Department of Labor July 9, 2013 – Federal Register Recent Federal Regulation Documents

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Exemption From Certain Prohibited Transaction Restrictions

Document Number: 2013-16386

Type: Notice

Date: 2013-07-09

Agency: Employee Benefits Security Administration, Department of Labor

This document contains an exemption issued by the Department of Labor (the Department) from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). This notice includes the following: 2013-08, Amendment to Prohibited Transaction Exemption 2007-05, 72 FR 13130 (March 20, 2007), Involving Prudential Securities Incorporated, et al., To Amend the Definition of ``Rating Agency'', D-11718.

https://regulations.justia.com/regulations/fedreg/2013/07/09/2013-16386.html

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Document Number: 2013-16385

Type: Notice

Date: 2013-07-09

Agency: Employee Benefits Security Administration, Department of Labor

This document contains notices of pendency before the Department of Labor (the Department) of proposed exemptions from certain of the prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). This notice includes the following proposed exemptions: D-11640, Wells Fargo Bank, N.A. (the Applicant or the Bank); D-11772, UBS AG (UBS or the Applicant); and D- 11739, D-11740, & D-11741, Sears Holdings Savings Plan (the Savings Plan), Sears Holdings Puerto Rico Savings Plan (the PR Plan) and The Lands' End, Inc. Retirement Plan (the Lands' End Plan).

https://regulations.justia.com/regulations/fedreg/2013/07/09/2013-16385.html