Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-23T21:32:01-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/03/31/E5-1411.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402005-03-31T00:00:00-08:002005-03-31T00:00:00-08:00E5-1411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-31/pdf/E5-1411.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/31/E5-1410.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the Boston Stock Exchange, Inc. To Trade the streetTRACKS ® Gold Shares Pursuant to Unlisted Trading Privileges2005-03-31T00:00:00-08:002005-03-31T00:00:00-08:00E5-1410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-31/pdf/E5-1410.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/31/E5-1409.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to Participant Fees and Credits2005-03-31T00:00:00-08:002005-03-31T00:00:00-08:00E5-1409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-31/pdf/E5-1409.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/31/E5-1408.htmlNotice - Self-Regulatory Organizations; Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3 and 4 to the Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Market-Maker Quoting Obligations and Market-Maker Appointments2005-03-31T00:00:00-08:002005-03-31T00:00:00-08:00E5-1408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-31/pdf/E5-1408.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1396.htmlNotice - Proposed Collection; Comment Request2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:00E5-1396Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1396.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1395.htmlNotice - Issuer Delisting; Notice of Application of Dynamex Inc. To Withdraw Its Common Stock, $.01 par value, From Listing and Registration on the American Stock Exchange LLC File No. 1-150012005-03-30T00:00:00-08:002005-03-30T00:00:00-08:00E5-1395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1395.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1394.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees Applicable to Remote Streaming Quote Traders2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:00E5-1394Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1394.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1393.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:00E5-1393Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1393.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1392.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite IndexSM2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:00E5-1392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1392.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1391.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dissemination of Order Imbalances in Tape A and Tape B Securities Admitted to Unlisted Trading Privileges in the Same Manner as Order Imbalances in Tape C Securities Admitted to Unlisted Trading Privileges2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:00E5-1391Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1391.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1390.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc., Relating to the Elimination of the Restriction on Electronically Generated Orders2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:00E5-1390Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1390.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/05-6358.htmlNotice - Lonisson Communications Corporation; Order of Suspension of Trading2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:0005-6358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/05-6358.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/05-6357.htmlNotice - Tempo Financial Corporation; Order of Suspension of Trading2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:0005-6357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/05-6357.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/05-6356.htmlNotice - Urban Transfer Systems, Inc.; Order of Suspension of Trading2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:0005-6356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/05-6356.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/30/05-6355.htmlNotice - STB Chip Corporation; Order of Suspension of Trading2005-03-30T00:00:00-08:002005-03-30T00:00:00-08:0005-6355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/05-6355.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1385.htmlNotice - Self-Regulatory Organizations; Order Granting Approval to Proposed Rule Change To Amend Rule 4350(n) and IM-4350-7 To Conform the Time Frame for the Disclosure of a Waiver to a Company's Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission's Form 8-K2005-03-29T00:00:00-08:002005-03-29T00:00:00-08:00E5-1385Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1385.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1384.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Philadelphia Stock Exchange, Inc. and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to an Amendment to Its By-Laws To Replace an On-Floor Equity Governor Position With an On-Floor Philadelphia Board of Trade Governor Position2005-03-29T00:00:00-08:002005-03-29T00:00:00-08:00E5-1384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1384.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1383.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the Boston Stock Exchange, Inc. Relating to the Price Improvement Period Under the Rules of the Boston Options Exchange Facility2005-03-29T00:00:00-08:002005-03-29T00:00:00-08:00E5-1383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1383.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1382.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations2005-03-29T00:00:00-08:002005-03-29T00:00:00-08:00E5-1382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1382.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1381.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submit Requisite Financial Reports on a Timely Basis2005-03-29T00:00:00-08:002005-03-29T00:00:00-08:00E5-1381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1381.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1380.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 by the International Securities Exchange, Inc., Relating to Trading Options on Reduced Values of the NYSE U.S. 100 Index, the NYSE International 100 Index, the NYSE World Leaders Index, and the NYSE TMT Index, Including Long-Term Options2005-03-29T00:00:00-08:002005-03-29T00:00:00-08:00E5-1380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1380.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1377.htmlNotice - Issuer Delisting; Notice of Application of Hythiam, Inc. to Withdraw its Common Stock, $.0001 par value, From Listing and Registration on the American Stock Exchange LLC File No. 1-319322005-03-29T00:00:00-08:002005-03-29T00:00:00-08:00E5-1377Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1377.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1366.htmlNotice - Proposed Collection; Comment Request2005-03-28T00:00:00-08:002005-03-28T00:00:00-08:00E5-1366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1366.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1365.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Extend a Pilot Program Relating to Margin Requirements for Certain Complex Options Spreads2005-03-28T00:00:00-08:002005-03-28T00:00:00-08:00E5-1365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1365.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1336.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Establishment of a Money-Only Settlement Service2005-03-28T00:00:00-08:002005-03-28T00:00:00-08:00E5-1336Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1336.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1335.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Electronic Filing of Form U4 and Form U5 by ETP Holders Through the CRD2005-03-28T00:00:00-08:002005-03-28T00:00:00-08:00E5-1335Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1335.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1334.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms Through the CRD2005-03-28T00:00:00-08:002005-03-28T00:00:00-08:00E5-1334Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1334.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/28/05-6100.htmlNotice - Advisory Committee on Smaller Public Companies2005-03-28T00:00:00-08:002005-03-28T00:00:00-08:0005-6100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/05-6100.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/25/Z5-1132.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 Thereto by the New York Stock Exchange, Inc., To Amend Its Original and Continued Quantitative Listing Standards2005-03-25T00:00:00-08:002005-03-25T00:00:00-08:00Z5-1132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/Z5-1132.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/25/E5-1305.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes2005-03-25T00:00:00-08:002005-03-25T00:00:00-08:00E5-1305Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/E5-1305.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/25/E5-1304.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers' Ability To Be Reappointed Options Issues2005-03-25T00:00:00-08:002005-03-25T00:00:00-08:00E5-1304Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/E5-1304.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/25/E5-1303.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Amendments to the Bylaws of PCX Holdings, Inc.2005-03-25T00:00:00-08:002005-03-25T00:00:00-08:00E5-1303Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/E5-1303.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/25/05-5986.htmlNotice - Sunshine Act Meetings2005-03-25T00:00:00-08:002005-03-25T00:00:00-08:0005-5986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/05-5986.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1295.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Matching of Certain Incoming Orders With Certain Phlx Existing Orders2005-03-24T00:00:00-08:002005-03-24T00:00:00-08:00E5-1295Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1295.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1294.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. Relating to the Deletion of Obsolete or Unnecessary Rules2005-03-24T00:00:00-08:002005-03-24T00:00:00-08:00E5-1294Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1294.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1293.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto of the New York Stock Exchange, Inc. Relating to Arbitration2005-03-24T00:00:00-08:002005-03-24T00:00:00-08:00E5-1293Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1293.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1292.htmlNotice - Consolidated Tape Association; Order Approving the Seventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Fifth Substantive Amendment to the Restated Consolidated Quotation Plan2005-03-24T00:00:00-08:002005-03-24T00:00:00-08:00E5-1292Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1292.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1291.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendments No. 1, 2, 3 and 4 Thereto, by the Boston Stock Exchange, Inc. Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC2005-03-24T00:00:00-08:002005-03-24T00:00:00-08:00E5-1291Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1291.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/23/E5-1257.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Membership Requirements2005-03-23T00:00:00-08:002005-03-23T00:00:00-08:00E5-1257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-23/pdf/E5-1257.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/23/E5-1256.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks2005-03-23T00:00:00-08:002005-03-23T00:00:00-08:00E5-1256Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-23/pdf/E5-1256.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/23/E5-1255.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks2005-03-23T00:00:00-08:002005-03-23T00:00:00-08:00E5-1255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-23/pdf/E5-1255.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/23/E5-1254.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange Inc.; Notice of Filing of Proposed Rule Change To Eliminate Rule 496 and To Amend the Listed Company Manual Relating to Transfer Agents2005-03-23T00:00:00-08:002005-03-23T00:00:00-08:00E5-1254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-23/pdf/E5-1254.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/22/E5-1247.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Regarding Q Orders2005-03-22T00:00:00-08:002005-03-22T00:00:00-08:00E5-1247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-22/pdf/E5-1247.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/22/E5-1234.htmlNotice - Submission for OMB Review; Comment Request2005-03-22T00:00:00-08:002005-03-22T00:00:00-08:00E5-1234Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-22/pdf/E5-1234.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1213.htmlNotice - Burnham Investors Trust, et al., Notice of Application2005-03-21T00:00:00-08:002005-03-21T00:00:00-08:00E5-1213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1213.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1212.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings2005-03-21T00:00:00-08:002005-03-21T00:00:00-08:00E5-1212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1212.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1211.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Adopt an Inactivity Fee To Be Charged Against Remote Market-Makers That Fail To Commence Quoting in Their Appointed Classes2005-03-21T00:00:00-08:002005-03-21T00:00:00-08:00E5-1211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1211.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1210.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to Position Limits and Exercise Limits2005-03-21T00:00:00-08:002005-03-21T00:00:00-08:00E5-1210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1210.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1209.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend the Criteria Used To Place Members on Surveillance Status and To Eliminate Member and Applicant Financial Responsibility and Operational Capability Questionnaires2005-03-21T00:00:00-08:002005-03-21T00:00:00-08:00E5-1209Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1209.pdfhttps://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1208.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Amend CBOE Rule 8.4 To Remove the Physical Trading Crowd Appointment Alternative for Remote Market-Makers and To Create an “A+” Tier Consisting of the Two Most Actively-Traded Products on the Exchange2005-03-21T00:00:00-08:002005-03-21T00:00:00-08:00E5-1208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1208.pdf