Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/03/04?limit=200&registers=between&mode=atom 2025-03-10T22:11:19-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-900.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 by the New York Stock Exchange, Inc. Relating to Appointments to the NYSE's Board of Arbitration and Other Changes to the NYSE's Arbitration Program 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-900 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-900.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-899.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Floor Official Conflicts of Interest 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-899 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-899.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-898.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Member Firm Guarantee 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-898 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-898.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-897.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 2 and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 5 by the Chicago Board Options Exchange, Inc. Relating to the Trading of Complex Orders on the CBOE Hybrid System 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-897 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-897.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-880.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. To Trade the streetTRACKS® Gold Shares Pursuant to Unlisted Trading Privileges 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-880 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-880.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-879.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Section 507 of the Amex Company Guide To Conform the Definition of a “Large” Dividend to the Threshold Specified in Section 521 of the Company Guide 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-879 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-879.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-878.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees Applicable to Linkage P and P/A Orders 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-878 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-878.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-877.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the American Stock Exchange LLC Relating to Fees for Transactions in Options on the Nasdaq 100 Index (NDX) and Mini-Nasdaq 100 Index (MNX) 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-877 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-877.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-876.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing Standards for Options on Narrow-Based Indexes 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-876 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-876.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-875.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC Relating to the Adoption of Generic Listing Standards for Index-Linked Securities 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-875 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-875.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-874.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to Exchange Fees for Reduced-Value Options on the Russell 2000 Index 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-874 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-874.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/E5-873.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Regarding Procedures for Denying Listing on Nasdaq 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 E5-873 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/E5-873.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/05-4215.html Proposed Rule - Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 05-4215 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/05-4215.pdf https://regulations.justia.com/regulations/fedreg/2005/03/04/05-4214.html Notice - Order Making Fiscal 2005 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 2005-03-04T00:00:00-08:00 2005-03-04T00:00:00-08:00 05-4214 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-03-04/pdf/05-4214.pdf