<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/02/23?registers=between Sun, 05 May 2024 08:39:51 -0700 Sun, 05 May 2024 08:39:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/02/23?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-738.html https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-738.html Wed, 23 Feb 2005 00:00:00 -0800 E5-738 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-738.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-737.html https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-737.html Wed, 23 Feb 2005 00:00:00 -0800 E5-737 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-737.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 11 Examination Program https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-736.html https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-736.html Wed, 23 Feb 2005 00:00:00 -0800 E5-736 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-736.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Annual Fee to be Paid by Participants in the Medallion Guarantee Program https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-735.html https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-735.html Wed, 23 Feb 2005 00:00:00 -0800 E5-735 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-735.pdf Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Waiver of California Arbitrator Disclosure Standards https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-734.html https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-734.html Wed, 23 Feb 2005 00:00:00 -0800 E5-734 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-734.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending Amex Rule 26 https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-696.html https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-696.html Wed, 23 Feb 2005 00:00:00 -0800 E5-696 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-696.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC To Require Members To Use and Maintain a Back-up Automatic Quote System in ANTE Classes https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-695.html https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-695.html Wed, 23 Feb 2005 00:00:00 -0800 E5-695 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-695.pdf Notice - 21st Century Technologies, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2005/02/23/05-3507.html https://regulations.justia.com/regulations/fedreg/2005/02/23/05-3507.html Wed, 23 Feb 2005 00:00:00 -0800 05-3507 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/05-3507.pdf