<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/07?registers=between Thu, 02 May 2024 10:02:21 -0700 Thu, 02 May 2024 10:02:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/07?registers=between Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc., To Adopt New Rule 401A (“Customer Complaints”), and an Amendment to Rule 476A (“Imposition of Fines for Minor Violations of Rules”), Adding Rule 401A to the List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A https://regulations.justia.com/regulations/fedreg/2005/03/07/E5-915.html https://regulations.justia.com/regulations/fedreg/2005/03/07/E5-915.html Mon, 07 Mar 2005 00:00:00 -0800 E5-915 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/E5-915.pdf Notice - In the Matter of CMKM Diamonds, Inc., a/k/a Casavant Mining Kimberlite International, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4446.html https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4446.html Mon, 07 Mar 2005 00:00:00 -0800 05-4446 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/05-4446.pdf Notice - Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of March 7, 2005: https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4393.html https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4393.html Mon, 07 Mar 2005 00:00:00 -0800 05-4393 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/05-4393.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Clarifying Members' Obligations To Report Cancelled Trades https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4293.html https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4293.html Mon, 07 Mar 2005 00:00:00 -0800 05-4293 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/05-4293.pdf