Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/employee-benefits-security-administration/2009?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-04-17T19:54:17-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31001.htmlNotice - Proposed Extension of Information Collection; Request for Public Comment; Prohibited Transaction Class Exemption 80-83; Employee Benefit Plan Purchase of Securities Benefiting Party in Interest Issuer2009-12-31T00:00:00-08:002009-12-31T00:00:00-08:00E9-31001Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-31001.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31000.htmlNotice - Proposed Extension of Information Collection; Comment Request; Final Rule on Statutory Exemption for Cross-Trading of Securities2009-12-31T00:00:00-08:002009-12-31T00:00:00-08:00E9-31000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-31000.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30999.htmlNotice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 75-1; Employee Benefit Plan Security Transactions With Broker-Dealers, Reporting Dealers and Banks2009-12-31T00:00:00-08:002009-12-31T00:00:00-08:00E9-30999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-30999.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30998.htmlNotice - Proposed Extension of Information Collection; Comment Request; HDCI 2 Survey of Group Health Plans2009-12-31T00:00:00-08:002009-12-31T00:00:00-08:00E9-30998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-30998.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30997.htmlNotice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 88-59, Residential Mortgage Financing Arrangements2009-12-31T00:00:00-08:002009-12-31T00:00:00-08:00E9-30997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-30997.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30996.htmlNotice - Proposed Extension of Information Collection; Comment Request; Petition for Finding Under Section 3(40) of ERISA2009-12-30T00:00:00-08:002009-12-30T00:00:00-08:00E9-30996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30996.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30656.htmlNotice - Publication of Year 2009 Form M-1 With Electronic Filing Option, Notice2009-12-28T00:00:00-08:002009-12-28T00:00:00-08:00E9-30656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-28/pdf/E9-30656.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30262.htmlNotice - Notice of Proposed Exemptions2009-12-22T00:00:00-08:002009-12-22T00:00:00-08:00E9-30262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30262.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/21/E9-30263.htmlNotice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2009-33, Cotter Merchandise Storage Company Defined Benefit Pension Plan (the Plan), D-11423; and 2009-34, Unaka Company Incorporated Employees Profit Sharing Plan (the Plan), D-114452009-12-21T00:00:00-08:002009-12-21T00:00:00-08:00E9-30263Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-21/pdf/E9-30263.pdfhttps://regulations.justia.com/regulations/fedreg/2009/12/08/E9-29223.htmlNotice - Notice of Proposed Individual Exemption Involving Ford Motor Company, Located in Detroit, MI2009-12-08T00:00:00-08:002009-12-08T00:00:00-08:00E9-29223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-12-08/pdf/E9-29223.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28384.htmlNotice - Proposed Extension of Information Collection; Comment Request Annual Report for Multiple Employer Welfare Arrangements (Form M-1)2009-11-27T00:00:00-08:002009-11-27T00:00:00-08:00E9-28384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28384.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28383.htmlNotice - Proposed Extension of Information Collection; Comment Request; Summary Plan Description Requirements Under ERISA2009-11-27T00:00:00-08:002009-11-27T00:00:00-08:00E9-28383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28383.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28381.htmlNotice - Proposed Extension of Information Collection; Comment Request; ERISA Investment Manager Electronic Registration2009-11-27T00:00:00-08:002009-11-27T00:00:00-08:00E9-28381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28381.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/20/E9-27889.htmlRule - Investment Advice-Participants and Beneficiaries2009-11-20T00:00:00-08:002009-11-20T00:00:00-08:00E9-27889Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-20/pdf/E9-27889.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/17/E9-27532.htmlRule - Investment Advice-Participants and Beneficiaries2009-11-17T00:00:00-08:002009-11-17T00:00:00-08:00E9-27532Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-17/pdf/E9-27532.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27405.htmlNotice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: PTE 2009-29, Iron Workers Local 17 Pension Fun (the Plan), D-11432, et al.2009-11-16T00:00:00-08:002009-11-16T00:00:00-08:00E9-27405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-16/pdf/E9-27405.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27404.htmlNotice - Application Nos. and Proposed Exemptions; D-11491, JPMorgan Chase Bank, N.A. (JPMCB or the Applicant); D-11492, Ivy Asset Management Corporation; and D-11571, The Bank of New York (BNY Mellon or the Applicant), et al.2009-11-16T00:00:00-08:002009-11-16T00:00:00-08:00E9-27404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-16/pdf/E9-27404.pdfhttps://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27403.htmlNotice - United States Steel and Carnegie Pension Fund (the Applicant), Located in New York, NY2009-11-16T00:00:00-08:002009-11-16T00:00:00-08:00E9-27403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-11-16/pdf/E9-27403.pdfhttps://regulations.justia.com/regulations/fedreg/2009/10/16/E9-24892.htmlNotice - 149th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans2009-10-16T00:00:00-07:002009-10-16T00:00:00-07:00E9-24892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-16/pdf/E9-24892.pdfhttps://regulations.justia.com/regulations/fedreg/2009/10/07/E9-22504.htmlRule - Interim Final Rules Prohibiting Discrimination Based on Genetic Information in Health Insurance Coverage and Group Health Plans2009-10-07T00:00:00-07:002009-10-07T00:00:00-07:00E9-22504Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-22504.pdfhttps://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23849.htmlNotice - Notice of Proposed Individual Exemption Involving Chrysler LLC, Located in Auburn Hills, MI2009-10-05T00:00:00-07:002009-10-05T00:00:00-07:00E9-23849Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23849.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23168.htmlNotice - Notice of Proposed Exemptions2009-09-25T00:00:00-07:002009-09-25T00:00:00-07:00E9-23168Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23168.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23167.htmlNotice - Grant of Individual Exemptions and Prohibited Transaction Exemptions Involving: M&T Bank Corporation Pension Plan, PTE 2009-26; Bank of New York Mellon Corporation, PTE 2009-27; and Ford Motor Company and Its Affiliates (Collectively, Ford), PTE 2009-282009-09-25T00:00:00-07:002009-09-25T00:00:00-07:00E9-23167Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23167.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23141.htmlNotice - Proposed Extension of Information Collection; Request for Public Comment for Class Prohibited Transaction Exemption 2006-162009-09-25T00:00:00-07:002009-09-25T00:00:00-07:00E9-23141Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23141.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23140.htmlNotice - Proposed Extension of Information Collection; Request for Public Comment; Notice of Pre-Existing Condition Exclusion2009-09-25T00:00:00-07:002009-09-25T00:00:00-07:00E9-23140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23140.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23139.htmlNotice - Proposed Extension of Information Collection; Request for Public Comment Establishing Prior Creditable Coverage2009-09-25T00:00:00-07:002009-09-25T00:00:00-07:00E9-23139Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23139.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23137.htmlNotice - Proposed Extension of Information Collection; Request for Public Comment; Notice of Special Enrollment2009-09-25T00:00:00-07:002009-09-25T00:00:00-07:00E9-23137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23137.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/18/E9-22485.htmlNotice - Notice of Proposed Individual Exemption Involving General Motors Corporation, Located in Detroit, MI2009-09-18T00:00:00-07:002009-09-18T00:00:00-07:00E9-22485Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-18/pdf/E9-22485.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/14/E9-22108.htmlNotice - 148th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting2009-09-14T00:00:00-07:002009-09-14T00:00:00-07:00E9-22108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-14/pdf/E9-22108.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/04/E9-21343.htmlProposed Rule - Civil Penalties Under ERISA Section 502(c)(8)2009-09-04T00:00:00-07:002009-09-04T00:00:00-07:00E9-21343Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-04/pdf/E9-21343.pdfhttps://regulations.justia.com/regulations/fedreg/2009/09/01/E9-20724.htmlNotice - Grant of Individual Exemptions and Prohibited Transaction Exemptions Involving: PNC Financial Services Group, Inc. (PNC Financial), PTE 2009-22; Verizon Investment Management Corporation, PTE 2009-23; United States Steel and Carnegie Pension Fund (the Applicant), PTE 2009-24; and Barclays Global Investors, N.A. and Its Affiliates and Successors (BGI) and Barclays Capital Inc. and Its Affiliates and Successors (BarCap) (Collectively the Applicants), PTE 2009-252009-09-01T00:00:00-07:002009-09-01T00:00:00-07:00E9-20724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-09-01/pdf/E9-20724.pdfhttps://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20794.htmlNotice - 147th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting2009-08-28T00:00:00-07:002009-08-28T00:00:00-07:00E9-20794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-08-28/pdf/E9-20794.pdfhttps://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20737.htmlNotice - Notice of Proposed Individual Exemption Involving The Alaska Laborers-Construction Industry Apprenticeship Training Trust (the Plan), Located in Seattle, WA2009-08-28T00:00:00-07:002009-08-28T00:00:00-07:00E9-20737Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-08-28/pdf/E9-20737.pdfhttps://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20736.htmlNotice - Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 96-22, 61 FR 14828 (April 3, 1996), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22, 2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 96-22), Involving the Wachovia Corporation and Its Affiliates (Wachovia), the Successor of First Union Corporation and PTE 2002-19, 67 FR 14979 (March 28, 2002), as Amended by PTE 2007-05 (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates (D-11530)2009-08-28T00:00:00-07:002009-08-28T00:00:00-07:00E9-20736Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-08-28/pdf/E9-20736.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18316.htmlNotice - Advisory Council on Employee Welfare and Pension Benefit Plans; Nominations for Vacancies2009-07-31T00:00:00-07:002009-07-31T00:00:00-07:00E9-18316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18316.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17468.htmlNotice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: 2009-18, Robert W. Baird & Co. Incorporated, D-11488; 2009-19, MarkWest Energy Partners, L.P., D-11498; Morgan Stanley & Co. Incorporated, D-11501, 2009-20; and The Bank of New York Mellon Corporation (BNMC) and Its Affiliates (Collectively, BNY Mellon), D-11523, 2009-212009-07-24T00:00:00-07:002009-07-24T00:00:00-07:00E9-17468Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17468.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/23/E9-17467.htmlNotice - Notice of Proposed Exemption2009-07-23T00:00:00-07:002009-07-23T00:00:00-07:00E9-17467Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-23/pdf/E9-17467.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15804.htmlNotice - 146th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting2009-07-06T00:00:00-07:002009-07-06T00:00:00-07:00E9-15804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15804.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15774.htmlNotice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemptions for Multiple Employer Plans and Multiple Employer Apprenticeship Plans, PTE 76-1, PTE 77-10, PTE 78-62009-07-06T00:00:00-07:002009-07-06T00:00:00-07:00E9-15774Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15774.pdfhttps://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15159.htmlNotice - Notice of Proposed Exemptions2009-06-26T00:00:00-07:002009-06-26T00:00:00-07:00E9-15159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15159.pdfhttps://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15158.htmlNotice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2009-15, D-11493, Schloer Enterprises, Inc., 2009-16, D-11519, Amendment to Prohibited Transaction Exemption (PTE) 90-29, 55 FR 21459 (May 24, 1990), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22, 2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 90-29), Involving Merrill Lynch, Pierce, Fenner & Smith, Inc., the Principal Subsidiary of Merrill Lynch & Co., Inc. and Its Affiliates (Merrill Lynch) and to PTE 2002-19, 67 FR 14979 (March 28, 2002) as Amended by PTE 2007-05, (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates 2009-17, D-11536 Through D-11550, Individual Retirement Accounts (the IRAs) for Ralph Hartwell, Harold Latin, Kenlon Johnson, Carol Johnson, Shanon Taylor, Michael Ball, Dianne Barkas, Roy Barkas, Harry DeWall, Alice Pike, Steven Larsen, C. 2009-06-26T00:00:00-07:002009-06-26T00:00:00-07:00E9-15158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15158.pdfhttps://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15156.htmlNotice - Withdrawal of the Notice of Proposed Exemption Involving Barclays Bank PLC and Barclays Capital Inc. (Applicants) Located, Respectively, in London, England and New York, NY2009-06-26T00:00:00-07:002009-06-26T00:00:00-07:00E9-15156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15156.pdfhttps://regulations.justia.com/regulations/fedreg/2009/06/15/E9-13995.htmlNotice - Proposed Extension of Information Collection Request Submitted for Public Comment; Request to the Department of Labor for Expedited Review of Denial of COBRA Premium Reduction2009-06-15T00:00:00-07:002009-06-15T00:00:00-07:00E9-13995Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-15/pdf/E9-13995.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/26/E9-12114.htmlNotice - 145th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting2009-05-26T00:00:00-07:002009-05-26T00:00:00-07:00E9-12114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-26/pdf/E9-12114.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12065.htmlRule - Investment Advice-Participants and Beneficiaries2009-05-22T00:00:00-07:002009-05-22T00:00:00-07:00E9-12065Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-12065.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12024.htmlNotice - Hearing on Target Date Funds and Similar Investment Options2009-05-22T00:00:00-07:002009-05-22T00:00:00-07:00E9-12024Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-12024.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/22/E9-11977.htmlNotice - Proposed Extension of Information Collection Request Submitted for Public Comment; COBRA Notification Requirements-American Recovery and Reinvestment Act of 20092009-05-22T00:00:00-07:002009-05-22T00:00:00-07:00E9-11977Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-11977.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11774.htmlNotice - Technical Correction of the Texts of Individual Exemption Involving: (1) The Bank of New York Mellon Corporation (74 FR 20990); and (2) UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. (UBS Financial) and UBS Financial Services Inc. of Puerto Rico (PR Financial) (74 FR 20997)2009-05-21T00:00:00-07:002009-05-21T00:00:00-07:00E9-11774Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11774.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10362.htmlNotice - Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 90-29, 55 FR 21459 (May 24, 1990), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22,2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 90-29), Involving Merrill Lynch, Pierce, Fenner & Smith, Inc., the Principal Subsidiary of Merrill Lynch & Co., Inc. and Its Affiliates (Merrill Lynch) and to PTE 2002-19, 67 FR 14979 (March 28, 2002) as Amended by PTE 2007-05, (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates (D-11519)2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10362.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10361.htmlNotice - Notice of Proposed Exemptions2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10361.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10360.htmlNotice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: 2009-13, The Bank of New York Mellon Corporation (the Applicant); and 2009-14, UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. (UBS Financial), and UBS Financial Services Inc. of Puerto Rico (PR Financial) (Collectively, the Applicants)2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10360Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10360.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/01/E9-10083.htmlNotice - Establishment of the Children's Health Insurance Program Working Group and Request for Nominations for Members2009-05-01T00:00:00-07:002009-05-01T00:00:00-07:00E9-10083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-01/pdf/E9-10083.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9629.htmlProposed Rule - Request for Information Regarding the Paul Wellstone and Pete Domenici Mental Health Parity and Addiction Equity Act of 20082009-04-28T00:00:00-07:002009-04-28T00:00:00-07:00E9-9629Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9629.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8949.htmlNotice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 94-20, Foreign Exchange Transactions2009-04-20T00:00:00-07:002009-04-20T00:00:00-07:00E9-8949Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8949.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8910.htmlNotice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 2004-07, Transactions With Trust REIT Shares2009-04-20T00:00:00-07:002009-04-20T00:00:00-07:00E9-8910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8910.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8908.htmlNotice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 97-41, Collective Investment Funds Conversion Transactions2009-04-20T00:00:00-07:002009-04-20T00:00:00-07:00E9-8908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8908.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8907.htmlNotice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 91-38, Bank Collective Investment Funds2009-04-20T00:00:00-07:002009-04-20T00:00:00-07:00E9-8907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8907.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8905.htmlNotice - Proposed Extension of Information Collection; Comment Request Prohibited Transaction Class Exemption 90-1, Pooled Separate Accounts2009-04-20T00:00:00-07:002009-04-20T00:00:00-07:00E9-8905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8905.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8904.htmlNotice - Proposed Extension of Information Collection Comment Request; Prohibited Transaction Class Exemption 2002-12, Cross-Trades of Securities by Index and Model-Driven Funds2009-04-20T00:00:00-07:002009-04-20T00:00:00-07:00E9-8904Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8904.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8675.htmlNotice - Withdrawal of the Notice of Proposed Exemption Involving the Citation Box and Paper Co. Profit Sharing Plan and Retirement Trust (the Plan) Located in Chicago, IL2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8675Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8675.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6838.htmlNotice - Proposed Extension of Information Collection; Comment Request Final Rules and Class Prohibited Transaction Exemption 2006-16 Relating to Terminated Individual Account Plans2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6838.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6837.htmlNotice - Proposed Extension of Information Collection Comment Request; ERISA Summary Annual Report2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6837Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6837.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6836.htmlNotice - Proposed Extension of Information Collection: Comment Request National Medical Support Notice-Part B2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6836Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6836.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6835.htmlNotice - Proposed Extension of Information Collection; Comment Request; Definition of “Plan Assets”-Participant Contributions2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6835Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6835.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6621.htmlNotice - Grant of Individual Exemption To Replace Prohibited Transaction Exemption (PTE) 2000-45, Involving Citigroup Global Markets Inc. (CGMI), Formerly Salomon Smith Barney Inc. (Salomon Smith Barney), Located in New York, NY2009-03-26T00:00:00-07:002009-03-26T00:00:00-07:00E9-6621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6621.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6620.htmlNotice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2009-10, Camino Medical Group, Inc. Employee Retirement Plan (the Retirement Plan) D-11336; and 2009-11, JPMorgan Chase Bank, National Association, D-114712009-03-26T00:00:00-07:002009-03-26T00:00:00-07:00E9-6620Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6620.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6619.htmlNotice - Notice of Proposed Exemptions2009-03-26T00:00:00-07:002009-03-26T00:00:00-07:00E9-6619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6619.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/20/E9-6210.htmlRule - Investment Advice-Participants and Beneficiaries2009-03-20T00:00:00-07:002009-03-20T00:00:00-07:00E9-6210Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-20/pdf/E9-6210.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/20/E9-6131.htmlNotice - Publication of Model Notices for Health Care Continuation Coverage Provided Pursuant to the Consolidated Omnibus Budget Reconciliation Act (COBRA) and Other Health Care Continuation Coverage, as Required by the American Recovery and Reinvestment Act of 2009, Notice2009-03-20T00:00:00-07:002009-03-20T00:00:00-07:00E9-6131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-20/pdf/E9-6131.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/27/E9-4235.htmlNotice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: D-11481, CitiGroup Inc. 2009-06; D-11484, Robert W. Baird & Co. Incorporated, 2009-07; D-11490 Raymond James & Associates, Inc., 2009-08; and Northwestern Mutual Investment Services, LLC2009-02-27T00:00:00-08:002009-02-27T00:00:00-08:00E9-4235Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-27/pdf/E9-4235.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3998.htmlNotice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: D-11428, Heico Holding Inc. Pension Plan (the Plan), 2009-04; D-11450, Brewster Dairy, Inc. 401(k) Profit Sharing Plan (the Plan)2009-02-25T00:00:00-08:002009-02-25T00:00:00-08:00E9-3998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3998.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3997.htmlNotice - [Application Nos. and Proposed Exemptions; D-11447, Verizon Investment Management Company; D-11470, M&T Bank Corporation Pension Plan; D-11493, Schloer Enterprises, Inc. 401(k) Profit Sharing Plan (the Plan); and D-11501, Morgan Stanley & Co. Incorporated, et al.]2009-02-25T00:00:00-08:002009-02-25T00:00:00-08:00E9-3997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3997.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/17/E9-3347.htmlNotice - Amendment to Proposed Extension of Information Collection Request Submitted for Public Comment; Defined Benefit Plan Annual Funding Notice2009-02-17T00:00:00-08:002009-02-17T00:00:00-08:00E9-3347Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-17/pdf/E9-3347.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/04/E9-2296.htmlProposed Rule - Investment Advice-Participants and Beneficiaries2009-02-04T00:00:00-08:002009-02-04T00:00:00-08:00E9-2296Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-04/pdf/E9-2296.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1788.htmlNotice - Proposed Extension of Information Collection; Comment Request; Regulation Regarding Participant Directed Individual Account Plans Under ERISA 404(c)2009-01-28T00:00:00-08:002009-01-28T00:00:00-08:00E9-1788Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1788.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1787.htmlNotice - Proposed Extension of Information Collection; Comment Request ERISA Advisory Opinion Procedure 76-12009-01-28T00:00:00-08:002009-01-28T00:00:00-08:00E9-1787Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1787.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1786.htmlNotice - Proposed Extension of Information Collection; Comment Request; Voluntary Fiduciary Compliance Program2009-01-28T00:00:00-08:002009-01-28T00:00:00-08:00E9-1786Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1786.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1785.htmlNotice - Proposed Extension of Information Collection; Comment Request; Final Rule Relating to Notice of Blackout Periods to Participants and Beneficiaries2009-01-28T00:00:00-08:002009-01-28T00:00:00-08:00E9-1785Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1785.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1784.htmlNotice - Proposed Extension of Information Collection; Comment Request; Settlement Agreements Between a Plan and Party in Interest2009-01-28T00:00:00-08:002009-01-28T00:00:00-08:00E9-1784Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1784.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/21/E9-963.htmlNotice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: Calpine Corporation, D-11458 (2009-01); Starrett Corporation Pension Plan (the Plan), D-11473 (2009-02); and General Motors Corporation and Its Wholly Owned Subsidiaries (together, GM) (2009-03)2009-01-21T00:00:00-08:002009-01-21T00:00:00-08:00E9-963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-963.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/21/E9-962.htmlNotice - Notice of Proposed Exemptions2009-01-21T00:00:00-08:002009-01-21T00:00:00-08:00E9-962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-962.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/21/E9-710.htmlRule - Investment Advice-Participants and Beneficiaries2009-01-21T00:00:00-08:002009-01-21T00:00:00-08:00E9-710Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-710.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/16/E9-961.htmlNotice - Withdrawal of Notice of Proposed Exemption Involving the Merritts Antiques, Inc. Employees Pension Plan (Plan); Located in Douglasville, PA2009-01-16T00:00:00-08:002009-01-16T00:00:00-08:00E9-961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-16/pdf/E9-961.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/15/Z8-31188.htmlRule - Civil Penalties Under ERISA Section 502(c)(4)2009-01-15T00:00:00-08:002009-01-15T00:00:00-08:00Z8-31188Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-15/pdf/Z8-31188.pdfhttps://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31188.htmlRule - Civil Penalties Under ERISA Section 502(c)(4)2009-01-02T00:00:00-08:002009-01-02T00:00:00-08:00E8-31188Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31188.pdf