<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/15?registers=between Fri, 22 Nov 2024 20:13:16 -0800 Fri, 22 Nov 2024 20:13:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/15?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Establish a Comprehensive Standard of Care and Limitation of Liability to its Members https://regulations.justia.com/regulations/fedreg/2005/04/15/Z5-1566.html https://regulations.justia.com/regulations/fedreg/2005/04/15/Z5-1566.html Fri, 15 Apr 2005 00:00:00 -0700 Z5-1566 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/Z5-1566.pdf Notice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Clarify How the Requirements of the OPRA Plan Pertaining to Vendors Apply to Persons Who Redistribute OPRA Data Over the Internet https://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1786.html https://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1786.html Fri, 15 Apr 2005 00:00:00 -0700 E5-1786 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1786.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NASD Rules 4510(a) and 4520(a) to Clarify Rule Language Regarding Entry and Application Fees for Issuers Listed on a National Securities Exchange That Transfer Their Listing to Nasdaq https://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1785.html https://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1785.html Fri, 15 Apr 2005 00:00:00 -0700 E5-1785 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1785.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments Nos. 1, 2, and 3 by the Pacific Exchange, Inc. Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session https://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1784.html https://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1784.html Fri, 15 Apr 2005 00:00:00 -0700 E5-1784 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1784.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Pilot Period to Increase Position and Exercise Limits for Equity Options and Establishing a Reverse Collar Hedge Exemption https://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1783.html https://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1783.html Fri, 15 Apr 2005 00:00:00 -0700 E5-1783 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1783.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options https://regulations.justia.com/regulations/fedreg/2005/04/15/C5-6743.html https://regulations.justia.com/regulations/fedreg/2005/04/15/C5-6743.html Fri, 15 Apr 2005 00:00:00 -0700 C5-6743 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/C5-6743.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/04/15/05-7746.html https://regulations.justia.com/regulations/fedreg/2005/04/15/05-7746.html Fri, 15 Apr 2005 00:00:00 -0700 05-7746 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/05-7746.pdf