Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/08?limit=200&registers=between&mode=atom 2024-11-26T10:47:44-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-972.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Open-Ended Funds Depository Eligible 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-972 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-972.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-971.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-971 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-971.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-970.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC to Require Members to Complete Systems Training 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-970 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-970.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-969.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Position Limits and Exercise Limits 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-969 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-969.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-968.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Procedures for Handling ITS Commitments in the Auto-Ex System 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-968 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-968.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-967.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise its Cross-Margining Agreement With The Clearing Corporation 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-967 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-967.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-966.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 by the Pacific Exchange, Inc., Relating to Adjournments of a Hearing Within Three Business Days of a Scheduled Hearing Session 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-966 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-966.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-936.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Incorporated to Trade the streetTRACKS® Gold Shares Pursuant to Unlisted Trading Privileges 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-936 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-936.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-935.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the American Stock Exchange LLC Relating to Revisions to Amex Rule 21, Appointment of Floor Officials 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-935 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-935.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-934.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change Relating to Exchange Rule 17.10(d)-Review of Decision Not To Initiate Charges 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-934 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-934.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-933.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Clearly Erroneous Executions on the Archipelago Exchange 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-933 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-933.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-932.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-932 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-932.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/E5-931.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Deletion of Certain Obsolete or Unnecessary Rules 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 E5-931 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/E5-931.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/05-4576.html Notice - Sunshine Act Meeting 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 05-4576 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/05-4576.pdf https://regulations.justia.com/regulations/fedreg/2005/03/08/05-4450.html Rule - Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Non-Accelerated Filers and Foreign Private Issuers 2005-03-08T00:00:00-08:00 2005-03-08T00:00:00-08:00 05-4450 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-03-08/pdf/05-4450.pdf