<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/17?registers=between Tue, 26 Nov 2024 10:41:01 -0800 Tue, 26 Nov 2024 10:41:01 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/17?registers=between Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1166.html https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1166.html Thu, 17 Mar 2005 00:00:00 -0800 E5-1166 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1166.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of Proposed Rule Change To Revise Certain Membership Rules Related to the Testing and Orientation Requirements for Nominees of Member Organizations Approved Solely as Clearing Members https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1165.html https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1165.html Thu, 17 Mar 2005 00:00:00 -0800 E5-1165 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1165.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Its Operational Capability Requirement for Membership https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1164.html https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1164.html Thu, 17 Mar 2005 00:00:00 -0800 E5-1164 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1164.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend the Membership Standards Required of Insurance Companies https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1163.html https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1163.html Thu, 17 Mar 2005 00:00:00 -0800 E5-1163 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1163.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Changes by the New York Stock Exchange, Inc., and the National Association of Securities Dealers, Inc., To Prohibit Participation by a Research Analyst in a Road Show Related to an Investment Banking Services Transaction and To Require Certain Communications About an Investment Banking Services Transaction To Be Fair, Balanced and Not Misleading https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1161.html https://regulations.justia.com/regulations/fedreg/2005/03/17/E5-1161.html Thu, 17 Mar 2005 00:00:00 -0800 E5-1161 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-17/pdf/E5-1161.pdf