Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/department-of-labor/employee-benefits-security-administration/2009?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2021-05-15T05:10:52-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31001.html Notice - Proposed Extension of Information Collection; Request for Public Comment; Prohibited Transaction Class Exemption 80-83; Employee Benefit Plan Purchase of Securities Benefiting Party in Interest Issuer 2009-12-31T00:00:00-08:00 2009-12-31T00:00:00-08:00 E9-31001 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-31001.pdf https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-31000.html Notice - Proposed Extension of Information Collection; Comment Request; Final Rule on Statutory Exemption for Cross-Trading of Securities 2009-12-31T00:00:00-08:00 2009-12-31T00:00:00-08:00 E9-31000 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-31000.pdf https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30999.html Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 75-1; Employee Benefit Plan Security Transactions With Broker-Dealers, Reporting Dealers and Banks 2009-12-31T00:00:00-08:00 2009-12-31T00:00:00-08:00 E9-30999 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-30999.pdf https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30998.html Notice - Proposed Extension of Information Collection; Comment Request; HDCI 2 Survey of Group Health Plans 2009-12-31T00:00:00-08:00 2009-12-31T00:00:00-08:00 E9-30998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-30998.pdf https://regulations.justia.com/regulations/fedreg/2009/12/31/E9-30997.html Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 88-59, Residential Mortgage Financing Arrangements 2009-12-31T00:00:00-08:00 2009-12-31T00:00:00-08:00 E9-30997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-31/pdf/E9-30997.pdf https://regulations.justia.com/regulations/fedreg/2009/12/30/E9-30996.html Notice - Proposed Extension of Information Collection; Comment Request; Petition for Finding Under Section 3(40) of ERISA 2009-12-30T00:00:00-08:00 2009-12-30T00:00:00-08:00 E9-30996 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-30/pdf/E9-30996.pdf https://regulations.justia.com/regulations/fedreg/2009/12/28/E9-30656.html Notice - Publication of Year 2009 Form M-1 With Electronic Filing Option, Notice 2009-12-28T00:00:00-08:00 2009-12-28T00:00:00-08:00 E9-30656 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-28/pdf/E9-30656.pdf https://regulations.justia.com/regulations/fedreg/2009/12/22/E9-30262.html Notice - Notice of Proposed Exemptions 2009-12-22T00:00:00-08:00 2009-12-22T00:00:00-08:00 E9-30262 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-22/pdf/E9-30262.pdf https://regulations.justia.com/regulations/fedreg/2009/12/21/E9-30263.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2009-33, Cotter Merchandise Storage Company Defined Benefit Pension Plan (the Plan), D-11423; and 2009-34, Unaka Company Incorporated Employees Profit Sharing Plan (the Plan), D-11445 2009-12-21T00:00:00-08:00 2009-12-21T00:00:00-08:00 E9-30263 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-21/pdf/E9-30263.pdf https://regulations.justia.com/regulations/fedreg/2009/12/08/E9-29223.html Notice - Notice of Proposed Individual Exemption Involving Ford Motor Company, Located in Detroit, MI 2009-12-08T00:00:00-08:00 2009-12-08T00:00:00-08:00 E9-29223 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-12-08/pdf/E9-29223.pdf https://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28384.html Notice - Proposed Extension of Information Collection; Comment Request Annual Report for Multiple Employer Welfare Arrangements (Form M-1) 2009-11-27T00:00:00-08:00 2009-11-27T00:00:00-08:00 E9-28384 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28384.pdf https://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28383.html Notice - Proposed Extension of Information Collection; Comment Request; Summary Plan Description Requirements Under ERISA 2009-11-27T00:00:00-08:00 2009-11-27T00:00:00-08:00 E9-28383 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28383.pdf https://regulations.justia.com/regulations/fedreg/2009/11/27/E9-28381.html Notice - Proposed Extension of Information Collection; Comment Request; ERISA Investment Manager Electronic Registration 2009-11-27T00:00:00-08:00 2009-11-27T00:00:00-08:00 E9-28381 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-27/pdf/E9-28381.pdf https://regulations.justia.com/regulations/fedreg/2009/11/20/E9-27889.html Rule - Investment Advice-Participants and Beneficiaries 2009-11-20T00:00:00-08:00 2009-11-20T00:00:00-08:00 E9-27889 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-11-20/pdf/E9-27889.pdf https://regulations.justia.com/regulations/fedreg/2009/11/17/E9-27532.html Rule - Investment Advice-Participants and Beneficiaries 2009-11-17T00:00:00-08:00 2009-11-17T00:00:00-08:00 E9-27532 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-11-17/pdf/E9-27532.pdf https://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27405.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: PTE 2009-29, Iron Workers Local 17 Pension Fun (the Plan), D-11432, et al. 2009-11-16T00:00:00-08:00 2009-11-16T00:00:00-08:00 E9-27405 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-16/pdf/E9-27405.pdf https://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27404.html Notice - Application Nos. and Proposed Exemptions; D-11491, JPMorgan Chase Bank, N.A. (JPMCB or the Applicant); D-11492, Ivy Asset Management Corporation; and D-11571, The Bank of New York (BNY Mellon or the Applicant), et al. 2009-11-16T00:00:00-08:00 2009-11-16T00:00:00-08:00 E9-27404 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-16/pdf/E9-27404.pdf https://regulations.justia.com/regulations/fedreg/2009/11/16/E9-27403.html Notice - United States Steel and Carnegie Pension Fund (the Applicant), Located in New York, NY 2009-11-16T00:00:00-08:00 2009-11-16T00:00:00-08:00 E9-27403 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-11-16/pdf/E9-27403.pdf https://regulations.justia.com/regulations/fedreg/2009/10/16/E9-24892.html Notice - 149th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans 2009-10-16T00:00:00-07:00 2009-10-16T00:00:00-07:00 E9-24892 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-16/pdf/E9-24892.pdf https://regulations.justia.com/regulations/fedreg/2009/10/07/E9-22504.html Rule - Interim Final Rules Prohibiting Discrimination Based on Genetic Information in Health Insurance Coverage and Group Health Plans 2009-10-07T00:00:00-07:00 2009-10-07T00:00:00-07:00 E9-22504 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-10-07/pdf/E9-22504.pdf https://regulations.justia.com/regulations/fedreg/2009/10/05/E9-23849.html Notice - Notice of Proposed Individual Exemption Involving Chrysler LLC, Located in Auburn Hills, MI 2009-10-05T00:00:00-07:00 2009-10-05T00:00:00-07:00 E9-23849 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-10-05/pdf/E9-23849.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23168.html Notice - Notice of Proposed Exemptions 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23168 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23168.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23167.html Notice - Grant of Individual Exemptions and Prohibited Transaction Exemptions Involving: M&T Bank Corporation Pension Plan, PTE 2009-26; Bank of New York Mellon Corporation, PTE 2009-27; and Ford Motor Company and Its Affiliates (Collectively, Ford), PTE 2009-28 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23167 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23167.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23141.html Notice - Proposed Extension of Information Collection; Request for Public Comment for Class Prohibited Transaction Exemption 2006-16 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23141 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23141.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23140.html Notice - Proposed Extension of Information Collection; Request for Public Comment; Notice of Pre-Existing Condition Exclusion 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23140 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23140.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23139.html Notice - Proposed Extension of Information Collection; Request for Public Comment Establishing Prior Creditable Coverage 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23139 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23139.pdf https://regulations.justia.com/regulations/fedreg/2009/09/25/E9-23137.html Notice - Proposed Extension of Information Collection; Request for Public Comment; Notice of Special Enrollment 2009-09-25T00:00:00-07:00 2009-09-25T00:00:00-07:00 E9-23137 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-25/pdf/E9-23137.pdf https://regulations.justia.com/regulations/fedreg/2009/09/18/E9-22485.html Notice - Notice of Proposed Individual Exemption Involving General Motors Corporation, Located in Detroit, MI 2009-09-18T00:00:00-07:00 2009-09-18T00:00:00-07:00 E9-22485 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-18/pdf/E9-22485.pdf https://regulations.justia.com/regulations/fedreg/2009/09/14/E9-22108.html Notice - 148th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting 2009-09-14T00:00:00-07:00 2009-09-14T00:00:00-07:00 E9-22108 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-14/pdf/E9-22108.pdf https://regulations.justia.com/regulations/fedreg/2009/09/04/E9-21343.html Proposed Rule - Civil Penalties Under ERISA Section 502(c)(8) 2009-09-04T00:00:00-07:00 2009-09-04T00:00:00-07:00 E9-21343 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-09-04/pdf/E9-21343.pdf https://regulations.justia.com/regulations/fedreg/2009/09/01/E9-20724.html Notice - Grant of Individual Exemptions and Prohibited Transaction Exemptions Involving: PNC Financial Services Group, Inc. (PNC Financial), PTE 2009-22; Verizon Investment Management Corporation, PTE 2009-23; United States Steel and Carnegie Pension Fund (the Applicant), PTE 2009-24; and Barclays Global Investors, N.A. and Its Affiliates and Successors (BGI) and Barclays Capital Inc. and Its Affiliates and Successors (BarCap) (Collectively the Applicants), PTE 2009-25 2009-09-01T00:00:00-07:00 2009-09-01T00:00:00-07:00 E9-20724 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-09-01/pdf/E9-20724.pdf https://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20794.html Notice - 147th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting 2009-08-28T00:00:00-07:00 2009-08-28T00:00:00-07:00 E9-20794 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-28/pdf/E9-20794.pdf https://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20737.html Notice - Notice of Proposed Individual Exemption Involving The Alaska Laborers-Construction Industry Apprenticeship Training Trust (the Plan), Located in Seattle, WA 2009-08-28T00:00:00-07:00 2009-08-28T00:00:00-07:00 E9-20737 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-28/pdf/E9-20737.pdf https://regulations.justia.com/regulations/fedreg/2009/08/28/E9-20736.html Notice - Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 96-22, 61 FR 14828 (April 3, 1996), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22, 2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 96-22), Involving the Wachovia Corporation and Its Affiliates (Wachovia), the Successor of First Union Corporation and PTE 2002-19, 67 FR 14979 (March 28, 2002), as Amended by PTE 2007-05 (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates (D-11530) 2009-08-28T00:00:00-07:00 2009-08-28T00:00:00-07:00 E9-20736 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-08-28/pdf/E9-20736.pdf https://regulations.justia.com/regulations/fedreg/2009/07/31/E9-18316.html Notice - Advisory Council on Employee Welfare and Pension Benefit Plans; Nominations for Vacancies 2009-07-31T00:00:00-07:00 2009-07-31T00:00:00-07:00 E9-18316 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-31/pdf/E9-18316.pdf https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17468.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: 2009-18, Robert W. Baird & Co. Incorporated, D-11488; 2009-19, MarkWest Energy Partners, L.P., D-11498; Morgan Stanley & Co. Incorporated, D-11501, 2009-20; and The Bank of New York Mellon Corporation (BNMC) and Its Affiliates (Collectively, BNY Mellon), D-11523, 2009-21 2009-07-24T00:00:00-07:00 2009-07-24T00:00:00-07:00 E9-17468 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17468.pdf https://regulations.justia.com/regulations/fedreg/2009/07/23/E9-17467.html Notice - Notice of Proposed Exemption 2009-07-23T00:00:00-07:00 2009-07-23T00:00:00-07:00 E9-17467 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-23/pdf/E9-17467.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15804.html Notice - 146th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15804 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15804.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15774.html Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemptions for Multiple Employer Plans and Multiple Employer Apprenticeship Plans, PTE 76-1, PTE 77-10, PTE 78-6 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15774 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15774.pdf https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15159.html Notice - Notice of Proposed Exemptions 2009-06-26T00:00:00-07:00 2009-06-26T00:00:00-07:00 E9-15159 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15159.pdf https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15158.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2009-15, D-11493, Schloer Enterprises, Inc., 2009-16, D-11519, Amendment to Prohibited Transaction Exemption (PTE) 90-29, 55 FR 21459 (May 24, 1990), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22, 2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 90-29), Involving Merrill Lynch, Pierce, Fenner & Smith, Inc., the Principal Subsidiary of Merrill Lynch & Co., Inc. and Its Affiliates (Merrill Lynch) and to PTE 2002-19, 67 FR 14979 (March 28, 2002) as Amended by PTE 2007-05, (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates 2009-17, D-11536 Through D-11550, Individual Retirement Accounts (the IRAs) for Ralph Hartwell, Harold Latin, Kenlon Johnson, Carol Johnson, Shanon Taylor, Michael Ball, Dianne Barkas, Roy Barkas, Harry DeWall, Alice Pike, Steven Larsen, C. 2009-06-26T00:00:00-07:00 2009-06-26T00:00:00-07:00 E9-15158 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15158.pdf https://regulations.justia.com/regulations/fedreg/2009/06/26/E9-15156.html Notice - Withdrawal of the Notice of Proposed Exemption Involving Barclays Bank PLC and Barclays Capital Inc. (Applicants) Located, Respectively, in London, England and New York, NY 2009-06-26T00:00:00-07:00 2009-06-26T00:00:00-07:00 E9-15156 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-26/pdf/E9-15156.pdf https://regulations.justia.com/regulations/fedreg/2009/06/15/E9-13995.html Notice - Proposed Extension of Information Collection Request Submitted for Public Comment; Request to the Department of Labor for Expedited Review of Denial of COBRA Premium Reduction 2009-06-15T00:00:00-07:00 2009-06-15T00:00:00-07:00 E9-13995 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-15/pdf/E9-13995.pdf https://regulations.justia.com/regulations/fedreg/2009/05/26/E9-12114.html Notice - 145th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting 2009-05-26T00:00:00-07:00 2009-05-26T00:00:00-07:00 E9-12114 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-26/pdf/E9-12114.pdf https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12065.html Rule - Investment Advice-Participants and Beneficiaries 2009-05-22T00:00:00-07:00 2009-05-22T00:00:00-07:00 E9-12065 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-12065.pdf https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-12024.html Notice - Hearing on Target Date Funds and Similar Investment Options 2009-05-22T00:00:00-07:00 2009-05-22T00:00:00-07:00 E9-12024 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-12024.pdf https://regulations.justia.com/regulations/fedreg/2009/05/22/E9-11977.html Notice - Proposed Extension of Information Collection Request Submitted for Public Comment; COBRA Notification Requirements-American Recovery and Reinvestment Act of 2009 2009-05-22T00:00:00-07:00 2009-05-22T00:00:00-07:00 E9-11977 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-22/pdf/E9-11977.pdf https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11774.html Notice - Technical Correction of the Texts of Individual Exemption Involving: (1) The Bank of New York Mellon Corporation (74 FR 20990); and (2) UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. (UBS Financial) and UBS Financial Services Inc. of Puerto Rico (PR Financial) (74 FR 20997) 2009-05-21T00:00:00-07:00 2009-05-21T00:00:00-07:00 E9-11774 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11774.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10362.html Notice - Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 90-29, 55 FR 21459 (May 24, 1990), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22,2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 90-29), Involving Merrill Lynch, Pierce, Fenner & Smith, Inc., the Principal Subsidiary of Merrill Lynch & Co., Inc. and Its Affiliates (Merrill Lynch) and to PTE 2002-19, 67 FR 14979 (March 28, 2002) as Amended by PTE 2007-05, (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates (D-11519) 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10362 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10362.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10361.html Notice - Notice of Proposed Exemptions 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10361 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10361.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10360.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: 2009-13, The Bank of New York Mellon Corporation (the Applicant); and 2009-14, UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. (UBS Financial), and UBS Financial Services Inc. of Puerto Rico (PR Financial) (Collectively, the Applicants) 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10360 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10360.pdf https://regulations.justia.com/regulations/fedreg/2009/05/01/E9-10083.html Notice - Establishment of the Children's Health Insurance Program Working Group and Request for Nominations for Members 2009-05-01T00:00:00-07:00 2009-05-01T00:00:00-07:00 E9-10083 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-01/pdf/E9-10083.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9629.html Proposed Rule - Request for Information Regarding the Paul Wellstone and Pete Domenici Mental Health Parity and Addiction Equity Act of 2008 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9629 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9629.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8949.html Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 94-20, Foreign Exchange Transactions 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8949 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8949.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8910.html Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 2004-07, Transactions With Trust REIT Shares 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8910 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8910.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8908.html Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 97-41, Collective Investment Funds Conversion Transactions 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8908 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8908.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8907.html Notice - Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 91-38, Bank Collective Investment Funds 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8907 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8907.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8905.html Notice - Proposed Extension of Information Collection; Comment Request Prohibited Transaction Class Exemption 90-1, Pooled Separate Accounts 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8905 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8905.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8904.html Notice - Proposed Extension of Information Collection Comment Request; Prohibited Transaction Class Exemption 2002-12, Cross-Trades of Securities by Index and Model-Driven Funds 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8904 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8904.pdf https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8675.html Notice - Withdrawal of the Notice of Proposed Exemption Involving the Citation Box and Paper Co. Profit Sharing Plan and Retirement Trust (the Plan) Located in Chicago, IL 2009-04-16T00:00:00-07:00 2009-04-16T00:00:00-07:00 E9-8675 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8675.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6838.html Notice - Proposed Extension of Information Collection; Comment Request Final Rules and Class Prohibited Transaction Exemption 2006-16 Relating to Terminated Individual Account Plans 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6838 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6838.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6837.html Notice - Proposed Extension of Information Collection Comment Request; ERISA Summary Annual Report 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6837 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6837.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6836.html Notice - Proposed Extension of Information Collection: Comment Request National Medical Support Notice-Part B 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6836 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6836.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6835.html Notice - Proposed Extension of Information Collection; Comment Request; Definition of “Plan Assets”-Participant Contributions 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6835 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6835.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6621.html Notice - Grant of Individual Exemption To Replace Prohibited Transaction Exemption (PTE) 2000-45, Involving Citigroup Global Markets Inc. (CGMI), Formerly Salomon Smith Barney Inc. (Salomon Smith Barney), Located in New York, NY 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6621 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6621.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6620.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2009-10, Camino Medical Group, Inc. Employee Retirement Plan (the Retirement Plan) D-11336; and 2009-11, JPMorgan Chase Bank, National Association, D-11471 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6620 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6620.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6619.html Notice - Notice of Proposed Exemptions 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6619 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6619.pdf https://regulations.justia.com/regulations/fedreg/2009/03/20/E9-6210.html Rule - Investment Advice-Participants and Beneficiaries 2009-03-20T00:00:00-07:00 2009-03-20T00:00:00-07:00 E9-6210 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-03-20/pdf/E9-6210.pdf https://regulations.justia.com/regulations/fedreg/2009/03/20/E9-6131.html Notice - Publication of Model Notices for Health Care Continuation Coverage Provided Pursuant to the Consolidated Omnibus Budget Reconciliation Act (COBRA) and Other Health Care Continuation Coverage, as Required by the American Recovery and Reinvestment Act of 2009, Notice 2009-03-20T00:00:00-07:00 2009-03-20T00:00:00-07:00 E9-6131 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-20/pdf/E9-6131.pdf https://regulations.justia.com/regulations/fedreg/2009/02/27/E9-4235.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: D-11481, CitiGroup Inc. 2009-06; D-11484, Robert W. Baird & Co. Incorporated, 2009-07; D-11490 Raymond James & Associates, Inc., 2009-08; and Northwestern Mutual Investment Services, LLC 2009-02-27T00:00:00-08:00 2009-02-27T00:00:00-08:00 E9-4235 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-27/pdf/E9-4235.pdf https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3998.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: D-11428, Heico Holding Inc. Pension Plan (the Plan), 2009-04; D-11450, Brewster Dairy, Inc. 401(k) Profit Sharing Plan (the Plan) 2009-02-25T00:00:00-08:00 2009-02-25T00:00:00-08:00 E9-3998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3998.pdf https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3997.html Notice - [Application Nos. and Proposed Exemptions; D-11447, Verizon Investment Management Company; D-11470, M&T Bank Corporation Pension Plan; D-11493, Schloer Enterprises, Inc. 401(k) Profit Sharing Plan (the Plan); and D-11501, Morgan Stanley & Co. Incorporated, et al.] 2009-02-25T00:00:00-08:00 2009-02-25T00:00:00-08:00 E9-3997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3997.pdf https://regulations.justia.com/regulations/fedreg/2009/02/17/E9-3347.html Notice - Amendment to Proposed Extension of Information Collection Request Submitted for Public Comment; Defined Benefit Plan Annual Funding Notice 2009-02-17T00:00:00-08:00 2009-02-17T00:00:00-08:00 E9-3347 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-17/pdf/E9-3347.pdf https://regulations.justia.com/regulations/fedreg/2009/02/04/E9-2296.html Proposed Rule - Investment Advice-Participants and Beneficiaries 2009-02-04T00:00:00-08:00 2009-02-04T00:00:00-08:00 E9-2296 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-02-04/pdf/E9-2296.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1788.html Notice - Proposed Extension of Information Collection; Comment Request; Regulation Regarding Participant Directed Individual Account Plans Under ERISA 404(c) 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1788 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1788.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1787.html Notice - Proposed Extension of Information Collection; Comment Request ERISA Advisory Opinion Procedure 76-1 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1787 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1787.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1786.html Notice - Proposed Extension of Information Collection; Comment Request; Voluntary Fiduciary Compliance Program 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1786 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1786.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1785.html Notice - Proposed Extension of Information Collection; Comment Request; Final Rule Relating to Notice of Blackout Periods to Participants and Beneficiaries 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1785 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1785.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1784.html Notice - Proposed Extension of Information Collection; Comment Request; Settlement Agreements Between a Plan and Party in Interest 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1784 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1784.pdf https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-963.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: Calpine Corporation, D-11458 (2009-01); Starrett Corporation Pension Plan (the Plan), D-11473 (2009-02); and General Motors Corporation and Its Wholly Owned Subsidiaries (together, GM) (2009-03) 2009-01-21T00:00:00-08:00 2009-01-21T00:00:00-08:00 E9-963 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-963.pdf https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-962.html Notice - Notice of Proposed Exemptions 2009-01-21T00:00:00-08:00 2009-01-21T00:00:00-08:00 E9-962 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-962.pdf https://regulations.justia.com/regulations/fedreg/2009/01/21/E9-710.html Rule - Investment Advice-Participants and Beneficiaries 2009-01-21T00:00:00-08:00 2009-01-21T00:00:00-08:00 E9-710 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-21/pdf/E9-710.pdf https://regulations.justia.com/regulations/fedreg/2009/01/16/E9-961.html Notice - Withdrawal of Notice of Proposed Exemption Involving the Merritts Antiques, Inc. Employees Pension Plan (Plan); Located in Douglasville, PA 2009-01-16T00:00:00-08:00 2009-01-16T00:00:00-08:00 E9-961 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-16/pdf/E9-961.pdf https://regulations.justia.com/regulations/fedreg/2009/01/15/Z8-31188.html Rule - Civil Penalties Under ERISA Section 502(c)(4) 2009-01-15T00:00:00-08:00 2009-01-15T00:00:00-08:00 Z8-31188 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-15/pdf/Z8-31188.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31188.html Rule - Civil Penalties Under ERISA Section 502(c)(4) 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31188 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31188.pdf