<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/22?registers=between Fri, 22 Nov 2024 20:29:13 -0800 Fri, 22 Nov 2024 20:29:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/22?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Yield Underlying Participating Securities (YUPS) https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1915.html https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1915.html Fri, 22 Apr 2005 00:00:00 -0700 E5-1915 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1915.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6 and 7 Thereto by the American Stock Exchange LLC Relating to the Listing and Trading of Trust Issued Receipts Based on a Single Issuer https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1914.html https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1914.html Fri, 22 Apr 2005 00:00:00 -0700 E5-1914 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1914.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Opening Process for Nasdaq-Listed Stocks https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1913.html https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1913.html Fri, 22 Apr 2005 00:00:00 -0700 E5-1913 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1913.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Denying Motion for Reconsideration of Order Setting Aside Earlier Order Issued by Delegated Authority and Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b) https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1912.html https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1912.html Fri, 22 Apr 2005 00:00:00 -0700 E5-1912 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1912.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to a Proposed Rule Change To Adopt an Inactivity Fee To Be Charged Against Remote Market-Makers That Fail To Commence Quoting in Their Appointed Classes https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1884.html https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1884.html Fri, 22 Apr 2005 00:00:00 -0700 E5-1884 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1884.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to a Proposed Rule Change To Amend CBOE Rule 8.4 To Remove the Physical Trading Crowd Appointment Alternative for Remote Market-Makers and To Create an “A+” Tier Consisting of the Two Most Actively-Traded Products on the Exchange https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1883.html https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1883.html Fri, 22 Apr 2005 00:00:00 -0700 E5-1883 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1883.pdf