Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/22?limit=200&registers=between&mode=atom 2024-11-22T20:19:23-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1915.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Yield Underlying Participating Securities (YUPS) 2005-04-22T00:00:00-07:00 2005-04-22T00:00:00-07:00 E5-1915 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1915.pdf https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1914.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6 and 7 Thereto by the American Stock Exchange LLC Relating to the Listing and Trading of Trust Issued Receipts Based on a Single Issuer 2005-04-22T00:00:00-07:00 2005-04-22T00:00:00-07:00 E5-1914 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1914.pdf https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1913.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Opening Process for Nasdaq-Listed Stocks 2005-04-22T00:00:00-07:00 2005-04-22T00:00:00-07:00 E5-1913 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1913.pdf https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1912.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Denying Motion for Reconsideration of Order Setting Aside Earlier Order Issued by Delegated Authority and Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b) 2005-04-22T00:00:00-07:00 2005-04-22T00:00:00-07:00 E5-1912 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1912.pdf https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1884.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to a Proposed Rule Change To Adopt an Inactivity Fee To Be Charged Against Remote Market-Makers That Fail To Commence Quoting in Their Appointed Classes 2005-04-22T00:00:00-07:00 2005-04-22T00:00:00-07:00 E5-1884 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1884.pdf https://regulations.justia.com/regulations/fedreg/2005/04/22/E5-1883.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to a Proposed Rule Change To Amend CBOE Rule 8.4 To Remove the Physical Trading Crowd Appointment Alternative for Remote Market-Makers and To Create an “A+” Tier Consisting of the Two Most Actively-Traded Products on the Exchange 2005-04-22T00:00:00-07:00 2005-04-22T00:00:00-07:00 E5-1883 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-22/pdf/E5-1883.pdf