Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/department-of-labor/employee-benefits-security-administration/2009/05/06?limit=200&registers=between&mode=atom 2024-11-22T12:35:28-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10362.html Notice - Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 90-29, 55 FR 21459 (May 24, 1990), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22,2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 90-29), Involving Merrill Lynch, Pierce, Fenner & Smith, Inc., the Principal Subsidiary of Merrill Lynch & Co., Inc. and Its Affiliates (Merrill Lynch) and to PTE 2002-19, 67 FR 14979 (March 28, 2002) as Amended by PTE 2007-05, (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates (D-11519) 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10362 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10362.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10361.html Notice - Notice of Proposed Exemptions 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10361 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10361.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10360.html Notice - Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: 2009-13, The Bank of New York Mellon Corporation (the Applicant); and 2009-14, UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. (UBS Financial), and UBS Financial Services Inc. of Puerto Rico (PR Financial) (Collectively, the Applicants) 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10360 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10360.pdf