<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/18?registers=between Fri, 22 Nov 2024 20:07:42 -0800 Fri, 22 Nov 2024 20:07:42 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/18?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Calculating Net Capital Under OCC Rule 307 https://regulations.justia.com/regulations/fedreg/2005/04/18/E5-1807.html https://regulations.justia.com/regulations/fedreg/2005/04/18/E5-1807.html Mon, 18 Apr 2005 00:00:00 -0700 E5-1807 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/E5-1807.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39 https://regulations.justia.com/regulations/fedreg/2005/04/18/E5-1804.html https://regulations.justia.com/regulations/fedreg/2005/04/18/E5-1804.html Mon, 18 Apr 2005 00:00:00 -0700 E5-1804 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/E5-1804.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/04/18/E5-1802.html https://regulations.justia.com/regulations/fedreg/2005/04/18/E5-1802.html Mon, 18 Apr 2005 00:00:00 -0700 E5-1802 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/E5-1802.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Recordkeeping, to Add Requirement for Predispute Arbitration Agreements With Customers, and Amendment to Rule A-11, on Indemnification, to Delete Obsolete References to Arbitrators https://regulations.justia.com/regulations/fedreg/2005/04/18/05-7650.html https://regulations.justia.com/regulations/fedreg/2005/04/18/05-7650.html Mon, 18 Apr 2005 00:00:00 -0700 05-7650 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/05-7650.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Adjusting the Implementation Date of Previously Adopted PCXE Listing Fees for Exchange-Traded Funds and Closed-End Funds https://regulations.justia.com/regulations/fedreg/2005/04/18/05-7644.html https://regulations.justia.com/regulations/fedreg/2005/04/18/05-7644.html Mon, 18 Apr 2005 00:00:00 -0700 05-7644 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/05-7644.pdf Notice - Issuer Delisting; Notice of Application of E-Z-EM, Inc. To Withdraw Its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-11479 https://regulations.justia.com/regulations/fedreg/2005/04/18/05-7639.html https://regulations.justia.com/regulations/fedreg/2005/04/18/05-7639.html Mon, 18 Apr 2005 00:00:00 -0700 05-7639 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-18/pdf/05-7639.pdf