<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/01/24?registers=between Tue, 26 Nov 2024 14:32:45 -0800 Tue, 26 Nov 2024 14:32:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/01/24?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-257.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-257.html Mon, 24 Jan 2005 00:00:00 -0800 E5-257 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-257.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts® https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-256.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-256.html Mon, 24 Jan 2005 00:00:00 -0800 E5-256 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-256.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts® https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-255.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-255.html Mon, 24 Jan 2005 00:00:00 -0800 E5-255 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-255.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval to Proposed Rule Change To Amend PCXE Rule 4.5 To Require All Financial/Operations Principals of PCXE ETP Firms to Successfully Complete the Series 27 Examination and To Add PCXE Rule 6.18(d) To Require All Compliance Supervisors of PCXE ETP Firms To Successfully Complete the Series 24 Examination https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-254.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-254.html Mon, 24 Jan 2005 00:00:00 -0800 E5-254 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-254.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Increase Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-253.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-253.html Mon, 24 Jan 2005 00:00:00 -0800 E5-253 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-253.pdf Notice - Proposed Collection; Comment Request; Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Filings and Information Services, Washington, DC 20549 https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-252.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-252.html Mon, 24 Jan 2005 00:00:00 -0800 E5-252 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-252.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Membership Standards Required of Insurance Companies https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-219.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-219.html Mon, 24 Jan 2005 00:00:00 -0800 E5-219 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-219.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Clarify Certain Sections of the Loss Allocation Rule of its Government Securities Division https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-218.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-218.html Mon, 24 Jan 2005 00:00:00 -0800 E5-218 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-218.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Philadelphia Stock Exchange, Inc. Relating To Adopting Phlx Rule 1017, Openings in Options, on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-217.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-217.html Mon, 24 Jan 2005 00:00:00 -0800 E5-217 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-217.pdf Notice - Self-Regulatory Organizations; Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Amendment of the Fee Schedule to Revise Fees for Certain Services Provided by DTC https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-216.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-216.html Mon, 24 Jan 2005 00:00:00 -0800 E5-216 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-216.pdf Notice - Self-Regulatory Organizations; Notice of Extension of the Comment Period for the Proposed Rule Changes by the New York Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. Relating to the Prohibition of Certain Abuses in the Allocation and Distribution of Shares in Initial Public Offerings https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-215.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-215.html Mon, 24 Jan 2005 00:00:00 -0800 E5-215 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-215.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc., Relating to Fees for Transactions in Options on the Standard & Poor's Depository Receipts® https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-214.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-214.html Mon, 24 Jan 2005 00:00:00 -0800 E5-214 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-214.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated To Extend a Pilot Program and Eliminate the Rule Prohibiting Electronically Generated and Communicated Orders https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-213.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-213.html Mon, 24 Jan 2005 00:00:00 -0800 E5-213 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-213.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Instant Liquidity Access Rules https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-212.html https://regulations.justia.com/regulations/fedreg/2005/01/24/E5-212.html Mon, 24 Jan 2005 00:00:00 -0800 E5-212 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-24/pdf/E5-212.pdf