<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/02/16?registers=between Tue, 07 May 2024 22:30:30 -0700 Tue, 07 May 2024 22:30:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/02/16?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Suspension of Transaction Fees in Connection With the iShares® COMEX Gold Trust https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-650.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-650.html Wed, 16 Feb 2005 00:00:00 -0800 E5-650 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-650.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Amendments to Rule 2340 (Customer Account Statements) https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-649.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-649.html Wed, 16 Feb 2005 00:00:00 -0800 E5-649 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-649.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Limitation of the Net Inbound ITS Credit to Certain SCCP and Phlx Fees and Transaction-Related Charges https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-648.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-648.html Wed, 16 Feb 2005 00:00:00 -0800 E5-648 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-648.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submit Requisite Financial Reports on a Timely Basis https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-647.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-647.html Wed, 16 Feb 2005 00:00:00 -0800 E5-647 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-647.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to Limitation of the Net Inbound ITS Credit to Certain Phlx and SCCP Fees and Transaction-Related Charges https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-646.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-646.html Wed, 16 Feb 2005 00:00:00 -0800 E5-646 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-646.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adoption of a New Per Side Transaction Charge for Remote Specialist Units https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-643.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-643.html Wed, 16 Feb 2005 00:00:00 -0800 E5-643 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-643.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Regarding Designated Primary Market-Makers' Handling of Non-Public Customer Orders https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-642.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-642.html Wed, 16 Feb 2005 00:00:00 -0800 E5-642 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-642.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Relating to the Calculation of Securities Indexes Underlying Options https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-641.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-641.html Wed, 16 Feb 2005 00:00:00 -0800 E5-641 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-641.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fee Schedule of the Insurance Processing Service https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-640.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-640.html Wed, 16 Feb 2005 00:00:00 -0800 E5-640 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-640.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Changes To Eliminate or Amend Rules That Are Inconsistent With Current Practice, Have Expired, Are Outdated, Are Unnecessary, or Require Technical Correction https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-639.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-639.html Wed, 16 Feb 2005 00:00:00 -0800 E5-639 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-639.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Appendix A to Its Cross-Margining Agreement With the Chicago Mercantile Exchange To Update the List of Other Cross-Margining Agreement To Which Each Is a Party https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-638.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-638.html Wed, 16 Feb 2005 00:00:00 -0800 E5-638 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-638.pdf Notice - The Adams Express Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-637.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-637.html Wed, 16 Feb 2005 00:00:00 -0800 E5-637 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-637.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees for Connectivity to the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-636.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-636.html Wed, 16 Feb 2005 00:00:00 -0800 E5-636 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-636.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Short Term Option Series https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-635.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-635.html Wed, 16 Feb 2005 00:00:00 -0800 E5-635 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-635.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for the Nasdaq Information Exchange Protocol https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-634.html https://regulations.justia.com/regulations/fedreg/2005/02/16/E5-634.html Wed, 16 Feb 2005 00:00:00 -0800 E5-634 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-16/pdf/E5-634.pdf