Comptroller of the Currency October 18, 2007 – Federal Register Recent Federal Regulation Documents

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Securities Offering Disclosure Rules

Document Number: E7-20600

Type: Proposed Rule

Date: 2007-10-18

Agency: Office of the Comptroller of the Currency, Department of Treasury, Department of the Treasury, Comptroller of the Currency

The Office of the Comptroller of the Currency (OCC) is proposing to amend its securities offering disclosure rules at part 16 so that the organizing group of a national bank in organization will, in most cases, not need to provide audited financial statements as part of a public offering of securities.

https://regulations.justia.com/regulations/fedreg/2007/10/18/E7-20600.html