<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/01/19?registers=between Fri, 10 May 2024 08:36:39 -0700 Fri, 10 May 2024 08:36:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/01/19?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Electronic Audit Trail for Orders in Options Overlying the Standard and Poor's Depositary Receipts https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-194.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-194.html Wed, 19 Jan 2005 00:00:00 -0800 E5-194 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-194.pdf Notice - Self-Regulatory Organizations; Order Granting Approval to a Proposed Rule Change by the National Stock Exchange To Eliminate the “CBOE Exerciser Member” Membership Class, To Eliminate the Exchange's Special Nominating Committee, and To Remove Certain Special Restrictions on Changes to Certain NSX By-Laws and Rules https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-193.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-193.html Wed, 19 Jan 2005 00:00:00 -0800 E5-193 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-193.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Electronic Order Capture System or Electronic Tablet Entry Requirements https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-178.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-178.html Wed, 19 Jan 2005 00:00:00 -0800 E5-178 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-178.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Frequency of Updates From the National Do-Not-Call Registry https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-177.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-177.html Wed, 19 Jan 2005 00:00:00 -0800 E5-177 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-177.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Firm-Related Equity Option and Index Option Comparison and Transaction Cap https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-176.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-176.html Wed, 19 Jan 2005 00:00:00 -0800 E5-176 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-176.pdf Notice - Wachovia Corporation, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-175.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-175.html Wed, 19 Jan 2005 00:00:00 -0800 E5-175 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-175.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Interpretive Reminder Notice Regarding Rule G-17, on Disclosure of Material Facts-Disclosure of Original Issue Discount Bonds https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-174.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-174.html Wed, 19 Jan 2005 00:00:00 -0800 E5-174 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-174.pdf Notice - Self-Regulatory Organizations; Notice of a Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Changes to Rule 3360 in Light of the SEC Regulation SHO https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-173.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-173.html Wed, 19 Jan 2005 00:00:00 -0800 E5-173 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-173.pdf Notice - Consolidated Tape Association; Notice of Filing of the Seventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Fifth Substantive Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-172.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-172.html Wed, 19 Jan 2005 00:00:00 -0800 E5-172 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-172.pdf Notice - Self-Regulatory Organizations; Emerging Markets Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Establish Procedures for Exiting Open Fail Positions Prior to Dissolution https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-171.html https://regulations.justia.com/regulations/fedreg/2005/01/19/E5-171.html Wed, 19 Jan 2005 00:00:00 -0800 E5-171 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/E5-171.pdf Rule - Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2005/01/19/C5-53.html https://regulations.justia.com/regulations/fedreg/2005/01/19/C5-53.html Wed, 19 Jan 2005 00:00:00 -0800 C5-53 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-01-19/pdf/C5-53.pdf