<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/06?registers=between Tue, 26 Nov 2024 07:28:14 -0800 Tue, 26 Nov 2024 07:28:14 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/06?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability to Its Members https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1566.html https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1566.html Wed, 06 Apr 2005 00:00:00 -0700 E5-1566 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1566.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Provide Limited Compensation for Losses Due to Malfunctions of the Order-Execution Systems of the Nasdaq Market Center or Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1555.html https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1555.html Wed, 06 Apr 2005 00:00:00 -0700 E5-1555 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1555.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure and Consent Requirements When Trading on a Net Basis With Customers https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1554.html https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1554.html Wed, 06 Apr 2005 00:00:00 -0700 E5-1554 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1554.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Streaming Quote Trader Fees https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1553.html https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1553.html Wed, 06 Apr 2005 00:00:00 -0700 E5-1553 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1553.pdf Notice - PNM Resources, Inc.; Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1552.html https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1552.html Wed, 06 Apr 2005 00:00:00 -0700 E5-1552 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1552.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options https://regulations.justia.com/regulations/fedreg/2005/04/06/05-6743.html https://regulations.justia.com/regulations/fedreg/2005/04/06/05-6743.html Wed, 06 Apr 2005 00:00:00 -0700 05-6743 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/05-6743.pdf