Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/07?limit=200&registers=between&mode=atom 2024-05-02T19:46:13-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/03/07/E5-915.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc., To Adopt New Rule 401A (“Customer Complaints”), and an Amendment to Rule 476A (“Imposition of Fines for Minor Violations of Rules”), Adding Rule 401A to the List of Exchange Rule Violations and Fines Applicable Thereto Pursuant to Rule 476A 2005-03-07T00:00:00-08:00 2005-03-07T00:00:00-08:00 E5-915 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/E5-915.pdf https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4446.html Notice - In the Matter of CMKM Diamonds, Inc., a/k/a Casavant Mining Kimberlite International, Inc.; Order of Suspension of Trading 2005-03-07T00:00:00-08:00 2005-03-07T00:00:00-08:00 05-4446 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/05-4446.pdf https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4393.html Notice - Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Pub. L. 94-409, that the Securities and Exchange Commission will hold the following meeting during the week of March 7, 2005: 2005-03-07T00:00:00-08:00 2005-03-07T00:00:00-08:00 05-4393 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/05-4393.pdf https://regulations.justia.com/regulations/fedreg/2005/03/07/05-4293.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Clarifying Members' Obligations To Report Cancelled Trades 2005-03-07T00:00:00-08:00 2005-03-07T00:00:00-08:00 05-4293 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-07/pdf/05-4293.pdf