<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/14?registers=between Tue, 26 Nov 2024 10:15:54 -0800 Tue, 26 Nov 2024 10:15:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/14?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SIG Indices, LLLP https://regulations.justia.com/regulations/fedreg/2005/03/14/Z5-800.html https://regulations.justia.com/regulations/fedreg/2005/03/14/Z5-800.html Mon, 14 Mar 2005 00:00:00 -0800 Z5-800 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/Z5-800.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to a New Customers' Lien Account https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1063.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1063.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1063.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Unsegregation of Long Option Positions https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1062.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1062.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1062 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1062.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1061.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1061.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1061 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1061.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1060.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1060.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1060 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1060.pdf Notice - Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of “Broker” Under Section 3(a)(4) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1059.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1059.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1059 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1059.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Discontinuation of the Nasdaq PostData Pilot Program https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1058.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1058.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1058 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1058.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Rescind a Type of Order Known as an Institutional XPress ® Order Through Amendments to Exchange Rules 13, 60 and 72 https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1057.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1057.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1057 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1057.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to a Proposal To Adopt a New IM-10308 on Mediators Serving as Arbitrators https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1056.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1056.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1056 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1056.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Establish Rules Governing the Operation of Nasdaq's Brut Facility https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1052.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1052.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1052 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1052.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the International Securities Exchange, Inc., Relating to the Nomination of Its Class B Directors Pursuant to Its Amended and Restated Constitution https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1051.html https://regulations.justia.com/regulations/fedreg/2005/03/14/E5-1051.html Mon, 14 Mar 2005 00:00:00 -0800 E5-1051 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/E5-1051.pdf Notice - Intent to Prepare a Joint Supplemental Environmental Impact Statement/Supplemental Environmental Impact Report for the San Luis Rey River Flood Control Project, Operations and Maintenance Plan; San Diego County, CA https://regulations.justia.com/regulations/fedreg/2005/03/14/C5-4177.html https://regulations.justia.com/regulations/fedreg/2005/03/14/C5-4177.html Mon, 14 Mar 2005 00:00:00 -0800 C5-4177 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/C5-4177.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 14 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Cincinnati Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/03/14/05-4946.html https://regulations.justia.com/regulations/fedreg/2005/03/14/05-4946.html Mon, 14 Mar 2005 00:00:00 -0800 05-4946 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-14/pdf/05-4946.pdf