5-2002 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/E5-2002.pdf Proposed Rule - Proposed Amendments to the Rules of Practice and Related Provisions https://regulations.justia.com/regulations/fedreg/2005/04/28/05-8484.html https://regulations.justia.com/regulations/fedreg/2005/04/28/05-8484.html Thu, 28 Apr 2005 00:00:00 -0700 05-8484 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-04-28/pdf/05-8484.pdf