Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/04/06?limit=200&registers=between&mode=atom 2024-05-23T03:32:23-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1566.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability to Its Members 2005-04-06T00:00:00-07:00 2005-04-06T00:00:00-07:00 E5-1566 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1566.pdf https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1555.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Provide Limited Compensation for Losses Due to Malfunctions of the Order-Execution Systems of the Nasdaq Market Center or Nasdaq's Brut Facility 2005-04-06T00:00:00-07:00 2005-04-06T00:00:00-07:00 E5-1555 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1555.pdf https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1554.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure and Consent Requirements When Trading on a Net Basis With Customers 2005-04-06T00:00:00-07:00 2005-04-06T00:00:00-07:00 E5-1554 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1554.pdf https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1553.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Streaming Quote Trader Fees 2005-04-06T00:00:00-07:00 2005-04-06T00:00:00-07:00 E5-1553 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1553.pdf https://regulations.justia.com/regulations/fedreg/2005/04/06/E5-1552.html Notice - PNM Resources, Inc.; Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-04-06T00:00:00-07:00 2005-04-06T00:00:00-07:00 E5-1552 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/E5-1552.pdf https://regulations.justia.com/regulations/fedreg/2005/04/06/05-6743.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to Trading Options on Full and Reduced Values of the ISE 250 Index, the ISE 100 Index and the ISE 50 Index, Including Long-Term Options 2005-04-06T00:00:00-07:00 2005-04-06T00:00:00-07:00 05-6743 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-04-06/pdf/05-6743.pdf