Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/01/19?limit=200&registers=between&mode=atom 2024-11-26T14:26:06-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-194.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Electronic Audit Trail for Orders in Options Overlying the Standard and Poor's Depositary Receipts 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-194.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-193.html Notice - Self-Regulatory Organizations; Order Granting Approval to a Proposed Rule Change by the National Stock Exchange To Eliminate the “CBOE Exerciser Member” Membership Class, To Eliminate the Exchange's Special Nominating Committee, and To Remove Certain Special Restrictions on Changes to Certain NSX By-Laws and Rules 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-193 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-193.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-178.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Electronic Order Capture System or Electronic Tablet Entry Requirements 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-178 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-178.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-177.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Frequency of Updates From the National Do-Not-Call Registry 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-177 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-177.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-176.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Firm-Related Equity Option and Index Option Comparison and Transaction Cap 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-176 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-176.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-175.html Notice - Wachovia Corporation, et al.; Notice of Application and Temporary Order 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-175 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-175.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-174.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts-Disclosure of Original Issue Discount Bonds 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-174 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-174.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-173.html Notice - Self-Regulatory Organizations; Notice of a Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Changes to Rule 3360 in Light of the SEC Regulation SHO 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-173 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-173.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-172.html Notice - Consolidated Tape Association; Notice of Filing of the Seventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Fifth Substantive Amendment to the Restated Consolidated Quotation Plan 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-172 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-172.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-171.html Notice - Self-Regulatory Organizations; Emerging Markets Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Establish Procedures for Exiting Open Fail Positions Prior to Dissolution 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 E5-171 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-171.pdf https://regulations.justia.com/regulations/fedreg/2005/01/19/C5-53.html Rule - Asset-Backed Securities 2005-01-19T00:00:00-08:00 2005-01-19T00:00:00-08:00 C5-53 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/C5-53.pdf