Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/26?limit=200&registers=between&mode=atom 2024-05-20T08:16:44-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1975.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Members Using the New Nasdaq Workstation 2005-04-26T00:00:00-07:00 2005-04-26T00:00:00-07:00 E5-1975 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1975.pdf https://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1974.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Types of Securities Eligible for FICC's GCF Repo Service to Include Treasury-Inflation Protected Securities 2005-04-26T00:00:00-07:00 2005-04-26T00:00:00-07:00 E5-1974 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1974.pdf https://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1973.html Notice - UBS Supplementary Trust, et al.; Notice of Application 2005-04-26T00:00:00-07:00 2005-04-26T00:00:00-07:00 E5-1973 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1973.pdf https://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1972.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Procedures With Respect to Deposits of Cash or Securities With an Escrow Bank for Short Positions in Stock Option or Index Option Contracts 2005-04-26T00:00:00-07:00 2005-04-26T00:00:00-07:00 E5-1972 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1972.pdf https://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1971.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Technical Changes That Add or Correct Cross-References in Article VIII, Section 5 of the By-Laws and in Rule 910 2005-04-26T00:00:00-07:00 2005-04-26T00:00:00-07:00 E5-1971 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1971.pdf https://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1970.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Non-Members Using the New Nasdaq Workstation 2005-04-26T00:00:00-07:00 2005-04-26T00:00:00-07:00 E5-1970 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1970.pdf https://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1965.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend NYSE Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions in ETFs 2005-04-26T00:00:00-07:00 2005-04-26T00:00:00-07:00 E5-1965 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1965.pdf https://regulations.justia.com/regulations/fedreg/2005/04/26/E5-1964.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the SizeQuote Mechanism for the Execution of Large-Sized Orders in Open Outcry 2005-04-26T00:00:00-07:00 2005-04-26T00:00:00-07:00 E5-1964 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/E5-1964.pdf https://regulations.justia.com/regulations/fedreg/2005/04/26/05-8248.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-04-26T00:00:00-07:00 2005-04-26T00:00:00-07:00 05-8248 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-26/pdf/05-8248.pdf