Employee Benefits Security Administration February 27, 2009 – Federal Register Recent Federal Regulation Documents

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Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: D-11481, CitiGroup Inc. 2009-06; D-11484, Robert W. Baird & Co. Incorporated, 2009-07; D-11490 Raymond James & Associates, Inc., 2009-08; and Northwestern Mutual Investment Services, LLC

Document Number: E9-4235

Type: Notice

Date: 2009-02-27

Agency: Employee Benefits Security Administration, Department of Labor

This document contains exemptions issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code).

https://regulations.justia.com/regulations/fedreg/2009/02/27/E9-4235.html