Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/02/07?limit=200&registers=between&mode=atom 2024-11-26T13:41:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-477.html Notice - Joint Industry Plan; Notice of Summary Effectiveness on a Temporary Basis of Joint Amendment No. 14 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Limitation in Liability for Filling Satisfaction Orders Sent Through the Linkage at the End of the Trading Day, and Notice of Filing of Such Amendment 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-477 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-477.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-476.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to its Equity Option Specialist Deficit (Shortfall) Fee 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-476 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-476.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-475.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Limitations on End-of-Day Trade-Through Liability on the Boston Options Exchange 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-475 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-475.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-474.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Clearing Member Trade Assignment Processing 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-474 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-474.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-473.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Limitations on End-of-Day Trade-Through Liability 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-473 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-473.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-472.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the OptiMark System 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-472 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-472.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-471.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to a Proposed Listing Fee Schedule for Structured Products 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-471 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-471.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-470.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Extend Its Pilot Fee Schedule for Electronic Communications Networks 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-470 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-470.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-469.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Crossing Sessions in the Exchange's Off-Hours Trading Facility 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-469 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-469.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-468.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Revision and Extension of the Limitation on Trade Through Liability at the End of the Trading Day Pilot Program 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-468 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-468.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-467.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Extension of a Pilot Limiting Trade-Through Liability at the End of the Options Trading Session 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-467 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-467.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-466.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Thereto Relating to a Revision and Extension of a Limitation on Trade Through Liability at the End of the Options Trading Day Pilot Program 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-466 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-466.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-465.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. Relating To Its Original Financial Listing Standards Pilot Program 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-465 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-465.pdf https://regulations.justia.com/regulations/fedreg/2005/02/07/E5-464.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the International Securities Exchange, Inc. to Trade Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index 2005-02-07T00:00:00-08:00 2005-02-07T00:00:00-08:00 E5-464 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-02-07/pdf/E5-464.pdf