<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/employee-benefits-security-administration/2009?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Fri, 26 Apr 2024 23:32:09 -0700 Fri, 26 Apr 2024 23:32:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/employee-benefits-security-administration/2009?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Notice - Proposed Extension of Information Collection; Request for Public Comment; Prohibited Transaction Class Exemption 80-83; Employee Benefit Plan Purchase of Securities Benefiting Party in Interest Issuer https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31001.html https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31001.html Thu, 31 Dec 2009 00:00:00 -0800 E9-31001 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-31001.pdf Notice - Proposed Extension of Information Collection; Comment Request; Final Rule on Statutory Exemption for Cross-Trading of Securities https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31000.html https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31000.html Thu, 31 Dec 2009 00:00:00 -0800 E9-31000 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-31000.pdf Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 75-1; Employee Benefit Plan Security Transactions With Broker-Dealers, Reporting Dealers and Banks https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30999.html https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30999.html Thu, 31 Dec 2009 00:00:00 -0800 E9-30999 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-30999.pdf Notice - Proposed Extension of Information Collection; Comment Request; HDCI 2 Survey of Group Health Plans https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30998.html https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30998.html Thu, 31 Dec 2009 00:00:00 -0800 E9-30998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-30998.pdf Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 88-59, Residential Mortgage Financing Arrangements https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30997.html https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30997.html Thu, 31 Dec 2009 00:00:00 -0800 E9-30997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-30997.pdf Notice - Proposed Extension of Information Collection; Comment Request; Petition for Finding Under Section 3(40) of ERISA https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30996.html https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30996.html Wed, 30 Dec 2009 00:00:00 -0800 E9-30996 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30996.pdf Notice - Publication of Year 2009 Form M-1 With Electronic Filing Option, Notice https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30656.html https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30656.html Mon, 28 Dec 2009 00:00:00 -0800 E9-30656 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-28/pdf/E9-30656.pdf Notice - Notice of Proposed Exemptions https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30262.html https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30262.html Tue, 22 Dec 2009 00:00:00 -0800 E9-30262 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30262.pdf Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2009-33, Cotter Merchandise Storage Company Defined Benefit Pension Plan (the Plan), D-11423; and 2009-34, Unaka Company Incorporated Employees Profit Sharing Plan (the Plan), D-11445 https://regulations.justia.com/regulations/fedreg/2009/12/21/E9-30263.html https://regulations.justia.com/regulations/fedreg/2009/12/21/E9-30263.html Mon, 21 Dec 2009 00:00:00 -0800 E9-30263 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-21/pdf/E9-30263.pdf Notice - Notice of Proposed Individual Exemption Involving Ford Motor Company, Located in Detroit, MI https://regulations.justia.com/regulations/fedreg/2009/12/08/E9-29223.html https://regulations.justia.com/regulations/fedreg/2009/12/08/E9-29223.html Tue, 08 Dec 2009 00:00:00 -0800 E9-29223 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-08/pdf/E9-29223.pdf Notice - Proposed Extension of Information Collection; Comment Request Annual Report for Multiple Employer Welfare Arrangements (Form M-1) https://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28384.html https://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28384.html Fri, 27 Nov 2009 00:00:00 -0800 E9-28384 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28384.pdf Notice - Proposed Extension of Information Collection; Comment Request; Summary Plan Description Requirements Under ERISA https://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28383.html https://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28383.html Fri, 27 Nov 2009 00:00:00 -0800 E9-28383 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28383.pdf Notice - Proposed Extension of Information Collection; Comment Request; ERISA Investment Manager Electronic Registration https://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28381.html https://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28381.html Fri, 27 Nov 2009 00:00:00 -0800 E9-28381 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28381.pdf Rule - Investment Advice-Participants and Beneficiaries https://regulations.justia.com/regulations/fedreg/2009/11/20/E9-27889.html https://regulations.justia.com/regulations/fedreg/2009/11/20/E9-27889.html Fri, 20 Nov 2009 00:00:00 -0800 E9-27889 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-11-20/pdf/E9-27889.pdf Rule - Investment Advice-Participants and Beneficiaries https://regulations.justia.com/regulations/fedreg/2009/11/17/E9-27532.html https://regulations.justia.com/regulations/fedreg/2009/11/17/E9-27532.html Tue, 17 Nov 2009 00:00:00 -0800 E9-27532 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-11-17/pdf/E9-27532.pdf Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: PTE 2009-29, Iron Workers Local 17 Pension Fun (the Plan), D-11432, et al. https://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27405.html https://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27405.html Mon, 16 Nov 2009 00:00:00 -0800 E9-27405 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-16/pdf/E9-27405.pdf Notice - Application Nos. and Proposed Exemptions; D-11491, JPMorgan Chase Bank, N.A. (JPMCB or the Applicant); D-11492, Ivy Asset Management Corporation; and D-11571, The Bank of New York (BNY Mellon or the Applicant), et al. https://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27404.html https://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27404.html Mon, 16 Nov 2009 00:00:00 -0800 E9-27404 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-16/pdf/E9-27404.pdf Notice - United States Steel and Carnegie Pension Fund (the Applicant), Located in New York, NY https://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27403.html https://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27403.html Mon, 16 Nov 2009 00:00:00 -0800 E9-27403 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-16/pdf/E9-27403.pdf Notice - 149th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans https://regulations.justia.com/regulations/fedreg/2009/10/16/E9-24892.html https://regulations.justia.com/regulations/fedreg/2009/10/16/E9-24892.html Fri, 16 Oct 2009 00:00:00 -0700 E9-24892 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-16/pdf/E9-24892.pdf Rule - Interim Final Rules Prohibiting Discrimination Based on Genetic Information in Health Insurance Coverage and Group Health Plans https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-22504.html https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-22504.html Wed, 07 Oct 2009 00:00:00 -0700 E9-22504 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-22504.pdf Notice - Notice of Proposed Individual Exemption Involving Chrysler LLC, Located in Auburn Hills, MI https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23849.html https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23849.html Mon, 05 Oct 2009 00:00:00 -0700 E9-23849 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23849.pdf Notice - Notice of Proposed Exemptions https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23168.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23168.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23168 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23168.pdf Notice - Grant of Individual Exemptions and Prohibited Transaction Exemptions Involving: M&T Bank Corporation Pension Plan, PTE 2009-26; Bank of New York Mellon Corporation, PTE 2009-27; and Ford Motor Company and Its Affiliates (Collectively, Ford), PTE 2009-28 https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23167.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23167.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23167 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23167.pdf Notice - Proposed Extension of Information Collection; Request for Public Comment for Class Prohibited Transaction Exemption 2006-16 https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23141.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23141.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23141 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23141.pdf Notice - Proposed Extension of Information Collection; Request for Public Comment; Notice of Pre-Existing Condition Exclusion https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23140.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23140.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23140 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23140.pdf Notice - Proposed Extension of Information Collection; Request for Public Comment Establishing Prior Creditable Coverage https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23139.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23139.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23139 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23139.pdf Notice - Proposed Extension of Information Collection; Request for Public Comment; Notice of Special Enrollment https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23137.html https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23137.html Fri, 25 Sep 2009 00:00:00 -0700 E9-23137 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23137.pdf Notice - Notice of Proposed Individual Exemption Involving General Motors Corporation, Located in Detroit, MI https://regulations.justia.com/regulations/fedreg/2009/09/18/E9-22485.html https://regulations.justia.com/regulations/fedreg/2009/09/18/E9-22485.html Fri, 18 Sep 2009 00:00:00 -0700 E9-22485 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-18/pdf/E9-22485.pdf Notice - 148th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2009/09/14/E9-22108.html https://regulations.justia.com/regulations/fedreg/2009/09/14/E9-22108.html Mon, 14 Sep 2009 00:00:00 -0700 E9-22108 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-14/pdf/E9-22108.pdf Proposed Rule - Civil Penalties Under ERISA Section 502(c)(8) https://regulations.justia.com/regulations/fedreg/2009/09/04/E9-21343.html https://regulations.justia.com/regulations/fedreg/2009/09/04/E9-21343.html Fri, 04 Sep 2009 00:00:00 -0700 E9-21343 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-09-04/pdf/E9-21343.pdf Notice - Grant of Individual Exemptions and Prohibited Transaction Exemptions Involving: PNC Financial Services Group, Inc. (PNC Financial), PTE 2009-22; Verizon Investment Management Corporation, PTE 2009-23; United States Steel and Carnegie Pension Fund (the Applicant), PTE 2009-24; and Barclays Global Investors, N.A. and Its Affiliates and Successors (BGI) and Barclays Capital Inc. and Its Affiliates and Successors (BarCap) (Collectively the Applicants), PTE 2009-25 https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-20724.html https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-20724.html Tue, 01 Sep 2009 00:00:00 -0700 E9-20724 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-01/pdf/E9-20724.pdf Notice - 147th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20794.html https://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20794.html Fri, 28 Aug 2009 00:00:00 -0700 E9-20794 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-28/pdf/E9-20794.pdf Notice - Notice of Proposed Individual Exemption Involving The Alaska Laborers-Construction Industry Apprenticeship Training Trust (the Plan), Located in Seattle, WA https://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20737.html https://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20737.html Fri, 28 Aug 2009 00:00:00 -0700 E9-20737 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-28/pdf/E9-20737.pdf Notice - Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 96-22, 61 FR 14828 (April 3, 1996), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22, 2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 96-22), Involving the Wachovia Corporation and Its Affiliates (Wachovia), the Successor of First Union Corporation and PTE 2002-19, 67 FR 14979 (March 28, 2002), as Amended by PTE 2007-05 (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates (D-11530) https://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20736.html https://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20736.html Fri, 28 Aug 2009 00:00:00 -0700 E9-20736 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-28/pdf/E9-20736.pdf Notice - Advisory Council on Employee Welfare and Pension Benefit Plans; Nominations for Vacancies https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18316.html https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18316.html Fri, 31 Jul 2009 00:00:00 -0700 E9-18316 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18316.pdf Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: 2009-18, Robert W. Baird & Co. Incorporated, D-11488; 2009-19, MarkWest Energy Partners, L.P., D-11498; Morgan Stanley & Co. Incorporated, D-11501, 2009-20; and The Bank of New York Mellon Corporation (BNMC) and Its Affiliates (Collectively, BNY Mellon), D-11523, 2009-21 https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17468.html https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17468.html Fri, 24 Jul 2009 00:00:00 -0700 E9-17468 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17468.pdf Notice - Notice of Proposed Exemption https://regulations.justia.com/regulations/fedreg/2009/07/23/E9-17467.html https://regulations.justia.com/regulations/fedreg/2009/07/23/E9-17467.html Thu, 23 Jul 2009 00:00:00 -0700 E9-17467 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-23/pdf/E9-17467.pdf Notice - 146th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15804.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15804.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15804 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15804.pdf Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemptions for Multiple Employer Plans and Multiple Employer Apprenticeship Plans, PTE 76-1, PTE 77-10, PTE 78-6 https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15774.html https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15774.html Mon, 06 Jul 2009 00:00:00 -0700 E9-15774 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15774.pdf Notice - Notice of Proposed Exemptions https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15159.html https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15159.html Fri, 26 Jun 2009 00:00:00 -0700 E9-15159 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15159.pdf Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2009-15, D-11493, Schloer Enterprises, Inc., 2009-16, D-11519, Amendment to Prohibited Transaction Exemption (PTE) 90-29, 55 FR 21459 (May 24, 1990), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22, 2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 90-29), Involving Merrill Lynch, Pierce, Fenner & Smith, Inc., the Principal Subsidiary of Merrill Lynch & Co., Inc. and Its Affiliates (Merrill Lynch) and to PTE 2002-19, 67 FR 14979 (March 28, 2002) as Amended by PTE 2007-05, (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates 2009-17, D-11536 Through D-11550, Individual Retirement Accounts (the IRAs) for Ralph Hartwell, Harold Latin, Kenlon Johnson, Carol Johnson, Shanon Taylor, Michael Ball, Dianne Barkas, Roy Barkas, Harry DeWall, Alice Pike, Steven Larsen, C. https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15158.html https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15158.html Fri, 26 Jun 2009 00:00:00 -0700 E9-15158 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15158.pdf Notice - Withdrawal of the Notice of Proposed Exemption Involving Barclays Bank PLC and Barclays Capital Inc. (Applicants) Located, Respectively, in London, England and New York, NY https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15156.html https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15156.html Fri, 26 Jun 2009 00:00:00 -0700 E9-15156 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15156.pdf Notice - Proposed Extension of Information Collection Request Submitted for Public Comment; Request to the Department of Labor for Expedited Review of Denial of COBRA Premium Reduction https://regulations.justia.com/regulations/fedreg/2009/06/15/E9-13995.html https://regulations.justia.com/regulations/fedreg/2009/06/15/E9-13995.html Mon, 15 Jun 2009 00:00:00 -0700 E9-13995 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-15/pdf/E9-13995.pdf Notice - 145th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting https://regulations.justia.com/regulations/fedreg/2009/05/26/E9-12114.html https://regulations.justia.com/regulations/fedreg/2009/05/26/E9-12114.html Tue, 26 May 2009 00:00:00 -0700 E9-12114 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-26/pdf/E9-12114.pdf Rule - Investment Advice-Participants and Beneficiaries https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12065.html https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12065.html Fri, 22 May 2009 00:00:00 -0700 E9-12065 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-12065.pdf Notice - Hearing on Target Date Funds and Similar Investment Options https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12024.html https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12024.html Fri, 22 May 2009 00:00:00 -0700 E9-12024 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-12024.pdf Notice - Proposed Extension of Information Collection Request Submitted for Public Comment; COBRA Notification Requirements-American Recovery and Reinvestment Act of 2009 https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-11977.html https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-11977.html Fri, 22 May 2009 00:00:00 -0700 E9-11977 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-11977.pdf Notice - Technical Correction of the Texts of Individual Exemption Involving: (1) The Bank of New York Mellon Corporation (74 FR 20990); and (2) UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. (UBS Financial) and UBS Financial Services Inc. of Puerto Rico (PR Financial) (74 FR 20997) https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11774.html https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11774.html Thu, 21 May 2009 00:00:00 -0700 E9-11774 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11774.pdf Notice - Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 90-29, 55 FR 21459 (May 24, 1990), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22,2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 90-29), Involving Merrill Lynch, Pierce, Fenner & Smith, Inc., the Principal Subsidiary of Merrill Lynch & Co., Inc. and Its Affiliates (Merrill Lynch) and to PTE 2002-19, 67 FR 14979 (March 28, 2002) as Amended by PTE 2007-05, (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates (D-11519) https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10362.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10362.html Wed, 06 May 2009 00:00:00 -0700 E9-10362 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10362.pdf Notice - Notice of Proposed Exemptions https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10361.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10361.html Wed, 06 May 2009 00:00:00 -0700 E9-10361 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10361.pdf Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: 2009-13, The Bank of New York Mellon Corporation (the Applicant); and 2009-14, UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. (UBS Financial), and UBS Financial Services Inc. of Puerto Rico (PR Financial) (Collectively, the Applicants) https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10360.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10360.html Wed, 06 May 2009 00:00:00 -0700 E9-10360 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10360.pdf Notice - Establishment of the Children's Health Insurance Program Working Group and Request for Nominations for Members https://regulations.justia.com/regulations/fedreg/2009/05/01/E9-10083.html https://regulations.justia.com/regulations/fedreg/2009/05/01/E9-10083.html Fri, 01 May 2009 00:00:00 -0700 E9-10083 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-01/pdf/E9-10083.pdf Proposed Rule - Request for Information Regarding the Paul Wellstone and Pete Domenici Mental Health Parity and Addiction Equity Act of 2008 https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9629.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9629.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9629 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9629.pdf Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 94-20, Foreign Exchange Transactions https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8949.html https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8949.html Mon, 20 Apr 2009 00:00:00 -0700 E9-8949 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8949.pdf Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 2004-07, Transactions With Trust REIT Shares https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8910.html https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8910.html Mon, 20 Apr 2009 00:00:00 -0700 E9-8910 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8910.pdf Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 97-41, Collective Investment Funds Conversion Transactions https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8908.html https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8908.html Mon, 20 Apr 2009 00:00:00 -0700 E9-8908 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8908.pdf Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 91-38, Bank Collective Investment Funds https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8907.html https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8907.html Mon, 20 Apr 2009 00:00:00 -0700 E9-8907 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8907.pdf Notice - Proposed Extension of Information Collection; Comment Request Prohibited Transaction Class Exemption 90-1, Pooled Separate Accounts https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8905.html https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8905.html Mon, 20 Apr 2009 00:00:00 -0700 E9-8905 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8905.pdf Notice - Proposed Extension of Information Collection Comment Request; Prohibited Transaction Class Exemption 2002-12, Cross-Trades of Securities by Index and Model-Driven Funds https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8904.html https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8904.html Mon, 20 Apr 2009 00:00:00 -0700 E9-8904 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8904.pdf Notice - Withdrawal of the Notice of Proposed Exemption Involving the Citation Box and Paper Co. Profit Sharing Plan and Retirement Trust (the Plan) Located in Chicago, IL https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8675.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8675.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8675 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8675.pdf Notice - Proposed Extension of Information Collection; Comment Request Final Rules and Class Prohibited Transaction Exemption 2006-16 Relating to Terminated Individual Account Plans https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6838.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6838.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6838 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6838.pdf Notice - Proposed Extension of Information Collection Comment Request; ERISA Summary Annual Report https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6837.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6837.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6837 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6837.pdf Notice - Proposed Extension of Information Collection: Comment Request National Medical Support Notice-Part B https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6836.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6836.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6836 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6836.pdf Notice - Proposed Extension of Information Collection; Comment Request; Definition of “Plan Assets”-Participant Contributions https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6835.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6835.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6835 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6835.pdf Notice - Grant of Individual Exemption To Replace Prohibited Transaction Exemption (PTE) 2000-45, Involving Citigroup Global Markets Inc. (CGMI), Formerly Salomon Smith Barney Inc. (Salomon Smith Barney), Located in New York, NY https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6621.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6621.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6621 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6621.pdf Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2009-10, Camino Medical Group, Inc. Employee Retirement Plan (the Retirement Plan) D-11336; and 2009-11, JPMorgan Chase Bank, National Association, D-11471 https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6620.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6620.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6620 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6620.pdf Notice - Notice of Proposed Exemptions https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6619.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6619.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6619 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6619.pdf Rule - Investment Advice-Participants and Beneficiaries https://regulations.justia.com/regulations/fedreg/2009/03/20/E9-6210.html https://regulations.justia.com/regulations/fedreg/2009/03/20/E9-6210.html Fri, 20 Mar 2009 00:00:00 -0700 E9-6210 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-03-20/pdf/E9-6210.pdf Notice - Publication of Model Notices for Health Care Continuation Coverage Provided Pursuant to the Consolidated Omnibus Budget Reconciliation Act (COBRA) and Other Health Care Continuation Coverage, as Required by the American Recovery and Reinvestment Act of 2009, Notice https://regulations.justia.com/regulations/fedreg/2009/03/20/E9-6131.html https://regulations.justia.com/regulations/fedreg/2009/03/20/E9-6131.html Fri, 20 Mar 2009 00:00:00 -0700 E9-6131 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-20/pdf/E9-6131.pdf Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: D-11481, CitiGroup Inc. 2009-06; D-11484, Robert W. Baird & Co. Incorporated, 2009-07; D-11490 Raymond James & Associates, Inc., 2009-08; and Northwestern Mutual Investment Services, LLC https://regulations.justia.com/regulations/fedreg/2009/02/27/E9-4235.html https://regulations.justia.com/regulations/fedreg/2009/02/27/E9-4235.html Fri, 27 Feb 2009 00:00:00 -0800 E9-4235 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-27/pdf/E9-4235.pdf Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: D-11428, Heico Holding Inc. Pension Plan (the Plan), 2009-04; D-11450, Brewster Dairy, Inc. 401(k) Profit Sharing Plan (the Plan) https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3998.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3998.html Wed, 25 Feb 2009 00:00:00 -0800 E9-3998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3998.pdf Notice - [Application Nos. and Proposed Exemptions; D-11447, Verizon Investment Management Company; D-11470, M&T Bank Corporation Pension Plan; D-11493, Schloer Enterprises, Inc. 401(k) Profit Sharing Plan (the Plan); and D-11501, Morgan Stanley & Co. Incorporated, et al.] https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3997.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3997.html Wed, 25 Feb 2009 00:00:00 -0800 E9-3997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3997.pdf Notice - Amendment to Proposed Extension of Information Collection Request Submitted for Public Comment; Defined Benefit Plan Annual Funding Notice https://regulations.justia.com/regulations/fedreg/2009/02/17/E9-3347.html https://regulations.justia.com/regulations/fedreg/2009/02/17/E9-3347.html Tue, 17 Feb 2009 00:00:00 -0800 E9-3347 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-17/pdf/E9-3347.pdf Proposed Rule - Investment Advice-Participants and Beneficiaries https://regulations.justia.com/regulations/fedreg/2009/02/04/E9-2296.html https://regulations.justia.com/regulations/fedreg/2009/02/04/E9-2296.html Wed, 04 Feb 2009 00:00:00 -0800 E9-2296 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-02-04/pdf/E9-2296.pdf Notice - Proposed Extension of Information Collection; Comment Request; Regulation Regarding Participant Directed Individual Account Plans Under ERISA 404(c) https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1788.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1788.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1788 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1788.pdf Notice - Proposed Extension of Information Collection; Comment Request ERISA Advisory Opinion Procedure 76-1 https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1787.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1787.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1787 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1787.pdf Notice - Proposed Extension of Information Collection; Comment Request; Voluntary Fiduciary Compliance Program https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1786.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1786.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1786 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1786.pdf Notice - Proposed Extension of Information Collection; Comment Request; Final Rule Relating to Notice of Blackout Periods to Participants and Beneficiaries https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1785.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1785.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1785 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1785.pdf Notice - Proposed Extension of Information Collection; Comment Request; Settlement Agreements Between a Plan and Party in Interest https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1784.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1784.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1784 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1784.pdf Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: Calpine Corporation, D-11458 (2009-01); Starrett Corporation Pension Plan (the Plan), D-11473 (2009-02); and General Motors Corporation and Its Wholly Owned Subsidiaries (together, GM) (2009-03) https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-963.html https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-963.html Wed, 21 Jan 2009 00:00:00 -0800 E9-963 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-963.pdf Notice - Notice of Proposed Exemptions https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-962.html https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-962.html Wed, 21 Jan 2009 00:00:00 -0800 E9-962 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-962.pdf Rule - Investment Advice-Participants and Beneficiaries https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-710.html https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-710.html Wed, 21 Jan 2009 00:00:00 -0800 E9-710 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-710.pdf Notice - Withdrawal of Notice of Proposed Exemption Involving the Merritts Antiques, Inc. Employees Pension Plan (Plan); Located in Douglasville, PA https://regulations.justia.com/regulations/fedreg/2009/01/16/E9-961.html https://regulations.justia.com/regulations/fedreg/2009/01/16/E9-961.html Fri, 16 Jan 2009 00:00:00 -0800 E9-961 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-16/pdf/E9-961.pdf Rule - Civil Penalties Under ERISA Section 502(c)(4) https://regulations.justia.com/regulations/fedreg/2009/01/15/Z8-31188.html https://regulations.justia.com/regulations/fedreg/2009/01/15/Z8-31188.html Thu, 15 Jan 2009 00:00:00 -0800 Z8-31188 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-15/pdf/Z8-31188.pdf Rule - Civil Penalties Under ERISA Section 502(c)(4) https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31188.html https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31188.html Fri, 02 Jan 2009 00:00:00 -0800 E8-31188 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31188.pdf