<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/08?registers=between Tue, 26 Nov 2024 10:29:47 -0800 Tue, 26 Nov 2024 10:29:47 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/08?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Open-Ended Funds Depository Eligible https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-972.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-972.html Tue, 08 Mar 2005 00:00:00 -0800 E5-972 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-972.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-971.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-971.html Tue, 08 Mar 2005 00:00:00 -0800 E5-971 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-971.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC to Require Members to Complete Systems Training https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-970.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-970.html Tue, 08 Mar 2005 00:00:00 -0800 E5-970 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-970.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position Limits and Exercise Limits https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-969.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-969.html Tue, 08 Mar 2005 00:00:00 -0800 E5-969 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-969.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Procedures for Handling ITS Commitments in the Auto-Ex System https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-968.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-968.html Tue, 08 Mar 2005 00:00:00 -0800 E5-968 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-968.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise its Cross-Margining Agreement With The Clearing Corporation https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-967.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-967.html Tue, 08 Mar 2005 00:00:00 -0800 E5-967 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-967.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 by the Pacific Exchange, Inc., Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-966.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-966.html Tue, 08 Mar 2005 00:00:00 -0800 E5-966 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-966.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Incorporated to Trade the streetTRACKS® Gold Shares Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-936.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-936.html Tue, 08 Mar 2005 00:00:00 -0800 E5-936 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-936.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the American Stock Exchange LLC Relating to Revisions to Amex Rule 21, Appointment of Floor Officials https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-935.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-935.html Tue, 08 Mar 2005 00:00:00 -0800 E5-935 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-935.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to Exchange Rule 17.10(d)-Review of Decision Not To Initiate Charges https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-934.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-934.html Tue, 08 Mar 2005 00:00:00 -0800 E5-934 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-934.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-933.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-933.html Tue, 08 Mar 2005 00:00:00 -0800 E5-933 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-933.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-932.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-932.html Tue, 08 Mar 2005 00:00:00 -0800 E5-932 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-932.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Certain Obsolete or Unnecessary Rules https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-931.html https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-931.html Tue, 08 Mar 2005 00:00:00 -0800 E5-931 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-931.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/03/08/05-4576.html https://regulations.justia.com/regulations/fedreg/2005/03/08/05-4576.html Tue, 08 Mar 2005 00:00:00 -0800 05-4576 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/05-4576.pdf Rule - Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers https://regulations.justia.com/regulations/fedreg/2005/03/08/05-4450.html https://regulations.justia.com/regulations/fedreg/2005/03/08/05-4450.html Tue, 08 Mar 2005 00:00:00 -0800 05-4450 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/05-4450.pdf