Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/department-of-labor/2015/04/20?limit=200&registers=between&mode=atom 2024-11-23T08:55:37-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08839.html Proposed Rule - Proposed Amendments to Class Exemptions 75-1, 77-4, 80-83 and 83-1 2015-04-20T00:00:00-07:00 2015-04-20T00:00:00-07:00 2015-08839 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08839.pdf https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08838.html Proposed Rule - Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 86-128 for Securities Transactions Involving Employee Benefit Plans and Broker-Dealers; Proposed Amendment to and Proposed Partial Revocation of PTE 75-1, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefits Plans and Certain Broker-Dealers, Reporting Dealers and Banks 2015-04-20T00:00:00-07:00 2015-04-20T00:00:00-07:00 2015-08838 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08838.pdf https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08837.html Proposed Rule - Proposed Amendment to and Proposed Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies and Investment Company Principal Underwriters 2015-04-20T00:00:00-07:00 2015-04-20T00:00:00-07:00 2015-08837 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08837.pdf https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08836.html Proposed Rule - Proposed Amendment to Prohibited Transaction Exemption (PTE) 75-1, Part V, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefit Plans and Certain Broker-Dealers, Reporting Dealers and Banks 2015-04-20T00:00:00-07:00 2015-04-20T00:00:00-07:00 2015-08836 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08836.pdf https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08833.html Proposed Rule - Proposed Class Exemption for Principal Transactions in Certain Debt Securities between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs 2015-04-20T00:00:00-07:00 2015-04-20T00:00:00-07:00 2015-08833 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08833.pdf https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08832.html Proposed Rule - Proposed Best Interest Contract Exemption 2015-04-20T00:00:00-07:00 2015-04-20T00:00:00-07:00 2015-08832 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08832.pdf https://regulations.justia.com/regulations/fedreg/2015/04/20/2015-08831.html Proposed Rule - Definition of the Term “Fiduciary”; Conflict of Interest Rule-Retirement Investment Advice 2015-04-20T00:00:00-07:00 2015-04-20T00:00:00-07:00 2015-08831 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-04-20/pdf/2015-08831.pdf