Employee Benefits Security Administration April 19, 2021 – Federal Register Recent Federal Regulation Documents

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Exemption for Certain Prohibited Transaction Restrictions Involving DWS Investment Management Americas, Inc. (DIMA or the Applicant) and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG (each a DB QPAM) Located in New York, New York

Document Number: 2021-07963

Type: Notice

Date: 2021-04-19

Agency: Employee Benefits Security Administration, Department of Labor

This document is a notice of exemption issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). The exemption allows entities with specified relationships to Deutsche Bank AG to continue to rely on the exemptive relief provided by Prohibited Transaction Class Exemption 84-14, if certain conditions are met.

https://regulations.justia.com/regulations/fedreg/2021/04/19/2021-07963.html