Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/copyright-royalty-board-library-of-congress/2015?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2024-05-10T15:58:27-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/12/16/2015-31629.html Notice - Distribution of Cable and Satellite Royalty Funds 2015-12-16T00:00:00-08:00 2015-12-16T00:00:00-08:00

2015-31629 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-16/pdf/2015-31629.pdf https://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29863.html Rule - Cost of Living Adjustment to Satellite Carrier Compulsory License Royalty Rates 2015-11-24T00:00:00-08:00 2015-11-24T00:00:00-08:00

2015-29863 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29863.pdf https://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29862.html Rule - Cost of Living Adjustment for Performance of Musical Compositions by Colleges and Universities 2015-11-24T00:00:00-08:00 2015-11-24T00:00:00-08:00

2015-29862 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29862.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27645.html Notice - Distribution of 2014 DART Sound Recordings Fund Royalties (Copyright Owners and Featured Artists Subfunds) 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00

2015-27645 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27645.pdf https://regulations.justia.com/regulations/fedreg/2015/10/02/2015-24504.html Rule - Digital Performance Right in Sound Recordings and Ephemeral Recordings 2015-10-02T00:00:00-07:00 2015-10-02T00:00:00-07:00

2015-24504 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-10-02/pdf/2015-24504.pdf https://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24506.html Rule - Digital Performance Right in Sound Recordings and Ephemeral Recordings 2015-09-28T00:00:00-07:00 2015-09-28T00:00:00-07:00

2015-24506 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24506.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22911.html Notice - Sunshine Act Meeting 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22911 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22911.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22845.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 3 of NYSE Arca Equities Rule 8 To Extend the Effectiveness of the ETP Incentive Program for Additional One-Year Pilot Period, Ending September 4, 2016 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22845 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22845.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22755.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1) 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22755 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22755.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22754.html Notice - Submission for OMB Review; Comment Request 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22754 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22754.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22753.html Notice - Submission for OMB Review; Comment Request 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22753 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22753.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22752.html Notice - Proposed Collection; Comment Request 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22752 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22752.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22751.html Notice - Proposed Collection; Comment Request 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22751 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22751.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22750.html Notice - Proposed Collection; Comment Request 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22750 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22750.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22749.html Notice - Proposed Collection; Comment Request 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22749 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22749.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22748.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22748 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22748.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22747.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22747 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22747.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22746.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22746 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22746.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22745.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and Adopt Rule 11.1(a)(1) 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22745 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22745.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22744.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22744 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22744.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22743.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22743 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22743.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22742.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish a New Auction, BX PRISM 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22742 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22742.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22741.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22741 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22741.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22740.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change To Amend The Options Clearing Corporation's Schedule of Fees To Allow a Clearing Fee Waiver for Exchange New Products 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22740 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22740.pdf https://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22739.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.21(d), Relating to the Routing of Retail Orders 2015-09-10T00:00:00-07:00 2015-09-10T00:00:00-07:00 2015-22739 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22739.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22780.html Notice - In the Matter of Advanced Lighting Solutions, Inc.; Order of Suspension of Trading 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00 2015-22780 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22780.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22679.html Notice - Equity Market Structure Advisory Committee 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00

2015-22679 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22679.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22608.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00 2015-22608 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22608.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22607.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Implement CHX SNAPSM 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00 2015-22607 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22607.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22606.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 5745 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00 2015-22606 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22606.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22605.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, As Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00 2015-22605 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22605.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22604.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00 2015-22604 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22604.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22603.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 202.06 of the NYSE Listed Company Manual 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00 2015-22603 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22603.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22602.html Notice - Brookfield Global Listed Infrastructure Income Fund Inc., et al.; Notice of Application 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00

2015-22602 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22602.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22601.html Notice - Proposed Collection; Comment Request 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00 2015-22601 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22601.pdf https://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22600.html Notice - Proposed Collection; Comment Request 2015-09-09T00:00:00-07:00 2015-09-09T00:00:00-07:00 2015-22600 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22600.pdf https://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22533.html Notice - SEC Advisory Committee on Small and Emerging Companies 2015-09-08T00:00:00-07:00 2015-09-08T00:00:00-07:00

2015-22533 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22533.pdf https://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22493.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 810 2015-09-08T00:00:00-07:00 2015-09-08T00:00:00-07:00 2015-22493 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22493.pdf https://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22492.html Notice - Order Granting Greenbacker Renewable Energy Company LLC a Limited Exemption 2015-09-08T00:00:00-07:00 2015-09-08T00:00:00-07:00 2015-22492 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22492.pdf https://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22491.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform 2015-09-08T00:00:00-07:00 2015-09-08T00:00:00-07:00 2015-22491 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22491.pdf https://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22490.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform 2015-09-08T00:00:00-07:00 2015-09-08T00:00:00-07:00 2015-22490 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22490.pdf https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21958.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material, Non-Public Information by Market Makers by Deleting Rule 810 2015-09-04T00:00:00-07:00 2015-09-04T00:00:00-07:00 2015-21958 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21958.pdf https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21957.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Raise the NYSE Crossing Session II Fee Cap 2015-09-04T00:00:00-07:00 2015-09-04T00:00:00-07:00 2015-21957 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21957.pdf https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21956.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Pilot 2015-09-04T00:00:00-07:00 2015-09-04T00:00:00-07:00 2015-21956 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21956.pdf https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21955.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2015-09-04T00:00:00-07:00 2015-09-04T00:00:00-07:00

2015-21955 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21955.pdf https://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21954.html Notice - The Glenmede Portfolios and Glenmede Investment Management LP; Notice of Application 2015-09-04T00:00:00-07:00 2015-09-04T00:00:00-07:00 2015-21954 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21954.pdf https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21975.html Notice - In the Matter of China Fruits Corporation, Order of Suspension of Trading 2015-09-03T00:00:00-07:00 2015-09-03T00:00:00-07:00 2015-21975 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21975.pdf https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21873.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as EDGX Book Viewer 2015-09-03T00:00:00-07:00 2015-09-03T00:00:00-07:00 2015-21873 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21873.pdf https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21872.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as EDGA Book Viewer 2015-09-03T00:00:00-07:00 2015-09-03T00:00:00-07:00 2015-21872 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21872.pdf https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21871.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees a Market Data Product Known as BYX Book Viewer 2015-09-03T00:00:00-07:00 2015-09-03T00:00:00-07:00 2015-21871 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21871.pdf https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21870.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as BZX Book Viewer 2015-09-03T00:00:00-07:00 2015-09-03T00:00:00-07:00 2015-21870 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21870.pdf https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21869.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories 2015-09-03T00:00:00-07:00 2015-09-03T00:00:00-07:00 2015-21869 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21869.pdf https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21868.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Require Members To Report Transactions in TRACE-Eligible Securities as Soon as Practicable 2015-09-03T00:00:00-07:00 2015-09-03T00:00:00-07:00 2015-21868 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21868.pdf https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21867.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Minimum IRS Guaranty Fund Contribution of IRS Clearing Members 2015-09-03T00:00:00-07:00 2015-09-03T00:00:00-07:00 2015-21867 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21867.pdf https://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21866.html Notice - Full Circle Capital Corporation et al.; Notice of Application 2015-09-03T00:00:00-07:00 2015-09-03T00:00:00-07:00

2015-21866 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21866.pdf https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21672.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Granting Approval of a Proposed Rule Change To Implement the Governance Provisions of an Equity Rights Program 2015-09-02T00:00:00-07:00 2015-09-02T00:00:00-07:00 2015-21672 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21672.pdf https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21671.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2015-09-02T00:00:00-07:00 2015-09-02T00:00:00-07:00 2015-21671 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21671.pdf https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21670.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members 2015-09-02T00:00:00-07:00 2015-09-02T00:00:00-07:00 2015-21670 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21670.pdf https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21669.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26 Relating to the Reactivation of NSX 2015-09-02T00:00:00-07:00 2015-09-02T00:00:00-07:00 2015-21669 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21669.pdf https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21668.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26 Relating to the Reactivation of NSX 2015-09-02T00:00:00-07:00 2015-09-02T00:00:00-07:00 2015-21668 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21668.pdf https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21667.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4 Relating to the Reactivation of NSX 2015-09-02T00:00:00-07:00 2015-09-02T00:00:00-07:00 2015-21667 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21667.pdf https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21666.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4 Relating to the Reactivation of NSX 2015-09-02T00:00:00-07:00 2015-09-02T00:00:00-07:00 2015-21666 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21666.pdf https://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21665.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Manipulative Operations 2015-09-02T00:00:00-07:00 2015-09-02T00:00:00-07:00 2015-21665 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21665.pdf https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21664.html Notice - Sunshine Act Meeting 2015-09-01T00:00:00-07:00 2015-09-01T00:00:00-07:00 2015-21664 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21664.pdf https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21562.html Notice - Order Making Fiscal Year 2016 Annual Adjustments to Registration Fee Rates 2015-09-01T00:00:00-07:00 2015-09-01T00:00:00-07:00 2015-21562 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21562.pdf https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21556.html Notice - Submission for OMB Review; Comment Request 2015-09-01T00:00:00-07:00 2015-09-01T00:00:00-07:00 2015-21556 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21556.pdf https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21555.html Notice - Submission for OMB Review; Comment Request 2015-09-01T00:00:00-07:00 2015-09-01T00:00:00-07:00 2015-21555 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21555.pdf https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21554.html Notice - Starwood Capital Group Management, LLC; Notice of Application 2015-09-01T00:00:00-07:00 2015-09-01T00:00:00-07:00 2015-21554 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21554.pdf https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21553.html Notice - Proposed Collection; Comment Request 2015-09-01T00:00:00-07:00 2015-09-01T00:00:00-07:00 2015-21553 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21553.pdf https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21552.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus 2015-09-01T00:00:00-07:00 2015-09-01T00:00:00-07:00 2015-21552 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21552.pdf https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21551.html Notice - Notice of Filing and Request for Comment on Chicago Mercantile Exchange Inc.'s Request To Withdraw From Registration as a Clearing Agency 2015-09-01T00:00:00-07:00 2015-09-01T00:00:00-07:00 2015-21551 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21551.pdf https://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21550.html Notice - Submission for OMB Review; Comment Request 2015-09-01T00:00:00-07:00 2015-09-01T00:00:00-07:00 2015-21550 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21550.pdf https://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21405.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 3280 (Private Securities Transactions of an Associated Person) in the Consolidated FINRA Rulebook 2015-08-31T00:00:00-07:00 2015-08-31T00:00:00-07:00 2015-21405 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21405.pdf https://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21404.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross (“QCC”) Orders 2015-08-31T00:00:00-07:00 2015-08-31T00:00:00-07:00 2015-21404 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21404.pdf https://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21403.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees 2015-08-31T00:00:00-07:00 2015-08-31T00:00:00-07:00 2015-21403 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21403.pdf https://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21402.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2015-08-31T00:00:00-07:00 2015-08-31T00:00:00-07:00 2015-21402 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21402.pdf https://regulations.justia.com/regulations/fedreg/2015/08/28/2015-21296.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-12, on Registration, and MSRB Rule A-13, on Underwriting and Transaction Assessments for Brokers, Dealers and Municipal Securities Dealers 2015-08-28T00:00:00-07:00 2015-08-28T00:00:00-07:00 2015-21296 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-28/pdf/2015-21296.pdf https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21209.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Proposed Rule Change Regarding Reportable Position and Ownership and Control Reporting Clarifications 2015-08-27T00:00:00-07:00 2015-08-27T00:00:00-07:00 2015-21209 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21209.pdf https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21208.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee 2015-08-27T00:00:00-07:00 2015-08-27T00:00:00-07:00 2015-21208 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21208.pdf https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21207.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Derivative Instruments by the SPDR Blackstone/GSO Senior Loan ETF 2015-08-27T00:00:00-07:00 2015-08-27T00:00:00-07:00 2015-21207 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21207.pdf https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21206.html Notice - The RBB Fund, Inc. and Abbey Capital Limited; Notice of Application 2015-08-27T00:00:00-07:00 2015-08-27T00:00:00-07:00 2015-21206 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21206.pdf https://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21081.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch 2015-08-27T00:00:00-07:00 2015-08-27T00:00:00-07:00 2015-21081 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21081.pdf https://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21083.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router 2015-08-26T00:00:00-07:00 2015-08-26T00:00:00-07:00 2015-21083 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-26/pdf/2015-21083.pdf https://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21082.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router 2015-08-26T00:00:00-07:00 2015-08-26T00:00:00-07:00 2015-21082 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-26/pdf/2015-21082.pdf https://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21080.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch for NOM 2015-08-26T00:00:00-07:00 2015-08-26T00:00:00-07:00 2015-21080 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-26/pdf/2015-21080.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-21079.html Notice - Sunshine Act Meeting 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-21079 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-21079.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20937.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AltShares Long/Short High Yield Fund of ETFis Series Trust I 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-20937 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20937.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20936.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-20936 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20936.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20935.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule 6.53C and Complex Orders on the Hybrid System 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-20935 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20935.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20934.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual (the “Manual”) To (i) Amend the Suite of Complimentary Products and Services That Are Offered to Certain Current and Newly Listed Companies, (ii) Update the Value of Complimentary Products and Services Offered to Listed Companies, and (iii) Provide That Complimentary Products and Services Would Also Be Offered to Companies that Transfer Their Listing to the Exchange From Another National Securities Exchange 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-20934 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20934.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20933.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 3 Entitled “NASDAQ Options Market-Access Services” 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-20933 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20933.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20932.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-20932 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20932.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20931.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-20931 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20931.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20930.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-20930 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20930.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20929.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Establish a Prefunded Liquidity Program As Part of NSCC's Liquidity Risk Management 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00 2015-20929 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20929.pdf https://regulations.justia.com/regulations/fedreg/2015/08/25/2015-19662.html Proposed Rule - Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps 2015-08-25T00:00:00-07:00 2015-08-25T00:00:00-07:00

2015-19662 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-19662.pdf https://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20793.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Describe the Market Data Product BYX Book Viewer 2015-08-24T00:00:00-07:00 2015-08-24T00:00:00-07:00 2015-20793 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20793.pdf https://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20792.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Certain of Its Disciplinary Rules To Facilitate the Reintegration of Certain Regulatory Functions From Financial Industry Regulatory Authority, Inc. 2015-08-24T00:00:00-07:00 2015-08-24T00:00:00-07:00 2015-20792 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20792.pdf https://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20791.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Credits the Exchange Provides for Routing Certain Orders to the New York Stock Exchange LLC 2015-08-24T00:00:00-07:00 2015-08-24T00:00:00-07:00 2015-20791 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20791.pdf https://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20790.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2015-08-24T00:00:00-07:00 2015-08-24T00:00:00-07:00 2015-20790 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20790.pdf https://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20789.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract 2015-08-24T00:00:00-07:00 2015-08-24T00:00:00-07:00 2015-20789 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20789.pdf https://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20720.html Rule - Adoption of Updated EDGAR Filer Manual 2015-08-24T00:00:00-07:00 2015-08-24T00:00:00-07:00

2015-20720 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20720.pdf https://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20660.html Notice - Amplify Investments LLC and Amplify ETF Trust; Notice of Application 2015-08-21T00:00:00-07:00 2015-08-21T00:00:00-07:00 2015-20660 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20660.pdf https://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20659.html Notice - Submission for OMB Review; Comment Request 2015-08-21T00:00:00-07:00 2015-08-21T00:00:00-07:00 2015-20659 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20659.pdf https://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20658.html Notice - Submission for OMB Review; Comment Request 2015-08-21T00:00:00-07:00 2015-08-21T00:00:00-07:00 2015-20658 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20658.pdf https://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20657.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems 2015-08-21T00:00:00-07:00 2015-08-21T00:00:00-07:00 2015-20657 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20657.pdf https://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20656.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems 2015-08-21T00:00:00-07:00 2015-08-21T00:00:00-07:00 2015-20656 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20656.pdf https://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20655.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.8 To Describe the Market Data Product EDGX Book Viewer 2015-08-21T00:00:00-07:00 2015-08-21T00:00:00-07:00 2015-20655 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20655.pdf https://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20654.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8 To Describe the Market Data Product EDGA Book Viewer 2015-08-21T00:00:00-07:00 2015-08-21T00:00:00-07:00 2015-20654 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20654.pdf https://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20653.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Describe the Market Data Product BZX Book Viewer 2015-08-21T00:00:00-07:00 2015-08-21T00:00:00-07:00 2015-20653 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20653.pdf https://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20652.html Notice - Designation of the Financial Industry Regulatory Authority To Administer Professional Qualification Tests for Associated Persons of Registered Municipal Advisors 2015-08-21T00:00:00-07:00 2015-08-21T00:00:00-07:00

2015-20652 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20652.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20684.html Notice - In the Matter of Internal Fixation Systems, Inc., File No. 500-1; Order of Suspension of Trading 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00 2015-20684 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20684.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20550.html Notice - Archstone Alternative Solutions Fund and A.P. Management Company, LLC; Notice of Application 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00

2015-20550 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20550.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20549.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00 2015-20549 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20549.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20548.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00 2015-20548 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20548.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20547.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00 2015-20547 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20547.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20546.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00 2015-20546 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20546.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20545.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rules 7014 and 7018 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00 2015-20545 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20545.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20544.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions; Rule 11.8, Order Types; Rule 11.9, Priority of Orders; Rule 11.10, Order Execution; and Rule 11.11, Routing to Away Trading Centers 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00 2015-20544 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20544.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20543.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Rule Change To Allow Market Orders To Sell in No-Bid Series To Be Entered Into the Electronic Order Book From a PAR Workstation 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00 2015-20543 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20543.pdf https://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20542.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust 2015-08-20T00:00:00-07:00 2015-08-20T00:00:00-07:00 2015-20542 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20542.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20421.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc. 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20421 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20421.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20420.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Finance Procedures To Add Clearstream Banking as a Triparty Collateral Service Provider 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20420 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20420.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20419.html Notice - Nile Capital Investment Trust, et al.; Notice of Application 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20419 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20419.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20417.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the 1-3 Month Enhanced Short Duration ETF, a Series of Plus Trust 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20417 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20417.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20416.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A To Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker Can Initiate Certain Trades More Than One or Two Dollars Away From the Last Sale 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20416 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20416.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20415.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A-Equities To Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker Can Initiate Certain Trades More Than One or Two Dollars Away From the Last Sale 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20415 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20415.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20414.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand FINRA's Alternative Trading System (“ATS”) Transparency Initiative To Publish OTC Equity Volume Executed Outside ATSs 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20414 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20414.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20413.html Notice - Janus Investment Fund, et al.; Notice of Application 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20413 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20413.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20412.html Notice - Pulteney Street Capital Management, LLC and PSP Family of Funds; Notice of Application 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20412 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20412.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20411.html Notice - Ivy NextShares, et al.; Notice of Application 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00

2015-20411 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20411.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20410.html Notice - FEG Absolute Access TEI Fund LLC and FEG Investors, LLC; Notice of Application 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00 2015-20410 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20410.pdf https://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20409.html Notice - ALPS ETMF Trust, et al.; Notice of Application 2015-08-19T00:00:00-07:00 2015-08-19T00:00:00-07:00

2015-20409 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20409.pdf https://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20327.html Notice - Submission for OMB Review; Comment Request 2015-08-18T00:00:00-07:00 2015-08-18T00:00:00-07:00 2015-20327 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20327.pdf https://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20326.html Notice - Principal ETMF Trust, et al.; Notice of Application 2015-08-18T00:00:00-07:00 2015-08-18T00:00:00-07:00

2015-20326 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20326.pdf https://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20325.html Notice - Submission for OMB Review; Comment Request 2015-08-18T00:00:00-07:00 2015-08-18T00:00:00-07:00 2015-20325 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20325.pdf https://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20324.html Notice - Proposed Collection; Comment Request 2015-08-18T00:00:00-07:00 2015-08-18T00:00:00-07:00 2015-20324 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20324.pdf https://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20282.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Operation of MidPoint Peg Orders Under Rule 11.8(d) 2015-08-18T00:00:00-07:00 2015-08-18T00:00:00-07:00 2015-20282 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20282.pdf https://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20281.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2015-08-18T00:00:00-07:00 2015-08-18T00:00:00-07:00 2015-20281 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20281.pdf https://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20280.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2015-08-18T00:00:00-07:00 2015-08-18T00:00:00-07:00 2015-20280 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20280.pdf https://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20279.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule 2015-08-18T00:00:00-07:00 2015-08-18T00:00:00-07:00 2015-20279 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20279.pdf https://regulations.justia.com/regulations/fedreg/2015/08/18/2015-19600.html Rule - Pay Ratio Disclosure 2015-08-18T00:00:00-07:00 2015-08-18T00:00:00-07:00

2015-19600 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-19600.pdf https://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20160.html Notice - Victory NextShares Trust, et al.; Notice of Application 2015-08-17T00:00:00-07:00 2015-08-17T00:00:00-07:00

2015-20160 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20160.pdf https://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20159.html Notice - Proposed Collection; Comment Request 2015-08-17T00:00:00-07:00 2015-08-17T00:00:00-07:00 2015-20159 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20159.pdf https://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20158.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings By the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF 2015-08-17T00:00:00-07:00 2015-08-17T00:00:00-07:00 2015-20158 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20158.pdf https://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20157.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposal To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. 2015-08-17T00:00:00-07:00 2015-08-17T00:00:00-07:00 2015-20157 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20157.pdf https://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20155.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections 2015-08-17T00:00:00-07:00 2015-08-17T00:00:00-07:00 2015-20155 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20155.pdf https://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20154.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange and Make Certain Conforming Amendments to Exchange Rules 2015-08-17T00:00:00-07:00 2015-08-17T00:00:00-07:00 2015-20154 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20154.pdf https://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20185.html Notice - In the Matter of DJSP Enterprises, Inc.; Order of Suspension of Trading 2015-08-14T00:00:00-07:00 2015-08-14T00:00:00-07:00 2015-20185 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20185.pdf https://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20156.html Notice - Proposed Collection; Comment Request 2015-08-14T00:00:00-07:00 2015-08-14T00:00:00-07:00 2015-20156 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20156.pdf https://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20147.html Notice - Consolidated Tape Association; Order Approving the Twenty Third Substantive Amendment to the Second Restatement of the CTA Plan 2015-08-14T00:00:00-07:00 2015-08-14T00:00:00-07:00 2015-20147 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20147.pdf https://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20009.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of a Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis 2015-08-14T00:00:00-07:00 2015-08-14T00:00:00-07:00 2015-20009 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20009.pdf https://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20008.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Revised Fee Schedule 2015-08-14T00:00:00-07:00 2015-08-14T00:00:00-07:00 2015-20008 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20008.pdf https://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20007.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Single Name Backloading Incentive Program 2015-08-14T00:00:00-07:00 2015-08-14T00:00:00-07:00 2015-20007 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20007.pdf https://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20006.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions) in the Consolidated FINRA Rulebook 2015-08-14T00:00:00-07:00 2015-08-14T00:00:00-07:00 2015-20006 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20006.pdf https://regulations.justia.com/regulations/fedreg/2015/08/14/2015-19661.html Rule - Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants 2015-08-14T00:00:00-07:00 2015-08-14T00:00:00-07:00

2015-19661 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-19661.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19879.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Update the Public Disclosure of Sources of Data BX Utilizes 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19879 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19879.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19878.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Establish Rules Governing the Trading of Options on the EDGX Options Market 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19878 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19878.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19877.html Notice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 2015 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19877 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19877.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19876.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 2015 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19876 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19876.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19875.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 2 Entitled “NASDAQ Options Market-Fees and Rebates” 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19875 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19875.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19874.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Revisions to the Content Outlines for the Municipal Fund Securities Limited Principal Qualification Examination, Municipal Securities Representative Qualification Examination and Municipal Securities Principal Qualification Examination and Revisions to the Selection Specifications for the Municipal Securities Principal Qualification Examination 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19874 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19874.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19873.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Relate to the Volume-Based and Multi-Trigger Threshold 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19873 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19873.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19872.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 961 To Establish Exchange Rules Governing the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rules 960 and 954NY 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19872 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19872.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19871.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.15 To Establish Exchange Rules Governing the Give Up of a Clearing Member by Options Trading Permit Holders and OTP Firms and Conforming Changes to Rules 6.66 and 6.79 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19871 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19871.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19870.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Public Disclosure of Sources of Data Utilized by PSX 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19870 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19870.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19869.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19869 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19869.pdf https://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19868.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data 2015-08-13T00:00:00-07:00 2015-08-13T00:00:00-07:00 2015-19868 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19868.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19993.html Notice - Sunshine Act Meeting 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19993 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19993.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19764.html Notice - Self-Regulatory Organizations; ICE Clear Credit, LLC; Order Approving Proposed Rule Change To Correct Inconsistent Provisions Regarding the Risk Management Subcommittee 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19764 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19764.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19763.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 2272 To Govern Sales or Offers of Sales of Securities on the Premises of Any Military Installation to Members of the U.S. Armed Forces or Their Dependents 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19763 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19763.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19762.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Disapproving a Proposed Rule Change To Modify ISE's Opening Process 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19762 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19762.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19761.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19761 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19761.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19760.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Implement CHX SNAPSM 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19760 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19760.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19759.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rules Regarding Temporary and Permanent Cease and Desist Orders 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19759 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19759.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19758.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19758 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19758.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19757.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to CDS End-of-Day Price Discovery Policy 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19757 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19757.pdf https://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19756.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Related to Equipment and Communication on the Exchange's Trading Floor 2015-08-12T00:00:00-07:00 2015-08-12T00:00:00-07:00 2015-19756 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19756.pdf https://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19754.html Notice - Sunshine Act Meeting 2015-08-11T00:00:00-07:00 2015-08-11T00:00:00-07:00 2015-19754 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19754.pdf https://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19649.html Notice - Submission for OMB Review; Comment Request 2015-08-11T00:00:00-07:00 2015-08-11T00:00:00-07:00 2015-19649 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19649.pdf https://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19648.html Notice - Proposed Collection; Comment Request 2015-08-11T00:00:00-07:00 2015-08-11T00:00:00-07:00 2015-19648 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19648.pdf https://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19647.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Modify the Securities That Are Subject to the NYSE Amex Options Market Maker Premium Product Fees 2015-08-11T00:00:00-07:00 2015-08-11T00:00:00-07:00 2015-19647 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19647.pdf https://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19646.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the Reaves Utilities ETF of ETFis Series Trust I 2015-08-11T00:00:00-07:00 2015-08-11T00:00:00-07:00 2015-19646 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19646.pdf https://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19645.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Discontinue the Market Access and Connectivity Subsidy 2015-08-11T00:00:00-07:00 2015-08-11T00:00:00-07:00 2015-19645 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19645.pdf https://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19644.html Notice - Submission for OMB Review; Comment Request 2015-08-11T00:00:00-07:00 2015-08-11T00:00:00-07:00 2015-19644 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19644.pdf https://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19540.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2015-08-10T00:00:00-07:00 2015-08-10T00:00:00-07:00 2015-19540 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19540.pdf https://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19539.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Revisions to the Electronic Municipal Market Access System, Real-Time Transaction Reporting System and Short-Term Obligation Rate Transparency System 2015-08-10T00:00:00-07:00 2015-08-10T00:00:00-07:00 2015-19539 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19539.pdf https://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19538.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Listed Companies To Opt in to Nasdaq's All-Inclusive Annual Listing Fee 2015-08-10T00:00:00-07:00 2015-08-10T00:00:00-07:00 2015-19538 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19538.pdf https://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19537.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus 2015-08-10T00:00:00-07:00 2015-08-10T00:00:00-07:00 2015-19537 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19537.pdf https://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19536.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities in Which a Related Party Has a Substantial Interest 2015-08-10T00:00:00-07:00 2015-08-10T00:00:00-07:00 2015-19536 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19536.pdf https://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19535.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. 2015-08-10T00:00:00-07:00 2015-08-10T00:00:00-07:00 2015-19535 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19535.pdf https://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19534.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. 2015-08-10T00:00:00-07:00 2015-08-10T00:00:00-07:00 2015-19534 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19534.pdf https://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19508.html Rule - Interpretation of the SEC's Whistleblower Rules Under Section 21F of the Securities Exchange Act of 1934 2015-08-10T00:00:00-07:00 2015-08-10T00:00:00-07:00

2015-19508 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19508.pdf https://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19572.html Notice - In the Matter of Solar Acquisition Corp., Order of Suspension of Trading 2015-08-07T00:00:00-07:00 2015-08-07T00:00:00-07:00 2015-19572 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19572.pdf https://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19569.html Notice - In the Matter of PDK Energy, Inc.; Order of Suspension of Trading 2015-08-07T00:00:00-07:00 2015-08-07T00:00:00-07:00 2015-19569 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19569.pdf https://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19383.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2015-08-07T00:00:00-07:00 2015-08-07T00:00:00-07:00

2015-19383 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19383.pdf https://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19382.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Proposed Rule Change Regarding Disruptive Trading Practices 2015-08-07T00:00:00-07:00 2015-08-07T00:00:00-07:00 2015-19382 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19382.pdf https://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19381.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-Up/Mark-Down 2015-08-07T00:00:00-07:00 2015-08-07T00:00:00-07:00 2015-19381 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19381.pdf https://regulations.justia.com/regulations/fedreg/2015/08/06/2015-19290.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Performance Bond Collateral Program To Include Australian Government Debt, Singapore Government Debt, and Ontario and Quebec Canadian Provincial Debt 2015-08-06T00:00:00-07:00 2015-08-06T00:00:00-07:00 2015-19290 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-06/pdf/2015-19290.pdf https://regulations.justia.com/regulations/fedreg/2015/08/06/2015-19289.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements 2015-08-06T00:00:00-07:00 2015-08-06T00:00:00-07:00 2015-19289 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-08-06/pdf/2015-19289.pdf