<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/29?registers=between Sat, 04 May 2024 06:17:16 -0700 Sat, 04 May 2024 06:17:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/29?registers=between Notice - Self-Regulatory Organizations; Order Granting Approval to Proposed Rule Change To Amend Rule 4350(n) and IM-4350-7 To Conform the Time Frame for the Disclosure of a Waiver to a Company's Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission's Form 8-K https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1385.html https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1385.html Tue, 29 Mar 2005 00:00:00 -0800 E5-1385 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1385.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Philadelphia Stock Exchange, Inc. and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to an Amendment to Its By-Laws To Replace an On-Floor Equity Governor Position With an On-Floor Philadelphia Board of Trade Governor Position https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1384.html https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1384.html Tue, 29 Mar 2005 00:00:00 -0800 E5-1384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1384.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, by the Boston Stock Exchange, Inc. Relating to the Price Improvement Period Under the Rules of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1383.html https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1383.html Tue, 29 Mar 2005 00:00:00 -0800 E5-1383 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1383.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change To Modify the Assessment Process for Late Submissions of Collateral Made Through the GCF Repo Service and To Increase the Types of Securities Available To Satisfy Collateral Allocation Obligations https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1382.html https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1382.html Tue, 29 Mar 2005 00:00:00 -0800 E5-1382 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1382.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submit Requisite Financial Reports on a Timely Basis https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1381.html https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1381.html Tue, 29 Mar 2005 00:00:00 -0800 E5-1381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1381.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 by the International Securities Exchange, Inc., Relating to Trading Options on Reduced Values of the NYSE U.S. 100 Index, the NYSE International 100 Index, the NYSE World Leaders Index, and the NYSE TMT Index, Including Long-Term Options https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1380.html https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1380.html Tue, 29 Mar 2005 00:00:00 -0800 E5-1380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1380.pdf Notice - Issuer Delisting; Notice of Application of Hythiam, Inc. to Withdraw its Common Stock, $.0001 par value, From Listing and Registration on the American Stock Exchange LLC File No. 1-31932 https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1377.html https://regulations.justia.com/regulations/fedreg/2005/03/29/E5-1377.html Tue, 29 Mar 2005 00:00:00 -0800 E5-1377 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-29/pdf/E5-1377.pdf