Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/01/13?limit=200&registers=between&mode=atom 2024-11-26T14:29:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-130.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-130 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-130.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-128.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Chicago Board Options Exchange, Inc., Relating to the Systematizing of Orders in Connection With the Requirement To Design and Implement a Consolidated Options Audit Trail System 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-128 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-128.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-127.html Notice - Self-Regulatory Organizations; Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by American Stock Exchange LLC Relating to the Amendment of Exchange Rule 153 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-127 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-127.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-126.html Notice - Self-Regulatory Organizations; Order Granting Accelerated Approval of Proposed Rule Change by Pacific Exchange, Inc., Relating to the Implementation of a New Order Audit Trail System 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-126 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-126.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-124.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated, Relating to a Delay of the Operative Period for Rule 6.45A(c)(iii) 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-124 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-124.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-123.html Notice - Self-Regulatory Organizations; Order Approving Proposed Rule Change by the Philadelphia Stock Exchange, Inc. and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2, 3, 4 and 5 Relating to the Options Floor Broker Management System 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-123 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-123.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-118.html Notice - Self Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Fees for Filing Documents Pursuant to NASD Rule 2710 (Corporate Financing Rule-Underwriting Terms and Arrangements) 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-118 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-118.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-117.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Conforming Change in Rule 1106(a)(3) 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-117 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-117.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-116.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the American Stock Exchange LLC To Reduce Options Transaction Fees for Exchange Specialists and Registered Options Traders 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-116 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-116.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/E5-115.html Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Guideline 2 of the Capacity Guidelines Adopted in Accordance With the Plan 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 E5-115 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/E5-115.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/C5-79.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 C5-79 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/C5-79.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/C4-28669.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Amend the Exchange's Rule Relating to its Regulatory Transaction Fee 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 C4-28669 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/C4-28669.pdf https://regulations.justia.com/regulations/fedreg/2005/01/13/05-704.html Notice - Issuer Delisting; Notice of Application of Premier Farnell Plc To Withdraw Its Ordinary Shares, (5 pence each) (“Ordinary Shares”), Its $1.35 and 89.2p Cumulative Convertible Redeemable Preference Shares (£1 each) (“Preference Shares”), and the American Depositary Shares Representing the Ordinary Shares and Preference Shares, From Listing and Registration on the New York Stock Exchange, Inc. 2005-01-13T00:00:00-08:00 2005-01-13T00:00:00-08:00 05-704 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-01-13/pdf/05-704.pdf