<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/28?registers=between Tue, 26 Nov 2024 10:28:33 -0800 Tue, 26 Nov 2024 10:28:33 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/28?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1366.html https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1366.html Mon, 28 Mar 2005 00:00:00 -0800 E5-1366 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1366.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Extend a Pilot Program Relating to Margin Requirements for Certain Complex Options Spreads https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1365.html https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1365.html Mon, 28 Mar 2005 00:00:00 -0800 E5-1365 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1365.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Establishment of a Money-Only Settlement Service https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1336.html https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1336.html Mon, 28 Mar 2005 00:00:00 -0800 E5-1336 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1336.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Requiring Electronic Filing of Form U4 and Form U5 by ETP Holders Through the CRD https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1335.html https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1335.html Mon, 28 Mar 2005 00:00:00 -0800 E5-1335 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1335.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Requiring Electronic Filing of Form U4 and Form U5 by OTP Holders and OTP Firms Through the CRD https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1334.html https://regulations.justia.com/regulations/fedreg/2005/03/28/E5-1334.html Mon, 28 Mar 2005 00:00:00 -0800 E5-1334 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/E5-1334.pdf Notice - Advisory Committee on Smaller Public Companies https://regulations.justia.com/regulations/fedreg/2005/03/28/05-6100.html https://regulations.justia.com/regulations/fedreg/2005/03/28/05-6100.html Mon, 28 Mar 2005 00:00:00 -0800 05-6100 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-28/pdf/05-6100.pdf