Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/15?limit=200®isters=between&mode=atom2024-11-22T20:30:10-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/04/15/Z5-1566.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Establish a Comprehensive Standard of Care and Limitation of Liability to its Members2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00Z5-1566Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/Z5-1566.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1786.htmlNotice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Clarify How the Requirements of the OPRA Plan Pertaining to Vendors Apply to Persons Who Redistribute OPRA Data Over the Internet2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00E5-1786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1786.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1785.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NASD Rules 4510(a) and 4520(a) to Clarify Rule Language Regarding Entry and Application Fees for Issuers Listed on a National Securities Exchange That Transfer Their Listing to Nasdaq2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00E5-1785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1785.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1784.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments Nos. 1, 2, and 3 by the Pacific Exchange, Inc. Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00E5-1784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1784.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/E5-1783.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Pilot Period to Increase Position and Exercise Limits for Equity Options and Establishing a Reverse Collar Hedge Exemption2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00E5-1783Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/E5-1783.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/C5-6743.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:00C5-6743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/C5-6743.pdfhttps://regulations.justia.com/regulations/fedreg/2005/04/15/05-7746.htmlNotice - Sunshine Act Meeting2005-04-15T00:00:00-07:002005-04-15T00:00:00-07:0005-7746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-04-15/pdf/05-7746.pdf