<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/15?registers=between Tue, 26 Nov 2024 10:27:22 -0800 Tue, 26 Nov 2024 10:27:22 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/15?registers=between Notice - Issuer Delisting; Notice of Application of Grupo Imsa, S.A. de C.V. To Withdraw Its American Depositary Shares (Represented by American Depositary Receipts (Each Representing Nine Equity Units, Each of Which Consists of Three Series B Shares, No Par Value, and Two Series C Shares, No Par Value), From Listing and Registration on the New York Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1119.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1119.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1119 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1119.pdf Notice - Issuer Delisting; Notice of Application of Perficient, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1118.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1118.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1118 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1118.pdf Notice - Issuer Delisting; Notice of Application of Vitran Corporation Inc., To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1117.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1117.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1117.pdf Notice - Issuer Delisting; Notice of Application of Earl Scheib, Inc. To Withdraw Its Capital Stock, $1.00 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1116.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1116.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1116 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1116.pdf Notice - Issuer Delisting; Notice of Application of DynTek, Inc. To Withdraw Its Common Stock, $.0001 par value, and Series A Convertible Preferred Stock and Warrants, From Listing and Registration on the Boston Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1115.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1115.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1115 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1115.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Adopt an Additional Mark-Up Policy for Transactions in Debt Securities Except Municipal Securities https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1104.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1104.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1104 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1104.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. Relating to the Random Selection of Arbitrators by the Neutral List Selection System https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1103.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1103.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1103 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1103.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Amend the Application and Continuing Membership Standards of the Government Securities Division and the Mortgage-Backed Securities Division https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1102.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1102.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1102 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1102.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Amend NYSE Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions in ETFs https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1101.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1101.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1101 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1101.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Eliminating Its Floor Brokerage Transaction Fee https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1100.html https://regulations.justia.com/regulations/fedreg/2005/03/15/E5-1100.html Tue, 15 Mar 2005 00:00:00 -0800 E5-1100 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-15/pdf/E5-1100.pdf