<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/employee-benefits-security-administration/2015/04?registers=between&min-day=1&max-day=30 Tue, 30 Apr 2024 11:31:02 -0700 Tue, 30 Apr 2024 11:31:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/employee-benefits-security-administration/2015/04?registers=between&min-day=1&max-day=30 Proposed Rule - Proposed Amendments to Class Exemptions 75-1, 77-4, 80-83 and 83-1 https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08839.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08839.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08839 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08839.pdf Proposed Rule - Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit Plans and Broker-Dealers; Proposed Amendment to and Proposed Partial Revocation of PTE 75-1, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefits Plans and Certain Broker-Dealers, Reporting Dealers and Banks https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08838.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08838.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08838 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08838.pdf Proposed Rule - Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies and Investment Company Principal Underwriters https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08837.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08837.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08837 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08837.pdf Proposed Rule - Proposed Amendment to Prohibited Transaction Exemption (PTE) 75-1, Part V, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefit Plans and Certain Broker-Dealers, Reporting Dealers and Banks https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08836.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08836.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08836 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08836.pdf Proposed Rule - Proposed Class Exemption for Principal Transactions in Certain Debt Securities between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08833.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08833.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08833 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08833.pdf Proposed Rule - Proposed Best Interest Contract Exemption https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08832.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08832.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08832 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08832.pdf Proposed Rule - Definition of the Term “Fiduciary”; Conflict of Interest Rule-Retirement Investment Advice https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08831.html https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08831.html Mon, 20 Apr 2015 00:00:00 -0700 2015-08831 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08831.pdf Notice - Notice of Exemption Involving BNP Paribas, S.A. (BNP or the Applicant); Located in Paris, France https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08672.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08672.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08672 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08672.pdf Notice - Proposed Exemptions From Certain Prohibited Transaction Restrictions https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08565.html https://regulations.justia.com/regulations/fedreg/2015/04/15/2015-08565.html Wed, 15 Apr 2015 00:00:00 -0700 2015-08565 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-15/pdf/2015-08565.pdf Notice - Exemptions From Certain Prohibited Transaction Restrictions https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08301.html https://regulations.justia.com/regulations/fedreg/2015/04/13/2015-08301.html Mon, 13 Apr 2015 00:00:00 -0700 2015-08301 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-04-13/pdf/2015-08301.pdf