<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/07?registers=between Fri, 17 May 2024 00:43:38 -0700 Fri, 17 May 2024 00:43:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/07?registers=between Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1601.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1601.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1601 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1601.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to a Fee Cap for Options Dividend Spread Transactions https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1600.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1600.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1600 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1600.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. To Extend for Additional Four Months Its Pilot Program Permitting a Floor Broker To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1599.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1599.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1599 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1599.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b) https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1591.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1591.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1591 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1591.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1590.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1590.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1590 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1590.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1589.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1589.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1589 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1589.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1588.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1588.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1588 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1588.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b) https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1587.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1587.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1587 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1587.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1586.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1586.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1586 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1586.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1585.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1585.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1585 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1585.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Inc. To Clarify That Specialists May Not Charge Commissions With Respect to the Execution of CHXpress Orders https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1584.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1584.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1584 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1584.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1583.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1583.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1583 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1583.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to the Hybrid Opening System https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1582.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1582.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1582 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1582.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Proposed Supplement to the Options Disclosure Document Regarding Volatility Options https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1581.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1581.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1581 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1581.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto To Require Specialists To Use and Maintain a Back-Up Automatic Quote System in ANTE Classes https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1580.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1580.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1580 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1580.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change Relating to Non-Member Give-Ups https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1579.html https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1579.html Thu, 07 Apr 2005 00:00:00 -0700 E5-1579 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/E5-1579.pdf Notice - In the Matter of Homeland Security Network, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/04/07/05-7025.html https://regulations.justia.com/regulations/fedreg/2005/04/07/05-7025.html Thu, 07 Apr 2005 00:00:00 -0700 05-7025 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-07/pdf/05-7025.pdf