Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2025-03-26T01:08:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/03/31/E5-1411.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2005-03-31T00:00:00-08:00 2005-03-31T00:00:00-08:00 E5-1411 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-31/pdf/E5-1411.pdf https://regulations.justia.com/regulations/fedreg/2005/03/31/E5-1410.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the Boston Stock Exchange, Inc. To Trade the streetTRACKS ® Gold Shares Pursuant to Unlisted Trading Privileges 2005-03-31T00:00:00-08:00 2005-03-31T00:00:00-08:00 E5-1410 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-31/pdf/E5-1410.pdf https://regulations.justia.com/regulations/fedreg/2005/03/31/E5-1409.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to Participant Fees and Credits 2005-03-31T00:00:00-08:00 2005-03-31T00:00:00-08:00 E5-1409 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-31/pdf/E5-1409.pdf https://regulations.justia.com/regulations/fedreg/2005/03/31/E5-1408.html Notice - Self-Regulatory Organizations; Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3 and 4 to the Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Market-Maker Quoting Obligations and Market-Maker Appointments 2005-03-31T00:00:00-08:00 2005-03-31T00:00:00-08:00 E5-1408 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-31/pdf/E5-1408.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1396.html Notice - Proposed Collection; Comment Request 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 E5-1396 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1396.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1395.html Notice - Issuer Delisting; Notice of Application of Dynamex Inc. To Withdraw Its Common Stock, $.01 par value, From Listing and Registration on the American Stock Exchange LLC File No. 1-15001 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 E5-1395 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1395.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1394.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Fees Applicable to Remote Streaming Quote Traders 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 E5-1394 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1394.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1393.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to the Listing and Trading of Leveraged Index Return Notes Linked to the Dow Jones Industrial Average 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 E5-1393 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1393.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1392.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite IndexSM 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 E5-1392 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1392.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1391.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dissemination of Order Imbalances in Tape A and Tape B Securities Admitted to Unlisted Trading Privileges in the Same Manner as Order Imbalances in Tape C Securities Admitted to Unlisted Trading Privileges 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 E5-1391 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1391.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/E5-1390.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc., Relating to the Elimination of the Restriction on Electronically Generated Orders 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 E5-1390 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/E5-1390.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/05-6358.html Notice - Lonisson Communications Corporation; Order of Suspension of Trading 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 05-6358 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/05-6358.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/05-6357.html Notice - Tempo Financial Corporation; Order of Suspension of Trading 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 05-6357 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/05-6357.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/05-6356.html Notice - Urban Transfer Systems, Inc.; Order of Suspension of Trading 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 05-6356 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/05-6356.pdf https://regulations.justia.com/regulations/fedreg/2005/03/30/05-6355.html Notice - STB Chip Corporation; Order of Suspension of Trading 2005-03-30T00:00:00-08:00 2005-03-30T00:00:00-08:00 05-6355 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-30/pdf/05-6355.pdf https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1385.html Notice - Self-Regulatory Organizations; Order Granting Approval to Proposed Rule Change To Amend Rule 4350(n) and IM-4350-7 To Conform the Time Frame for the Disclosure of a Waiver to a Company's Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission's Form 8-K 2005-03-29T00:00:00-08:00 2005-03-29T00:00:00-08:00 E5-1385 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1385.pdf https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1384.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Philadelphia Stock Exchange, Inc. and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to an Amendment to Its By-Laws To Replace an On-Floor Equity Governor Position With an On-Floor Philadelphia Board of Trade Governor Position 2005-03-29T00:00:00-08:00 2005-03-29T00:00:00-08:00 E5-1384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1384.pdf https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1383.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the Boston Stock Exchange, Inc. Relating to the Price Improvement Period Under the Rules of the Boston Options Exchange Facility 2005-03-29T00:00:00-08:00 2005-03-29T00:00:00-08:00 E5-1383 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1383.pdf https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1382.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations 2005-03-29T00:00:00-08:00 2005-03-29T00:00:00-08:00 E5-1382 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1382.pdf https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1381.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submit Requisite Financial Reports on a Timely Basis 2005-03-29T00:00:00-08:00 2005-03-29T00:00:00-08:00 E5-1381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1381.pdf https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1380.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 by the International Securities Exchange, Inc., Relating to Trading Options on Reduced Values of the NYSE U.S. 100 Index, the NYSE International 100 Index, the NYSE World Leaders Index, and the NYSE TMT Index, Including Long-Term Options 2005-03-29T00:00:00-08:00 2005-03-29T00:00:00-08:00 E5-1380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1380.pdf https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1377.html Notice - Issuer Delisting; Notice of Application of Hythiam, Inc. to Withdraw its Common Stock, $.0001 par value, From Listing and Registration on the American Stock Exchange LLC File No. 1-31932 2005-03-29T00:00:00-08:00 2005-03-29T00:00:00-08:00 E5-1377 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1377.pdf https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1366.html Notice - Proposed Collection; Comment Request 2005-03-28T00:00:00-08:00 2005-03-28T00:00:00-08:00 E5-1366 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1366.pdf https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1365.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Extend a Pilot Program Relating to Margin Requirements for Certain Complex Options Spreads 2005-03-28T00:00:00-08:00 2005-03-28T00:00:00-08:00 E5-1365 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1365.pdf https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1336.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Establishment of a Money-Only Settlement Service 2005-03-28T00:00:00-08:00 2005-03-28T00:00:00-08:00 E5-1336 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1336.pdf https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1335.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Electronic Filing of Form U4 and Form U5 by ETP Holders Through the CRD 2005-03-28T00:00:00-08:00 2005-03-28T00:00:00-08:00 E5-1335 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1335.pdf https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1334.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms Through the CRD 2005-03-28T00:00:00-08:00 2005-03-28T00:00:00-08:00 E5-1334 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1334.pdf https://regulations.justia.com/regulations/fedreg/2005/03/28/05-6100.html Notice - Advisory Committee on Smaller Public Companies 2005-03-28T00:00:00-08:00 2005-03-28T00:00:00-08:00 05-6100 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/05-6100.pdf https://regulations.justia.com/regulations/fedreg/2005/03/25/Z5-1132.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 Thereto by the New York Stock Exchange, Inc., To Amend Its Original and Continued Quantitative Listing Standards 2005-03-25T00:00:00-08:00 2005-03-25T00:00:00-08:00 Z5-1132 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/Z5-1132.pdf https://regulations.justia.com/regulations/fedreg/2005/03/25/E5-1305.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2005-03-25T00:00:00-08:00 2005-03-25T00:00:00-08:00 E5-1305 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/E5-1305.pdf https://regulations.justia.com/regulations/fedreg/2005/03/25/E5-1304.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers' Ability To Be Reappointed Options Issues 2005-03-25T00:00:00-08:00 2005-03-25T00:00:00-08:00 E5-1304 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/E5-1304.pdf https://regulations.justia.com/regulations/fedreg/2005/03/25/E5-1303.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Amendments to the Bylaws of PCX Holdings, Inc. 2005-03-25T00:00:00-08:00 2005-03-25T00:00:00-08:00 E5-1303 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/E5-1303.pdf https://regulations.justia.com/regulations/fedreg/2005/03/25/05-5986.html Notice - Sunshine Act Meetings 2005-03-25T00:00:00-08:00 2005-03-25T00:00:00-08:00 05-5986 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-25/pdf/05-5986.pdf https://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1295.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Matching of Certain Incoming Orders With Certain Phlx Existing Orders 2005-03-24T00:00:00-08:00 2005-03-24T00:00:00-08:00 E5-1295 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1295.pdf https://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1294.html Notice - Self-Regulatory Organizations; Notice of Filing and Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. Relating to the Deletion of Obsolete or Unnecessary Rules 2005-03-24T00:00:00-08:00 2005-03-24T00:00:00-08:00 E5-1294 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1294.pdf https://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1293.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto of the New York Stock Exchange, Inc. Relating to Arbitration 2005-03-24T00:00:00-08:00 2005-03-24T00:00:00-08:00 E5-1293 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1293.pdf https://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1292.html Notice - Consolidated Tape Association; Order Approving the Seventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Fifth Substantive Amendment to the Restated Consolidated Quotation Plan 2005-03-24T00:00:00-08:00 2005-03-24T00:00:00-08:00 E5-1292 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1292.pdf https://regulations.justia.com/regulations/fedreg/2005/03/24/E5-1291.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendments No. 1, 2, 3 and 4 Thereto, by the Boston Stock Exchange, Inc. Relating to the Composition of the Board of Directors and Executive Committee of Boston Options Exchange Regulation LLC 2005-03-24T00:00:00-08:00 2005-03-24T00:00:00-08:00 E5-1291 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-24/pdf/E5-1291.pdf https://regulations.justia.com/regulations/fedreg/2005/03/23/E5-1257.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Membership Requirements 2005-03-23T00:00:00-08:00 2005-03-23T00:00:00-08:00 E5-1257 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-23/pdf/E5-1257.pdf https://regulations.justia.com/regulations/fedreg/2005/03/23/E5-1256.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks 2005-03-23T00:00:00-08:00 2005-03-23T00:00:00-08:00 E5-1256 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-23/pdf/E5-1256.pdf https://regulations.justia.com/regulations/fedreg/2005/03/23/E5-1255.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the Nasdaq Opening Process for Nasdaq-Listed Stocks 2005-03-23T00:00:00-08:00 2005-03-23T00:00:00-08:00 E5-1255 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-23/pdf/E5-1255.pdf https://regulations.justia.com/regulations/fedreg/2005/03/23/E5-1254.html Notice - Self-Regulatory Organizations; New York Stock Exchange Inc.; Notice of Filing of Proposed Rule Change To Eliminate Rule 496 and To Amend the Listed Company Manual Relating to Transfer Agents 2005-03-23T00:00:00-08:00 2005-03-23T00:00:00-08:00 E5-1254 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-23/pdf/E5-1254.pdf https://regulations.justia.com/regulations/fedreg/2005/03/22/E5-1247.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Regarding Q Orders 2005-03-22T00:00:00-08:00 2005-03-22T00:00:00-08:00 E5-1247 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-22/pdf/E5-1247.pdf https://regulations.justia.com/regulations/fedreg/2005/03/22/E5-1234.html Notice - Submission for OMB Review; Comment Request 2005-03-22T00:00:00-08:00 2005-03-22T00:00:00-08:00 E5-1234 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-22/pdf/E5-1234.pdf https://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1213.html Notice - Burnham Investors Trust, et al., Notice of Application 2005-03-21T00:00:00-08:00 2005-03-21T00:00:00-08:00 E5-1213 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1213.pdf https://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1212.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings 2005-03-21T00:00:00-08:00 2005-03-21T00:00:00-08:00 E5-1212 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1212.pdf https://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1211.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Adopt an Inactivity Fee To Be Charged Against Remote Market-Makers That Fail To Commence Quoting in Their Appointed Classes 2005-03-21T00:00:00-08:00 2005-03-21T00:00:00-08:00 E5-1211 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1211.pdf https://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1210.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to Position Limits and Exercise Limits 2005-03-21T00:00:00-08:00 2005-03-21T00:00:00-08:00 E5-1210 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1210.pdf https://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1209.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend the Criteria Used To Place Members on Surveillance Status and To Eliminate Member and Applicant Financial Responsibility and Operational Capability Questionnaires 2005-03-21T00:00:00-08:00 2005-03-21T00:00:00-08:00 E5-1209 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1209.pdf https://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1208.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Amend CBOE Rule 8.4 To Remove the Physical Trading Crowd Appointment Alternative for Remote Market-Makers and To Create an “A+” Tier Consisting of the Two Most Actively-Traded Products on the Exchange 2005-03-21T00:00:00-08:00 2005-03-21T00:00:00-08:00 E5-1208 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1208.pdf https://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1204.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations 2005-03-21T00:00:00-08:00 2005-03-21T00:00:00-08:00 E5-1204 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1204.pdf https://regulations.justia.com/regulations/fedreg/2005/03/21/E5-1203.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. Relating to Arbitration Fees 2005-03-21T00:00:00-08:00 2005-03-21T00:00:00-08:00 E5-1203 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-21/pdf/E5-1203.pdf https://regulations.justia.com/regulations/fedreg/2005/03/18/E5-1185.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of Remote Market-Makers 2005-03-18T00:00:00-08:00 2005-03-18T00:00:00-08:00 E5-1185 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-18/pdf/E5-1185.pdf https://regulations.justia.com/regulations/fedreg/2005/03/18/E5-1184.html Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing of an Amended Proposed Rule Change Relating to Trade Submission Requirements and Pre-Netting 2005-03-18T00:00:00-08:00 2005-03-18T00:00:00-08:00 E5-1184 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-18/pdf/E5-1184.pdf https://regulations.justia.com/regulations/fedreg/2005/03/18/E5-1183.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change Relating to Primary Only Orders 2005-03-18T00:00:00-08:00 2005-03-18T00:00:00-08:00 E5-1183 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-18/pdf/E5-1183.pdf https://regulations.justia.com/regulations/fedreg/2005/03/18/05-5463.html Notice - Sunshine Act Meeting 2005-03-18T00:00:00-08:00 2005-03-18T00:00:00-08:00 05-5463 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-18/pdf/05-5463.pdf https://regulations.justia.com/regulations/fedreg/2005/03/18/05-5318.html Rule - Mutual Fund Redemption Fees 2005-03-18T00:00:00-08:00 2005-03-18T00:00:00-08:00 05-5318 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-03-18/pdf/05-5318.pdf https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1166.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-03-17T00:00:00-08:00 2005-03-17T00:00:00-08:00 E5-1166 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1166.pdf https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1165.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change To Revise Certain Membership Rules Related to the Testing and Orientation Requirements for Nominees of Member Organizations Approved Solely as Clearing Members 2005-03-17T00:00:00-08:00 2005-03-17T00:00:00-08:00 E5-1165 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1165.pdf https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1164.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Its Operational Capability Requirement for Membership 2005-03-17T00:00:00-08:00 2005-03-17T00:00:00-08:00 E5-1164 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1164.pdf https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1163.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend the Membership Standards Required of Insurance Companies 2005-03-17T00:00:00-08:00 2005-03-17T00:00:00-08:00 E5-1163 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1163.pdf https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1161.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc., and the National Association of Securities Dealers, Inc., To Prohibit Participation by a Research Analyst in a Road Show Related to an Investment Banking Services Transaction and To Require Certain Communications About an Investment Banking Services Transaction To Be Fair, Balanced and Not Misleading 2005-03-17T00:00:00-08:00 2005-03-17T00:00:00-08:00 E5-1161 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1161.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1157.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Allow NASD, on a Pilot Basis, To Review Denial of Access Complaints Related to the Alternative Display Facility 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1157 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1157.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1156.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Clarify Certain Sections of the Loss Allocation Rule of Its Government Securities Division 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1156 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1156.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1155.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1155 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1155.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1153.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees for Options on the Mini-Nasdaq-100 Index and Options on the Nasdaq-100 Index 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1153 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1153.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1143.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to Clearing Member Trade Assignment Processing 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1143 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1143.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1141.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Listing Standards for Options on Narrow-Based Security Indexes 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1141 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1141.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1133.html Notice - The Brazilian Equity Fund, Inc., et al.; Notice of Application 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1133 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1133.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1132.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 Thereto by the New York Stock Exchange, Inc., To Amend Its Original and Continued Quantitative Listing Standards 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1132 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1132.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1131.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to System Changes to the Exchange's Automated Options Market (AUTOM) System 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1131 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1131.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1130.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Split Price Priority 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1130 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1130.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/E5-1129.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to TRACE Market Data Fees 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 E5-1129 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/E5-1129.pdf https://regulations.justia.com/regulations/fedreg/2005/03/16/05-5267.html Notice - Sunshine Act Meeting 2005-03-16T00:00:00-08:00 2005-03-16T00:00:00-08:00 05-5267 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-16/pdf/05-5267.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1119.html Notice - Issuer Delisting; Notice of Application of Grupo Imsa, S.A. de C.V. To Withdraw Its American Depositary Shares (Represented by American Depositary Receipts (Each Representing Nine Equity Units, Each of Which Consists of Three Series B Shares, No Par Value, and Two Series C Shares, No Par Value), From Listing and Registration on the New York Stock Exchange, Inc. 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1119 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1119.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1118.html Notice - Issuer Delisting; Notice of Application of Perficient, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1118 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1118.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1117.html Notice - Issuer Delisting; Notice of Application of Vitran Corporation Inc., To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1117.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1116.html Notice - Issuer Delisting; Notice of Application of Earl Scheib, Inc. To Withdraw Its Capital Stock, $1.00 Par Value, From Listing and Registration on the American Stock Exchange LLC 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1116 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1116.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1115.html Notice - Issuer Delisting; Notice of Application of DynTek, Inc. To Withdraw Its Common Stock, $.0001 par value, and Series A Convertible Preferred Stock and Warrants, From Listing and Registration on the Boston Stock Exchange, Inc. 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1115 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1115.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1104.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Adopt an Additional Mark-Up Policy for Transactions in Debt Securities Except Municipal Securities 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1104 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1104.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1103.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. Relating to the Random Selection of Arbitrators by the Neutral List Selection System 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1103 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1103.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1102.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Application and Continuing Membership Standards of the Government Securities Division and the Mortgage-Backed Securities Division 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1102 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1102.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1101.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend NYSE Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions in ETFs 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1101 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1101.pdf https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1100.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating Its Floor Brokerage Transaction Fee 2005-03-15T00:00:00-08:00 2005-03-15T00:00:00-08:00 E5-1100 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1100.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/Z5-800.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SIG Indices, LLLP 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 Z5-800 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/Z5-800.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1063.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to a New Customers' Lien Account 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1063.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1062.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Unsegregation of Long Option Positions 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1062 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1062.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1061.html Notice - Submission for OMB Review; Comment Request 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1061 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1061.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1060.html Notice - Submission for OMB Review; Comment Request 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1060 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1060.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1059.html Notice - Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1059 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1059.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1058.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Nasdaq PostData Pilot Program 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1058 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1058.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1057.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Rescind a Type of Order Known as an Institutional XPress ® Order Through Amendments to Exchange Rules 13, 60 and 72 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1057 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1057.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1056.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to a Proposal To Adopt a New IM-10308 on Mediators Serving as Arbitrators 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1056 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1056.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1052.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Establish Rules Governing the Operation of Nasdaq's Brut Facility 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1052 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1052.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1051.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the International Securities Exchange, Inc., Relating to the Nomination of Its Class B Directors Pursuant to Its Amended and Restated Constitution 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 E5-1051 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1051.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/C5-4177.html Notice - Intent to Prepare a Joint Supplemental Environmental Impact Statement/Supplemental Environmental Impact Report for the San Luis Rey River Flood Control Project, Operations and Maintenance Plan; San Diego County, CA 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 C5-4177 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/C5-4177.pdf https://regulations.justia.com/regulations/fedreg/2005/03/14/05-4946.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 14 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. 2005-03-14T00:00:00-08:00 2005-03-14T00:00:00-08:00 05-4946 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/05-4946.pdf https://regulations.justia.com/regulations/fedreg/2005/03/11/E5-1023.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position Limits and Exercise Limits 2005-03-11T00:00:00-08:00 2005-03-11T00:00:00-08:00 E5-1023 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-11/pdf/E5-1023.pdf https://regulations.justia.com/regulations/fedreg/2005/03/11/E5-1022.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Foreign Hearing Locations 2005-03-11T00:00:00-08:00 2005-03-11T00:00:00-08:00 E5-1022 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-11/pdf/E5-1022.pdf https://regulations.justia.com/regulations/fedreg/2005/03/11/E5-1021.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 thereto by the American Stock Exchange LLC Relating to Revisions to the ANTE Roll-Out Schedule 2005-03-11T00:00:00-08:00 2005-03-11T00:00:00-08:00 E5-1021 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-11/pdf/E5-1021.pdf https://regulations.justia.com/regulations/fedreg/2005/03/11/E5-1020.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Split Price Priority 2005-03-11T00:00:00-08:00 2005-03-11T00:00:00-08:00 E5-1020 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-11/pdf/E5-1020.pdf https://regulations.justia.com/regulations/fedreg/2005/03/11/E5-1019.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits on the Boston Options Exchange Facility 2005-03-11T00:00:00-08:00 2005-03-11T00:00:00-08:00 E5-1019 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-11/pdf/E5-1019.pdf https://regulations.justia.com/regulations/fedreg/2005/03/11/E5-1018.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position Limits and Exercise Limits 2005-03-11T00:00:00-08:00 2005-03-11T00:00:00-08:00 E5-1018 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-11/pdf/E5-1018.pdf https://regulations.justia.com/regulations/fedreg/2005/03/10/E5-1012.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Relating to Transactions in Certain Exchange-Traded Funds 2005-03-10T00:00:00-08:00 2005-03-10T00:00:00-08:00 E5-1012 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-10/pdf/E5-1012.pdf https://regulations.justia.com/regulations/fedreg/2005/03/09/E5-984.html Notice - Joint Industry Plan; Order Extending for One Year the Operation of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc., and to Extend Certain Exemptive Relief 2005-03-09T00:00:00-08:00 2005-03-09T00:00:00-08:00 E5-984 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-09/pdf/E5-984.pdf https://regulations.justia.com/regulations/fedreg/2005/03/09/E5-983.html Notice - Order Regarding Review of FASB Accounting Support Fee for Calendar Year 2005 Under the Sarbanes-Oxley Act of 2002 2005-03-09T00:00:00-08:00 2005-03-09T00:00:00-08:00 E5-983 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-09/pdf/E5-983.pdf https://regulations.justia.com/regulations/fedreg/2005/03/09/E5-982.html Notice - Order Approving Public Company Accounting Oversight Board Revised Budget and Annual Accounting Support Fee for Calendar Year 2005 2005-03-09T00:00:00-08:00 2005-03-09T00:00:00-08:00 E5-982 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-09/pdf/E5-982.pdf https://regulations.justia.com/regulations/fedreg/2005/03/09/E5-977.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCXE Rules 4.5 and 6.18(d), Relating to Compliance Date for the Series 24 and Series 27 Examination Requirements for ETP Holders 2005-03-09T00:00:00-08:00 2005-03-09T00:00:00-08:00 E5-977 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-09/pdf/E5-977.pdf https://regulations.justia.com/regulations/fedreg/2005/03/09/E5-976.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Fees for Data Provided to Streaming Quote Traders Trading Options on the Exchange's Electronic Trading Platform, Phlx XL 2005-03-09T00:00:00-08:00 2005-03-09T00:00:00-08:00 E5-976 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-09/pdf/E5-976.pdf https://regulations.justia.com/regulations/fedreg/2005/03/09/E5-975.html Notice - Issuer Delisting; Notice of Application of Ryder System, Inc. To Withdraw Its Common Stock, $.50 par value, From Listing and Registration on the Chicago Stock Exchange, Incorporated 2005-03-09T00:00:00-08:00 2005-03-09T00:00:00-08:00 E5-975 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-09/pdf/E5-975.pdf https://regulations.justia.com/regulations/fedreg/2005/03/09/05-4781.html Notice - Sunshine Act Meetings 2005-03-09T00:00:00-08:00 2005-03-09T00:00:00-08:00 05-4781 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-09/pdf/05-4781.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-972.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Open-Ended Funds Depository Eligible 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-972 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-972.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-971.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-971 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-971.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-970.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC to Require Members to Complete Systems Training 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-970 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-970.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-969.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position Limits and Exercise Limits 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-969 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-969.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-968.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Procedures for Handling ITS Commitments in the Auto-Ex System 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-968 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-968.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-967.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise its Cross-Margining Agreement With The Clearing Corporation 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-967 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-967.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-966.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 by the Pacific Exchange, Inc., Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-966 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-966.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-936.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Incorporated to Trade the streetTRACKS® Gold Shares Pursuant to Unlisted Trading Privileges 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-936 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-936.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-935.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the American Stock Exchange LLC Relating to Revisions to Amex Rule 21, Appointment of Floor Officials 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-935 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-935.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-934.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to Exchange Rule 17.10(d)-Review of Decision Not To Initiate Charges 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-934 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-934.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-933.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-933 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-933.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-932.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-932 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-932.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-931.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Certain Obsolete or Unnecessary Rules 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-931 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-931.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/05-4576.html Notice - Sunshine Act Meeting 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 05-4576 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/05-4576.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/05-4450.html Rule - Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 05-4450 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/05-4450.pdf https://regulations.justia.com/regulations/fedreg/2005/03/07/E5-915.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc., To Adopt New Rule 401A (“Customer Complaints”), and an Amendment to Rule 476A (“Imposition of Fines for Minor Violations of Rules”), Adding Rule 401A to the List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A 2005-03-07T00:00:00-08:00 2005-03-07T00:00:00-08:00 E5-915 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/E5-915.pdf https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4446.html Notice - In the Matter of CMKM Diamonds, Inc., a/k/a Casavant Mining Kimberlite International, Inc.; Order of Suspension of Trading 2005-03-07T00:00:00-08:00 2005-03-07T00:00:00-08:00 05-4446 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/05-4446.pdf https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4393.html Notice - Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of March 7, 2005: 2005-03-07T00:00:00-08:00 2005-03-07T00:00:00-08:00 05-4393 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/05-4393.pdf https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4293.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Clarifying Members' Obligations To Report Cancelled Trades 2005-03-07T00:00:00-08:00 2005-03-07T00:00:00-08:00 05-4293 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/05-4293.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-900.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 by the New York Stock Exchange, Inc. Relating to Appointments to the NYSE's Board of Arbitration and Other Changes to the NYSE's Arbitration Program 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-900 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-900.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-899.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Floor Official Conflicts of Interest 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-899 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-899.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-898.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Member Firm Guarantee 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-898 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-898.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-897.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 5 by the Chicago Board Options Exchange, Inc. Relating to the Trading of Complex Orders on the CBOE Hybrid System 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-897 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-897.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-880.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. To Trade the streetTRACKS® Gold Shares Pursuant to Unlisted Trading Privileges 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-880 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-880.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-879.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Section 507 of the Amex Company Guide To Conform the Definition of a “Large” Dividend to the Threshold Specified in Section 521 of the Company Guide 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-879 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-879.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-878.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Linkage P and P/A Orders 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-878 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-878.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-877.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Fees for Transactions in Options on the Nasdaq 100 Index (NDX) and Mini-Nasdaq 100 Index (MNX) 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-877 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-877.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-876.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing Standards for Options on Narrow-Based Indexes 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-876 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-876.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-875.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to the Adoption of Generic Listing Standards for Index-Linked Securities 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-875 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-875.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-874.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Exchange Fees for Reduced-Value Options on the Russell 2000 Index 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-874 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-874.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-873.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding Procedures for Denying Listing on Nasdaq 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-873 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-873.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/05-4215.html Proposed Rule - Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 05-4215 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/05-4215.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/05-4214.html Notice - Order Making Fiscal 2005 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 05-4214 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/05-4214.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-853.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-853 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-853.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-851.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-851 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-851.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-850.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes by the National Association of Securities Dealers, Inc. To Provide an Exemption From the Research Analyst Qualification Examination for Certain Associated Persons Who Prepare Technical Research Reports and the New York Stock Exchange, Inc. Relating to an Alternative Qualification Standard for the Research Analyst Qualification Examination Requirement for Technical Analysts 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-850 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-850.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-849.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Requirements for Listing Stock Index Warrants 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-849 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-849.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-848.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange, Inc., Relating to Listing Standards for Options on Narrow-Based Securities Indexes 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-848 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-848.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-847.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Boston Stock Exchange, Inc., Relating to the Reporting of Riskless Principal Transactions 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-847 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-847.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-846.html Notice - Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Proposed Changes to Exchange Rules 440F (“Public Short Sale Transactions Effected on the Exchange”) and 440G (“Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations”) 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-846 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-846.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-845.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the American Stock Exchange LLC Relating to an Obvious Error Rule for Trades on the Exchange in Equity Securities 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-845 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-845.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-844.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto by the American Stock Exchange LLC To Adopt Obvious Error Rules for Options Transactions 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-844 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-844.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-842.html Notice - Self-Regulatory Organizations; Emerging Markets Clearing Corporation; Notice of Withdrawal of a Proposed Rule Change To Amend Its Rules With Regard to the Imposition of Fines Upon Its Members 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-842 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-842.pdf https://regulations.justia.com/regulations/fedreg/2005/03/03/E5-833.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Setting Aside Earlier Order Issued by Delegated Authority and Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b) 2005-03-03T00:00:00-08:00 2005-03-03T00:00:00-08:00 E5-833 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-03/pdf/E5-833.pdf https://regulations.justia.com/regulations/fedreg/2005/03/02/E5-828.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to FOCD Forms Due Date 2005-03-02T00:00:00-08:00 2005-03-02T00:00:00-08:00 E5-828 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-02/pdf/E5-828.pdf https://regulations.justia.com/regulations/fedreg/2005/03/02/E5-827.html Notice - Boston Safe Advisors, Inc., et al.; Notice of Application and Temporary Order 2005-03-02T00:00:00-08:00 2005-03-02T00:00:00-08:00 E5-827 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-02/pdf/E5-827.pdf https://regulations.justia.com/regulations/fedreg/2005/03/02/E5-826.html Notice - Parkland Management Company, L.L.C.; Notice of Application 2005-03-02T00:00:00-08:00 2005-03-02T00:00:00-08:00 E5-826 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-02/pdf/E5-826.pdf https://regulations.justia.com/regulations/fedreg/2005/03/02/E5-825.html Notice - Goldman, Sachs & Co., et al.; Notice of Application and Temporary Order 2005-03-02T00:00:00-08:00 2005-03-02T00:00:00-08:00 E5-825 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-02/pdf/E5-825.pdf https://regulations.justia.com/regulations/fedreg/2005/03/01/E5-808.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Fees for Late FOCD Forms 2005-03-01T00:00:00-08:00 2005-03-01T00:00:00-08:00 E5-808 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-01/pdf/E5-808.pdf https://regulations.justia.com/regulations/fedreg/2005/03/01/E5-807.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto Relating to Position Limits and Exercise Limits 2005-03-01T00:00:00-08:00 2005-03-01T00:00:00-08:00 E5-807 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-01/pdf/E5-807.pdf https://regulations.justia.com/regulations/fedreg/2005/03/01/E5-801.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to Market-Maker Quoting and Market-Maker Appointments 2005-03-01T00:00:00-08:00 2005-03-01T00:00:00-08:00 E5-801 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-01/pdf/E5-801.pdf https://regulations.justia.com/regulations/fedreg/2005/03/01/E5-800.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SIG Indices, LLLP 2005-03-01T00:00:00-08:00 2005-03-01T00:00:00-08:00 E5-800 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-01/pdf/E5-800.pdf https://regulations.justia.com/regulations/fedreg/2005/03/01/05-3995.html Notice - Sunshine Act Meetings 2005-03-01T00:00:00-08:00 2005-03-01T00:00:00-08:00 05-3995 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-01/pdf/05-3995.pdf