Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/02?limit=200&registers=between&min-day=1&max-day=28&mode=atom 2024-04-18T16:26:58-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/02/28/E5-791.html Notice - Emerging Markets Growth Fund, Inc., et al.; Notice of Application 2005-02-28T00:00:00-08:00 2005-02-28T00:00:00-08:00 E5-791 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-28/pdf/E5-791.pdf https://regulations.justia.com/regulations/fedreg/2005/02/28/E5-786.html Notice - Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Restrict a Designated Primary Market-Maker's Ability To Charge a Brokerage Commission 2005-02-28T00:00:00-08:00 2005-02-28T00:00:00-08:00 E5-786 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-28/pdf/E5-786.pdf https://regulations.justia.com/regulations/fedreg/2005/02/28/E5-785.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Amendments to the NYSE Constitution and the Adoption of an Independence Policy of the NYSE Board of Directors 2005-02-28T00:00:00-08:00 2005-02-28T00:00:00-08:00 E5-785 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-28/pdf/E5-785.pdf https://regulations.justia.com/regulations/fedreg/2005/02/28/05-3901.html Notice - Maximum Dynamics, Inc.; Order of Suspension of Trading 2005-02-28T00:00:00-08:00 2005-02-28T00:00:00-08:00 05-3901 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-28/pdf/05-3901.pdf https://regulations.justia.com/regulations/fedreg/2005/02/28/05-3725.html Notice - Registration Under the Advisers Act of Certain Hedge Fund Advisers 2005-02-28T00:00:00-08:00 2005-02-28T00:00:00-08:00 05-3725 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-28/pdf/05-3725.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-778.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-778 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-778.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-777.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PCX Rules 6.33 and 6.44, Amending Procedural Requirements for the PCX Market Maker and Floor Broker Examinations 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-777 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-777.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-776.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-776 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-776.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-775.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for Non-Members Using Nasdaq's Brut Facility 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-775.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-774.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify Restrictions on Computer-Generated Quoting 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-774 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-774.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-773.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt NASD Rule 2111 To Prohibit Members From Trading Ahead of Customer Market Orders 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-773 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-773.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-772.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-772 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-772.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-771.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Modifications to the Nasdaq Opening Process For Nasdaq-Listed Stocks 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-771 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-771.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/E5-770.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Reduced-Value Options on the Russell 2000 Stock Index 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 E5-770 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/E5-770.pdf https://regulations.justia.com/regulations/fedreg/2005/02/25/05-3678.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments To Require Limit Order Protection and To Expand the Application of Manning Obligations to Exchange-Listed Securities 2005-02-25T00:00:00-08:00 2005-02-25T00:00:00-08:00 05-3678 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-25/pdf/05-3678.pdf https://regulations.justia.com/regulations/fedreg/2005/02/24/E5-766.html Notice - SEI Institutional Managed Trust, et al.; Notice of Application 2005-02-24T00:00:00-08:00 2005-02-24T00:00:00-08:00 E5-766 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-24/pdf/E5-766.pdf https://regulations.justia.com/regulations/fedreg/2005/02/24/E5-752.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Foreign Private Issuers To Follow Certain Home Country Practices 2005-02-24T00:00:00-08:00 2005-02-24T00:00:00-08:00 E5-752 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-24/pdf/E5-752.pdf https://regulations.justia.com/regulations/fedreg/2005/02/24/E5-751.html Notice - Application and Opportunity for Hearing: Mrs. Fields Famous Brands, LLC, Mrs. Fields Financing Company, Inc., and Certain Guarantors 2005-02-24T00:00:00-08:00 2005-02-24T00:00:00-08:00 E5-751 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-24/pdf/E5-751.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-738.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-738 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-738.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-737.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-737 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-737.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-736.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 11 Examination Program 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-736 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-736.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-735.html Notice - Self-Regulatory Organizations; New York Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Annual Fee to be Paid by Participants in the Medallion Guarantee Program 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-735 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-735.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-734.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Waiver of California Arbitrator Disclosure Standards 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-734 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-734.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-696.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending Amex Rule 26 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-696 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-696.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-695.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC To Require Members To Use and Maintain a Back-up Automatic Quote System in ANTE Classes 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-695 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-695.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/05-3507.html Notice - 21st Century Technologies, Inc.; Order of Suspension of Trading 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 05-3507 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/05-3507.pdf https://regulations.justia.com/regulations/fedreg/2005/02/22/E5-693.html Notice - Self Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Provide Guidance Regarding Members' Regulatory Transaction Fees 2005-02-22T00:00:00-08:00 2005-02-22T00:00:00-08:00 E5-693 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-22/pdf/E5-693.pdf https://regulations.justia.com/regulations/fedreg/2005/02/22/E5-692.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Change the Notice Period Required for the Closing of Participant Accounts or Withdrawing From Membership in Its Mortgage-Backed Securities Division 2005-02-22T00:00:00-08:00 2005-02-22T00:00:00-08:00 E5-692 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-22/pdf/E5-692.pdf https://regulations.justia.com/regulations/fedreg/2005/02/22/E5-680.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 1 by the Chicago Board Options Exchange, Incorporated Relating to the SizeQuote Mechanism Pilot Program 2005-02-22T00:00:00-08:00 2005-02-22T00:00:00-08:00 E5-680 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-22/pdf/E5-680.pdf https://regulations.justia.com/regulations/fedreg/2005/02/18/E5-667.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Retroactive Suspension of Transaction Fees in Connection With the iShares® COMEX Gold Trust 2005-02-18T00:00:00-08:00 2005-02-18T00:00:00-08:00 E5-667 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-18/pdf/E5-667.pdf https://regulations.justia.com/regulations/fedreg/2005/02/18/E5-666.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 4350(n) and IM-4350-7 To Conform the Time Frame for the Disclosure of a Waiver to a Company's Code of Conduct to the Time Frame Required for Similar Disclosure by the Commission's Form 8-K 2005-02-18T00:00:00-08:00 2005-02-18T00:00:00-08:00 E5-666 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-18/pdf/E5-666.pdf https://regulations.justia.com/regulations/fedreg/2005/02/18/E5-661.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Membership Dues and Fees 2005-02-18T00:00:00-08:00 2005-02-18T00:00:00-08:00 E5-661 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-18/pdf/E5-661.pdf https://regulations.justia.com/regulations/fedreg/2005/02/18/E5-660.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Exchange Fees and Charges 2005-02-18T00:00:00-08:00 2005-02-18T00:00:00-08:00 E5-660 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-18/pdf/E5-660.pdf https://regulations.justia.com/regulations/fedreg/2005/02/18/05-3291.html Notice - Sunshine Act Meeting 2005-02-18T00:00:00-08:00 2005-02-18T00:00:00-08:00 05-3291 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-18/pdf/05-3291.pdf https://regulations.justia.com/regulations/fedreg/2005/02/17/E5-656.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. To Amend its Obvious Error Rule 2005-02-17T00:00:00-08:00 2005-02-17T00:00:00-08:00 E5-656 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-17/pdf/E5-656.pdf https://regulations.justia.com/regulations/fedreg/2005/02/17/E5-655.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend the Standards of Financial Responsibility Required of Mutual Fund and Insurance Services Applicants and Members that Are Banks, Trust Companies, or Broker-Dealers 2005-02-17T00:00:00-08:00 2005-02-17T00:00:00-08:00 E5-655 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-17/pdf/E5-655.pdf https://regulations.justia.com/regulations/fedreg/2005/02/17/E5-654.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Minimum Price Improvement Standards 2005-02-17T00:00:00-08:00 2005-02-17T00:00:00-08:00 E5-654 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-17/pdf/E5-654.pdf https://regulations.justia.com/regulations/fedreg/2005/02/17/E5-653.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend Exchange Rules Relating to the Return of Membership Certificates, Notice and Return of Exchange-Issued Identification Cards, and Minor Violations of Rules 2005-02-17T00:00:00-08:00 2005-02-17T00:00:00-08:00 E5-653 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-17/pdf/E5-653.pdf https://regulations.justia.com/regulations/fedreg/2005/02/17/05-3057.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-02-17T00:00:00-08:00 2005-02-17T00:00:00-08:00 05-3057 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-17/pdf/05-3057.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-650.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Suspension of Transaction Fees in Connection With the iShares® COMEX Gold Trust 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-650 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-650.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-649.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to Rule 2340 (Customer Account Statements) 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-649 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-649.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-648.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Limitation of the Net Inbound ITS Credit to Certain SCCP and Phlx Fees and Transaction-Related Charges 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-648 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-648.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-647.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submit Requisite Financial Reports on a Timely Basis 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-647 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-647.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-646.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Limitation of the Net Inbound ITS Credit to Certain Phlx and SCCP Fees and Transaction-Related Charges 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-646 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-646.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-643.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adoption of a New Per Side Transaction Charge for Remote Specialist Units 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-643 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-643.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-642.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-642 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-642.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-641.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to the Calculation of Securities Indexes Underlying Options 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-641 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-641.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-640.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fee Schedule of the Insurance Processing Service 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-640 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-640.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-639.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Changes To Eliminate or Amend Rules That Are Inconsistent With Current Practice, Have Expired, Are Outdated, Are Unnecessary, or Require Technical Correction 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00

E5-639 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-639.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-638.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Appendix A to Its Cross-Margining Agreement With the Chicago Mercantile Exchange To Update the List of Other Cross-Margining Agreement To Which Each Is a Party 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-638 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-638.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-637.html Notice - The Adams Express Company, et al.; Notice of Application 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-637 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-637.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-636.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees for Connectivity to the Nasdaq Market Center 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-636 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-636.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-635.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Short Term Option Series 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-635 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-635.pdf https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-634.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the Nasdaq Information Exchange Protocol 2005-02-16T00:00:00-08:00 2005-02-16T00:00:00-08:00 E5-634 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-634.pdf https://regulations.justia.com/regulations/fedreg/2005/02/15/E5-620.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Revise Fees for Low Volume Tender Offers 2005-02-15T00:00:00-08:00 2005-02-15T00:00:00-08:00 E5-620 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-15/pdf/E5-620.pdf https://regulations.justia.com/regulations/fedreg/2005/02/15/E5-619.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Withdrawal of a Proposed Rule Change Relating to the New Separately Managed Accounts Service 2005-02-15T00:00:00-08:00 2005-02-15T00:00:00-08:00 E5-619 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-15/pdf/E5-619.pdf https://regulations.justia.com/regulations/fedreg/2005/02/15/E5-605.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Stock Clearing Corporation of Philadelphia Relating to the Extension of Its Fee Waiver for Electronic Communications Networks 2005-02-15T00:00:00-08:00 2005-02-15T00:00:00-08:00 E5-605 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-15/pdf/E5-605.pdf https://regulations.justia.com/regulations/fedreg/2005/02/15/E5-604.html Notice - Public Company Accounting Oversight Board; Order Approving Proposed Rule and Amendment No. 1 Amending Bylaws 2005-02-15T00:00:00-08:00 2005-02-15T00:00:00-08:00 E5-604 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-15/pdf/E5-604.pdf https://regulations.justia.com/regulations/fedreg/2005/02/15/E5-603.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock® 2005-02-15T00:00:00-08:00 2005-02-15T00:00:00-08:00 E5-603 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-15/pdf/E5-603.pdf https://regulations.justia.com/regulations/fedreg/2005/02/15/E5-602.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Suspension of the Specialist's and Registered Traders' Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock® 2005-02-15T00:00:00-08:00 2005-02-15T00:00:00-08:00 E5-602 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-15/pdf/E5-602.pdf https://regulations.justia.com/regulations/fedreg/2005/02/15/E5-601.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc., To Permit a Decrease of the Designated Primary Market-Maker Participation Entitlement for Certain Option Classes 2005-02-15T00:00:00-08:00 2005-02-15T00:00:00-08:00 E5-601 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-15/pdf/E5-601.pdf https://regulations.justia.com/regulations/fedreg/2005/02/15/E5-600.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Split Price Priority 2005-02-15T00:00:00-08:00 2005-02-15T00:00:00-08:00 E5-600 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-15/pdf/E5-600.pdf https://regulations.justia.com/regulations/fedreg/2005/02/14/Z5-467.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Extension of a Pilot Limiting Trade-Through Liability at the End of the Options Trading Session 2005-02-14T00:00:00-08:00 2005-02-14T00:00:00-08:00 Z5-467 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-14/pdf/Z5-467.pdf https://regulations.justia.com/regulations/fedreg/2005/02/14/E5-591.html Notice - MBIA Global Funding, LLC; Notice of Application 2005-02-14T00:00:00-08:00 2005-02-14T00:00:00-08:00 E5-591 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-14/pdf/E5-591.pdf https://regulations.justia.com/regulations/fedreg/2005/02/14/E5-588.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 by the Chicago Stock Exchange, Inc. Relating to the Demutualization of the Chicago Stock Exchange, Inc. 2005-02-14T00:00:00-08:00 2005-02-14T00:00:00-08:00 E5-588 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-14/pdf/E5-588.pdf https://regulations.justia.com/regulations/fedreg/2005/02/14/C5-1906.html Rule - Distribution of “Risk Disclosure Statement” by Futures Commission Merchants and Introducing Brokers 2005-02-14T00:00:00-08:00 2005-02-14T00:00:00-08:00 C5-1906 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-02-14/pdf/C5-1906.pdf https://regulations.justia.com/regulations/fedreg/2005/02/14/05-2866.html Notice - In the Matter of Greentech USA, Inc; Order of Suspension of Trading 2005-02-14T00:00:00-08:00 2005-02-14T00:00:00-08:00 05-2866 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-14/pdf/05-2866.pdf https://regulations.justia.com/regulations/fedreg/2005/02/14/05-2865.html Notice - In the Matter of Tekron, Inc.; Order of Suspension of Trading 2005-02-14T00:00:00-08:00 2005-02-14T00:00:00-08:00 05-2865 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-14/pdf/05-2865.pdf https://regulations.justia.com/regulations/fedreg/2005/02/14/05-2864.html Notice - In the Matter of Information Architects Corporation; Order of Suspension of Trading 2005-02-14T00:00:00-08:00 2005-02-14T00:00:00-08:00 05-2864 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-14/pdf/05-2864.pdf https://regulations.justia.com/regulations/fedreg/2005/02/14/05-2664.html Rule - Adjustments to Civil Monetary Penalty Amounts 2005-02-14T00:00:00-08:00 2005-02-14T00:00:00-08:00

05-2664 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-02-14/pdf/05-2664.pdf https://regulations.justia.com/regulations/fedreg/2005/02/11/E5-583.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change To Eliminate the Public Order Exposure System Functionality From Phlx Rule 229 2005-02-11T00:00:00-08:00 2005-02-11T00:00:00-08:00 E5-583 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-11/pdf/E5-583.pdf https://regulations.justia.com/regulations/fedreg/2005/02/11/E5-582.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Cleanup Order Administrative Change 2005-02-11T00:00:00-08:00 2005-02-11T00:00:00-08:00 E5-582 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-11/pdf/E5-582.pdf https://regulations.justia.com/regulations/fedreg/2005/02/11/E5-581.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to Its Minor Rule Violation Plan 2005-02-11T00:00:00-08:00 2005-02-11T00:00:00-08:00 E5-581 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-11/pdf/E5-581.pdf https://regulations.justia.com/regulations/fedreg/2005/02/11/E5-577.html Notice - Morgan Stanley AIP GP LP, et al.; Notice of Application and Temporary Order 2005-02-11T00:00:00-08:00 2005-02-11T00:00:00-08:00 E5-577 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-11/pdf/E5-577.pdf https://regulations.justia.com/regulations/fedreg/2005/02/10/Z5-405.html Notice - Self Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Voluntary Supplemental Procedures for Selecting Arbitrators 2005-02-10T00:00:00-08:00 2005-02-10T00:00:00-08:00 Z5-405 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-10/pdf/Z5-405.pdf https://regulations.justia.com/regulations/fedreg/2005/02/10/E5-572.html Notice - Submission for OMB Review; Comment Request 2005-02-10T00:00:00-08:00 2005-02-10T00:00:00-08:00 E5-572 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-10/pdf/E5-572.pdf https://regulations.justia.com/regulations/fedreg/2005/02/10/E5-571.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones Industrial Average 2005-02-10T00:00:00-08:00 2005-02-10T00:00:00-08:00 E5-571 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-10/pdf/E5-571.pdf https://regulations.justia.com/regulations/fedreg/2005/02/10/E5-569.html Notice - Submission for OMB Review; Comment Request 2005-02-10T00:00:00-08:00 2005-02-10T00:00:00-08:00 E5-569 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-10/pdf/E5-569.pdf https://regulations.justia.com/regulations/fedreg/2005/02/10/E5-563.html Notice - Issuer Delisting; Notice of Application of New York Health Care, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc. 2005-02-10T00:00:00-08:00 2005-02-10T00:00:00-08:00 E5-563 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-10/pdf/E5-563.pdf https://regulations.justia.com/regulations/fedreg/2005/02/10/C5-1731.html Notice - Initiation of Antidumping and Countervailing Duty Administrative Reviews and Request for Revocation in Part 2005-02-10T00:00:00-08:00 2005-02-10T00:00:00-08:00 C5-1731 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-10/pdf/C5-1731.pdf https://regulations.justia.com/regulations/fedreg/2005/02/09/05-2662.html Notice - Sunshine Act Meeting 2005-02-09T00:00:00-08:00 2005-02-09T00:00:00-08:00 05-2662 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-09/pdf/05-2662.pdf https://regulations.justia.com/regulations/fedreg/2005/02/09/05-2478.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating To Primary Only Orders 2005-02-09T00:00:00-08:00 2005-02-09T00:00:00-08:00 05-2478 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-09/pdf/05-2478.pdf https://regulations.justia.com/regulations/fedreg/2005/02/09/05-2477.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Article III, Section 3-6 and Article IV, Section 4-1 of Its By-laws 2005-02-09T00:00:00-08:00 2005-02-09T00:00:00-08:00 05-2477 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-09/pdf/05-2477.pdf https://regulations.justia.com/regulations/fedreg/2005/02/09/05-2476.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Philadelphia Stock Exchange, Inc., Relating to Remote Streaming Quote Traders 2005-02-09T00:00:00-08:00 2005-02-09T00:00:00-08:00 05-2476 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-09/pdf/05-2476.pdf https://regulations.justia.com/regulations/fedreg/2005/02/08/E5-512.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 3 Thereto To Adopt Additional Listing Standards Applicable to the Securities of the Nasdaq Stock Market, Inc. or an Affiliate 2005-02-08T00:00:00-08:00 2005-02-08T00:00:00-08:00 E5-512 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-08/pdf/E5-512.pdf https://regulations.justia.com/regulations/fedreg/2005/02/08/E5-511.html Notice - Canadian Derivatives Clearing Corporation; Order Approving Accelerated Distribution of an Amended Options Disclosure Document 2005-02-08T00:00:00-08:00 2005-02-08T00:00:00-08:00 E5-511 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-08/pdf/E5-511.pdf https://regulations.justia.com/regulations/fedreg/2005/02/08/E5-496.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pilot Program Relating to Certain Limitations on Trade-Through Liability at the End of the Options Trading Day 2005-02-08T00:00:00-08:00 2005-02-08T00:00:00-08:00 E5-496 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-08/pdf/E5-496.pdf https://regulations.justia.com/regulations/fedreg/2005/02/08/E5-495.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC to Amend Its Minor Rule Violation Plan 2005-02-08T00:00:00-08:00 2005-02-08T00:00:00-08:00 E5-495 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-08/pdf/E5-495.pdf https://regulations.justia.com/regulations/fedreg/2005/02/08/05-2391.html Rule - XBRL Voluntary Financial Reporting Program on the EDGAR System 2005-02-08T00:00:00-08:00 2005-02-08T00:00:00-08:00

05-2391 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-02-08/pdf/05-2391.pdf https://regulations.justia.com/regulations/fedreg/2005/02/08/05-2390.html Rule - Adoption of Updated EDGAR Filer Manual 2005-02-08T00:00:00-08:00 2005-02-08T00:00:00-08:00

05-2390 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-02-08/pdf/05-2390.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-477.html Notice - Joint Industry Plan; Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 14 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Limitation in Liability for Filling Satisfaction Orders Sent Through the Linkage at the End of the Trading Day, and Notice of Filing of Such Amendment 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-477 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-477.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-476.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to its Equity Option Specialist Deficit (Shortfall) Fee 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-476 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-476.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-475.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Limitations on End-of-Day Trade-Through Liability on the Boston Options Exchange 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-475 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-475.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-474.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Clearing Member Trade Assignment Processing 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-474 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-474.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-473.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Limitations on End-of-Day Trade-Through Liability 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-473 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-473.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-472.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the OptiMark System 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-472 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-472.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-471.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to a Proposed Listing Fee Schedule for Structured Products 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-471 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-471.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-470.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Extend Its Pilot Fee Schedule for Electronic Communications Networks 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-470 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-470.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-469.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Crossing Sessions in the Exchange's Off-Hours Trading Facility 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-469 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-469.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-468.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Revision and Extension of the Limitation on Trade Through Liability at the End of the Trading Day Pilot Program 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-468 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-468.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-467.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Extension of a Pilot Limiting Trade-Through Liability at the End of the Options Trading Session 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-467 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-467.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-466.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Thereto Relating to a Revision and Extension of a Limitation on Trade Through Liability at the End of the Options Trading Day Pilot Program 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-466 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-466.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-465.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating To Its Original Financial Listing Standards Pilot Program 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-465 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-465.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-464.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the International Securities Exchange, Inc. to Trade Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-464 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-464.pdf https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-434.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Arbitration Fees 2005-02-04T00:00:00-08:00 2005-02-04T00:00:00-08:00 E5-434 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-434.pdf https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-433.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, Inc. Relating to Fee Changes 2005-02-04T00:00:00-08:00 2005-02-04T00:00:00-08:00 E5-433 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-433.pdf https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-432.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Amend its Marketing Fee Program To Provide for a Monthly Refund of Any Surplus 2005-02-04T00:00:00-08:00 2005-02-04T00:00:00-08:00 E5-432 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-432.pdf https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-431.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Allow NASD To Review on a Pilot Basis Denial of Access Complaints Related to the Alternative Display Facility 2005-02-04T00:00:00-08:00 2005-02-04T00:00:00-08:00 E5-431 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-431.pdf https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-430.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Timing of Premium Assessment Pursuant to Rule 3 of the Government Securities Division for Violation of Minimum Financial Standards 2005-02-04T00:00:00-08:00 2005-02-04T00:00:00-08:00 E5-430 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-430.pdf https://regulations.justia.com/regulations/fedreg/2005/02/04/E5-429.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Chicago Board Options Exchange, Incorporated Relating to the Introduction of Remote Market-Makers 2005-02-04T00:00:00-08:00 2005-02-04T00:00:00-08:00 E5-429 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/E5-429.pdf https://regulations.justia.com/regulations/fedreg/2005/02/04/05-2264.html Notice - In the Matter of Mosaic Nutriceuticals Corp.; Order of Suspension of Trading 2005-02-04T00:00:00-08:00 2005-02-04T00:00:00-08:00 05-2264 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-04/pdf/05-2264.pdf https://regulations.justia.com/regulations/fedreg/2005/02/03/E5-417.html Notice - Issuer Delisting; Notice of Application of Boston Restaurant Associates, Inc. To Withdraw Its Common Stock, $.01 par value, From Listing and Registration on the Boston Stock Exchange, Inc.; File No. 1-13320 2005-02-03T00:00:00-08:00 2005-02-03T00:00:00-08:00 E5-417 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-03/pdf/E5-417.pdf https://regulations.justia.com/regulations/fedreg/2005/02/03/E5-416.html Notice - Issuer Delisting; Notice of Application of The Charles Schwab Corporation To Withdraw Its Common Stock, $.01 par value, From Listing and Registration on the Pacific Exchange, Inc.; File No. 1-9700 2005-02-03T00:00:00-08:00 2005-02-03T00:00:00-08:00 E5-416 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-03/pdf/E5-416.pdf https://regulations.justia.com/regulations/fedreg/2005/02/03/E5-410.html Notice - Issuer Delisting; Notice of Application of Regal-Beloit Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-07283 2005-02-03T00:00:00-08:00 2005-02-03T00:00:00-08:00 E5-410 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-03/pdf/E5-410.pdf https://regulations.justia.com/regulations/fedreg/2005/02/03/E5-408.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Structure of the Government Securities Division of the Fixed Income Clearing Corporation 2005-02-03T00:00:00-08:00 2005-02-03T00:00:00-08:00 E5-408 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-03/pdf/E5-408.pdf https://regulations.justia.com/regulations/fedreg/2005/02/03/E5-407.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to a Proposal to Adopt a New IM-10308 on Mediators Serving as Arbitrators 2005-02-03T00:00:00-08:00 2005-02-03T00:00:00-08:00 E5-407 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-03/pdf/E5-407.pdf https://regulations.justia.com/regulations/fedreg/2005/02/03/E5-405.html Notice - Self Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Voluntary Supplemental Procedures for Selecting Arbitrators 2005-02-03T00:00:00-08:00 2005-02-03T00:00:00-08:00 E5-405 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-03/pdf/E5-405.pdf https://regulations.justia.com/regulations/fedreg/2005/02/03/E5-403.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2005-02-03T00:00:00-08:00 2005-02-03T00:00:00-08:00

E5-403 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-03/pdf/E5-403.pdf https://regulations.justia.com/regulations/fedreg/2005/02/03/E5-402.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Foreign Hearing Locations 2005-02-03T00:00:00-08:00 2005-02-03T00:00:00-08:00 E5-402 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-03/pdf/E5-402.pdf https://regulations.justia.com/regulations/fedreg/2005/02/03/05-2155.html Notice - Sunshine Act Meeting 2005-02-03T00:00:00-08:00 2005-02-03T00:00:00-08:00 05-2155 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-03/pdf/05-2155.pdf https://regulations.justia.com/regulations/fedreg/2005/02/02/E5-397.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. Relating to the Random Selection of Arbitrators by the Neutral List Selection System 2005-02-02T00:00:00-08:00 2005-02-02T00:00:00-08:00 E5-397 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-02/pdf/E5-397.pdf https://regulations.justia.com/regulations/fedreg/2005/02/02/E5-396.html Notice - Proposed Collection; Comment Request 2005-02-02T00:00:00-08:00 2005-02-02T00:00:00-08:00 E5-396 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-02/pdf/E5-396.pdf https://regulations.justia.com/regulations/fedreg/2005/02/02/05-2055.html Notice - In the Matter of Commanche Properties, Inc.; Order of Suspension of Trading 2005-02-02T00:00:00-08:00 2005-02-02T00:00:00-08:00 05-2055 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-02/pdf/05-2055.pdf https://regulations.justia.com/regulations/fedreg/2005/02/02/05-1911.html Notice - Issuer Delisting; Notice of Application of Carmel Container Systems Ltd. To Withdraw Its Ordinary Shares, NIS 1.0 Par Value per Share, From Listing and Registration on the American Stock Exchange LLC File No. 1-09274 2005-02-02T00:00:00-08:00 2005-02-02T00:00:00-08:00 05-1911 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-02/pdf/05-1911.pdf https://regulations.justia.com/regulations/fedreg/2005/02/01/E5-367.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Phlx Regulation 5, Visitors and Applicants 2005-02-01T00:00:00-08:00 2005-02-01T00:00:00-08:00 E5-367 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-01/pdf/E5-367.pdf https://regulations.justia.com/regulations/fedreg/2005/02/01/E5-361.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits on the Boston Options Exchange for Options on Standard and Poor's Depositary Receipts 2005-02-01T00:00:00-08:00 2005-02-01T00:00:00-08:00 E5-361 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-01/pdf/E5-361.pdf https://regulations.justia.com/regulations/fedreg/2005/02/01/E5-360.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. Relating to Exchange Fees and Charges 2005-02-01T00:00:00-08:00 2005-02-01T00:00:00-08:00 E5-360 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-01/pdf/E5-360.pdf https://regulations.justia.com/regulations/fedreg/2005/02/01/E5-359.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Instant Liquidity Access Rules 2005-02-01T00:00:00-08:00 2005-02-01T00:00:00-08:00 E5-359 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-01/pdf/E5-359.pdf https://regulations.justia.com/regulations/fedreg/2005/02/01/05-1910.html Notice - Courtside products, Inc.; Order of Suspension of Trading 2005-02-01T00:00:00-08:00 2005-02-01T00:00:00-08:00 05-1910 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-01/pdf/05-1910.pdf