Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/02/23?limit=200&registers=between&mode=atom 2024-05-05T09:46:05-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-738.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-738 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-738.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-737.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-737 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-737.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-736.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 11 Examination Program 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-736 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-736.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-735.html Notice - Self-Regulatory Organizations; New York Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Annual Fee to be Paid by Participants in the Medallion Guarantee Program 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-735 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-735.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-734.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding Waiver of California Arbitrator Disclosure Standards 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-734 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-734.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-696.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending Amex Rule 26 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-696 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-696.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/E5-695.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC To Require Members To Use and Maintain a Back-up Automatic Quote System in ANTE Classes 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 E5-695 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/E5-695.pdf https://regulations.justia.com/regulations/fedreg/2005/02/23/05-3507.html Notice - 21st Century Technologies, Inc.; Order of Suspension of Trading 2005-02-23T00:00:00-08:00 2005-02-23T00:00:00-08:00 05-3507 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-23/pdf/05-3507.pdf