Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/copyright-royalty-board-library-of-congress/2015?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2025-02-09T05:44:12-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/12/16/2015-31629.htmlNotice - Distribution of Cable and Satellite Royalty Funds2015-12-16T00:00:00-08:002015-12-16T00:00:00-08:002015-31629Noticehttps://www.gpo.gov/fdsys/pkg/FR-2015-12-16/pdf/2015-31629.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29863.htmlRule - Cost of Living Adjustment to Satellite Carrier Compulsory License Royalty Rates2015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29863Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29863.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29862.htmlRule - Cost of Living Adjustment for Performance of Musical Compositions by Colleges and Universities2015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29862Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29862.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27645.htmlNotice - Distribution of 2014 DART Sound Recordings Fund Royalties (Copyright Owners and Featured Artists Subfunds)2015-11-02T00:00:00-08:002015-11-02T00:00:00-08:002015-27645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27645.pdfhttps://regulations.justia.com/regulations/fedreg/2015/10/02/2015-24504.htmlRule - Digital Performance Right in Sound Recordings and Ephemeral Recordings2015-10-02T00:00:00-07:002015-10-02T00:00:00-07:002015-24504Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-10-02/pdf/2015-24504.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/28/2015-24506.htmlRule - Digital Performance Right in Sound Recordings and Ephemeral Recordings2015-09-28T00:00:00-07:002015-09-28T00:00:00-07:002015-24506Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-28/pdf/2015-24506.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22911.htmlNotice - Sunshine Act Meeting2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22911.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22845.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 3 of NYSE Arca Equities Rule 8 To Extend the Effectiveness of the ETP Incentive Program for Additional One-Year Pilot Period, Ending September 4, 20162015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22845.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22755.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rules 1.5(r) and 11.1 and Adopt New Rule 11.1(a)(1)2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22755.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22754.htmlNotice - Submission for OMB Review; Comment Request2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22754.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22753.htmlNotice - Submission for OMB Review; Comment Request2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22753.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22752.htmlNotice - Proposed Collection; Comment Request2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22752.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22751.htmlNotice - Proposed Collection; Comment Request2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22751.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22750.htmlNotice - Proposed Collection; Comment Request2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22750.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22749.htmlNotice - Proposed Collection; Comment Request2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22749.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22748.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22748.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22747.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.82015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22747.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22746.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.82015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22746Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22746.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22745.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and Adopt Rule 11.1(a)(1)2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22745Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22745.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22744.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22744Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22744.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22743.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22743Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22743.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22742.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish a New Auction, BX PRISM2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22742Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22742.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22741.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22741Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22741.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22740.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change To Amend The Options Clearing Corporation's Schedule of Fees To Allow a Clearing Fee Waiver for Exchange New Products2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22740.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/10/2015-22739.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.21(d), Relating to the Routing of Retail Orders2015-09-10T00:00:00-07:002015-09-10T00:00:00-07:002015-22739Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-10/pdf/2015-22739.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22780.htmlNotice - In the Matter of Advanced Lighting Solutions, Inc.; Order of Suspension of Trading2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22780.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22679.htmlNotice - Equity Market Structure Advisory Committee2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22679Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22679.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22608.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22608.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22607.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Implement CHX SNAPSM2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22607.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22606.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 57452015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22606.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22605.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, As Modified by Amendment No. 1 Thereto, To Amend NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22605Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22605.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22604.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22604Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22604.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22603.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 202.06 of the NYSE Listed Company Manual2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22603Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22603.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22602.htmlNotice - Brookfield Global Listed Infrastructure Income Fund Inc., et al.; Notice of Application2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22602.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22601.htmlNotice - Proposed Collection; Comment Request2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22601Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22601.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/09/2015-22600.htmlNotice - Proposed Collection; Comment Request2015-09-09T00:00:00-07:002015-09-09T00:00:00-07:002015-22600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-09/pdf/2015-22600.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22533.htmlNotice - SEC Advisory Committee on Small and Emerging Companies2015-09-08T00:00:00-07:002015-09-08T00:00:00-07:002015-22533Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22533.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22493.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting Rule 8102015-09-08T00:00:00-07:002015-09-08T00:00:00-07:002015-22493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22493.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22492.htmlNotice - Order Granting Greenbacker Renewable Energy Company LLC a Limited Exemption2015-09-08T00:00:00-07:002015-09-08T00:00:00-07:002015-22492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22492.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22491.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform2015-09-08T00:00:00-07:002015-09-08T00:00:00-07:002015-22491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22491.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/08/2015-22490.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform2015-09-08T00:00:00-07:002015-09-08T00:00:00-07:002015-22490Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-08/pdf/2015-22490.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21958.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material, Non-Public Information by Market Makers by Deleting Rule 8102015-09-04T00:00:00-07:002015-09-04T00:00:00-07:002015-21958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21958.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21957.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Raise the NYSE Crossing Session II Fee Cap2015-09-04T00:00:00-07:002015-09-04T00:00:00-07:002015-21957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21957.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21956.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding FLEX No Minimum Value Pilot2015-09-04T00:00:00-07:002015-09-04T00:00:00-07:002015-21956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21956.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21955.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-09-04T00:00:00-07:002015-09-04T00:00:00-07:002015-21955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21955.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/04/2015-21954.htmlNotice - The Glenmede Portfolios and Glenmede Investment Management LP; Notice of Application2015-09-04T00:00:00-07:002015-09-04T00:00:00-07:002015-21954Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-04/pdf/2015-21954.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21975.htmlNotice - In the Matter of China Fruits Corporation, Order of Suspension of Trading2015-09-03T00:00:00-07:002015-09-03T00:00:00-07:002015-21975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21975.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21873.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as EDGX Book Viewer2015-09-03T00:00:00-07:002015-09-03T00:00:00-07:002015-21873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21873.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21872.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as EDGA Book Viewer2015-09-03T00:00:00-07:002015-09-03T00:00:00-07:002015-21872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21872.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21871.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees a Market Data Product Known as BYX Book Viewer2015-09-03T00:00:00-07:002015-09-03T00:00:00-07:002015-21871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21871.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21870.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for a Market Data Product Known as BZX Book Viewer2015-09-03T00:00:00-07:002015-09-03T00:00:00-07:002015-21870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21870.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21869.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories2015-09-03T00:00:00-07:002015-09-03T00:00:00-07:002015-21869Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21869.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21868.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Require Members To Report Transactions in TRACE-Eligible Securities as Soon as Practicable2015-09-03T00:00:00-07:002015-09-03T00:00:00-07:002015-21868Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21868.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21867.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Minimum IRS Guaranty Fund Contribution of IRS Clearing Members2015-09-03T00:00:00-07:002015-09-03T00:00:00-07:002015-21867Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21867.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/03/2015-21866.htmlNotice - Full Circle Capital Corporation et al.; Notice of Application2015-09-03T00:00:00-07:002015-09-03T00:00:00-07:002015-21866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-03/pdf/2015-21866.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21672.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Granting Approval of a Proposed Rule Change To Implement the Governance Provisions of an Equity Rights Program2015-09-02T00:00:00-07:002015-09-02T00:00:00-07:002015-21672Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21672.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21671.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-09-02T00:00:00-07:002015-09-02T00:00:00-07:002015-21671Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21671.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21670.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members2015-09-02T00:00:00-07:002015-09-02T00:00:00-07:002015-21670Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21670.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21669.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26 Relating to the Reactivation of NSX2015-09-02T00:00:00-07:002015-09-02T00:00:00-07:002015-21669Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21669.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21668.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.26 Relating to the Reactivation of NSX2015-09-02T00:00:00-07:002015-09-02T00:00:00-07:002015-21668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21668.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21667.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4 Relating to the Reactivation of NSX2015-09-02T00:00:00-07:002015-09-02T00:00:00-07:002015-21667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21667.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21666.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.4 Relating to the Reactivation of NSX2015-09-02T00:00:00-07:002015-09-02T00:00:00-07:002015-21666Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21666.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/02/2015-21665.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Manipulative Operations2015-09-02T00:00:00-07:002015-09-02T00:00:00-07:002015-21665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-02/pdf/2015-21665.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21664.htmlNotice - Sunshine Act Meeting2015-09-01T00:00:00-07:002015-09-01T00:00:00-07:002015-21664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21664.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21562.htmlNotice - Order Making Fiscal Year 2016 Annual Adjustments to Registration Fee Rates2015-09-01T00:00:00-07:002015-09-01T00:00:00-07:002015-21562Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21562.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21556.htmlNotice - Submission for OMB Review; Comment Request2015-09-01T00:00:00-07:002015-09-01T00:00:00-07:002015-21556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21556.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21555.htmlNotice - Submission for OMB Review; Comment Request2015-09-01T00:00:00-07:002015-09-01T00:00:00-07:002015-21555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21555.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21554.htmlNotice - Starwood Capital Group Management, LLC; Notice of Application2015-09-01T00:00:00-07:002015-09-01T00:00:00-07:002015-21554Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21554.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21553.htmlNotice - Proposed Collection; Comment Request2015-09-01T00:00:00-07:002015-09-01T00:00:00-07:002015-21553Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21553.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21552.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-09-01T00:00:00-07:002015-09-01T00:00:00-07:002015-21552Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21552.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21551.htmlNotice - Notice of Filing and Request for Comment on Chicago Mercantile Exchange Inc.'s Request To Withdraw From Registration as a Clearing Agency2015-09-01T00:00:00-07:002015-09-01T00:00:00-07:002015-21551Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21551.pdfhttps://regulations.justia.com/regulations/fedreg/2015/09/01/2015-21550.htmlNotice - Submission for OMB Review; Comment Request2015-09-01T00:00:00-07:002015-09-01T00:00:00-07:002015-21550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-09-01/pdf/2015-21550.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21405.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 3280 (Private Securities Transactions of an Associated Person) in the Consolidated FINRA Rulebook2015-08-31T00:00:00-07:002015-08-31T00:00:00-07:002015-21405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21405.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21404.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross (“QCC”) Orders2015-08-31T00:00:00-07:002015-08-31T00:00:00-07:002015-21404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21404.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21403.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees2015-08-31T00:00:00-07:002015-08-31T00:00:00-07:002015-21403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21403.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21402.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-08-31T00:00:00-07:002015-08-31T00:00:00-07:002015-21402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21402.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/28/2015-21296.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-12, on Registration, and MSRB Rule A-13, on Underwriting and Transaction Assessments for Brokers, Dealers and Municipal Securities Dealers2015-08-28T00:00:00-07:002015-08-28T00:00:00-07:002015-21296Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-28/pdf/2015-21296.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21209.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Proposed Rule Change Regarding Reportable Position and Ownership and Control Reporting Clarifications2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21209Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21209.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21208.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21208.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21207.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Derivative Instruments by the SPDR Blackstone/GSO Senior Loan ETF2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21207Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21207.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21206.htmlNotice - The RBB Fund, Inc. and Abbey Capital Limited; Notice of Application2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21206.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21081.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21081.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21083.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router2015-08-26T00:00:00-07:002015-08-26T00:00:00-07:002015-21083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-26/pdf/2015-21083.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21082.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router2015-08-26T00:00:00-07:002015-08-26T00:00:00-07:002015-21082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-26/pdf/2015-21082.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21080.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch for NOM2015-08-26T00:00:00-07:002015-08-26T00:00:00-07:002015-21080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-26/pdf/2015-21080.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-21079.htmlNotice - Sunshine Act Meeting2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-21079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-21079.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20937.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AltShares Long/Short High Yield Fund of ETFis Series Trust I2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20937Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20937.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20936.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20936.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20935.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule 6.53C and Complex Orders on the Hybrid System2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20935.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20934.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual (the “Manual”) To (i) Amend the Suite of Complimentary Products and Services That Are Offered to Certain Current and Newly Listed Companies, (ii) Update the Value of Complimentary Products and Services Offered to Listed Companies, and (iii) Provide That Complimentary Products and Services Would Also Be Offered to Companies that Transfer Their Listing to the Exchange From Another National Securities Exchange2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20934.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20933.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 3 Entitled “NASDAQ Options Market-Access Services”2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20933.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20932.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20932.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20931.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20931.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20930.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20930.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20929.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Establish a Prefunded Liquidity Program As Part of NSCC's Liquidity Risk Management2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20929.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-19662.htmlProposed Rule - Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-19662Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-19662.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20793.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Describe the Market Data Product BYX Book Viewer2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20793.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20792.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Certain of Its Disciplinary Rules To Facilitate the Reintegration of Certain Regulatory Functions From Financial Industry Regulatory Authority, Inc.2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20792.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20791.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Credits the Exchange Provides for Routing Certain Orders to the New York Stock Exchange LLC2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20791.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20790.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20790Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20790.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20789.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20789.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20720.htmlRule - Adoption of Updated EDGAR Filer Manual2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20720Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20720.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20660.htmlNotice - Amplify Investments LLC and Amplify ETF Trust; Notice of Application2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20660Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20660.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20659.htmlNotice - Submission for OMB Review; Comment Request2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20659.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20658.htmlNotice - Submission for OMB Review; Comment Request2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20658.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20657.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20657.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20656.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20656.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20655.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.8 To Describe the Market Data Product EDGX Book Viewer2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20655.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20654.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8 To Describe the Market Data Product EDGA Book Viewer2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20654Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20654.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20653.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Describe the Market Data Product BZX Book Viewer2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20653.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20652.htmlNotice - Designation of the Financial Industry Regulatory Authority To Administer Professional Qualification Tests for Associated Persons of Registered Municipal Advisors2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20652.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20684.htmlNotice - In the Matter of Internal Fixation Systems, Inc., File No. 500-1; Order of Suspension of Trading2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20684Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20684.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20550.htmlNotice - Archstone Alternative Solutions Fund and A.P. Management Company, LLC; Notice of Application2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20550.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20549.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20549.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20548.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20548.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20547.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20547.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20546.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20546.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20545.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rules 7014 and 70182015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20545.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20544.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions; Rule 11.8, Order Types; Rule 11.9, Priority of Orders; Rule 11.10, Order Execution; and Rule 11.11, Routing to Away Trading Centers2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20544.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20543.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Rule Change To Allow Market Orders To Sell in No-Bid Series To Be Entered Into the Electronic Order Book From a PAR Workstation2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20543.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20542.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20542.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20421.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc.2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20421.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20420.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Finance Procedures To Add Clearstream Banking as a Triparty Collateral Service Provider2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20420.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20419.htmlNotice - Nile Capital Investment Trust, et al.; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20419.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20417.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the 1-3 Month Enhanced Short Duration ETF, a Series of Plus Trust2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20417Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20417.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20416.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A To Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker Can Initiate Certain Trades More Than One or Two Dollars Away From the Last Sale2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20416Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20416.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20415.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A-Equities To Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker Can Initiate Certain Trades More Than One or Two Dollars Away From the Last Sale2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20415.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20414.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand FINRA's Alternative Trading System (“ATS”) Transparency Initiative To Publish OTC Equity Volume Executed Outside ATSs2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20414.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20413.htmlNotice - Janus Investment Fund, et al.; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20413.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20412.htmlNotice - Pulteney Street Capital Management, LLC and PSP Family of Funds; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20412.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20411.htmlNotice - Ivy NextShares, et al.; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20411.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20410.htmlNotice - FEG Absolute Access TEI Fund LLC and FEG Investors, LLC; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20410.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20409.htmlNotice - ALPS ETMF Trust, et al.; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20409.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20327.htmlNotice - Submission for OMB Review; Comment Request2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20327.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20326.htmlNotice - Principal ETMF Trust, et al.; Notice of Application2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20326.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20325.htmlNotice - Submission for OMB Review; Comment Request2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20325Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20325.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20324.htmlNotice - Proposed Collection; Comment Request2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20324.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20282.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Operation of MidPoint Peg Orders Under Rule 11.8(d)2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20282.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20281.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20281.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20280.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20280.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20279.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20279.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-19600.htmlRule - Pay Ratio Disclosure2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-19600Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-19600.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20160.htmlNotice - Victory NextShares Trust, et al.; Notice of Application2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20160.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20159.htmlNotice - Proposed Collection; Comment Request2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20159.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20158.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings By the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20158.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20157.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposal To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc.2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20157.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20155.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20155.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20154.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange and Make Certain Conforming Amendments to Exchange Rules2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20154.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20185.htmlNotice - In the Matter of DJSP Enterprises, Inc.; Order of Suspension of Trading2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20185Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20185.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20156.htmlNotice - Proposed Collection; Comment Request2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20156.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20147.htmlNotice - Consolidated Tape Association; Order Approving the Twenty Third Substantive Amendment to the Second Restatement of the CTA Plan2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20147.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20009.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of a Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20009.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20008.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Revised Fee Schedule2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20008.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20007.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Single Name Backloading Incentive Program2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20007.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20006.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions) in the Consolidated FINRA Rulebook2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20006.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-19661.htmlRule - Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-19661Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-19661.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19879.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Update the Public Disclosure of Sources of Data BX Utilizes2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19879.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19878.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Establish Rules Governing the Trading of Options on the EDGX Options Market2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19878.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19877.htmlNotice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 20152015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19877.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19876.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 20152015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19876.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19875.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 2 Entitled “NASDAQ Options Market-Fees and Rebates”2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19875.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19874.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Revisions to the Content Outlines for the Municipal Fund Securities Limited Principal Qualification Examination, Municipal Securities Representative Qualification Examination and Municipal Securities Principal Qualification Examination and Revisions to the Selection Specifications for the Municipal Securities Principal Qualification Examination2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19874.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19873.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Relate to the Volume-Based and Multi-Trigger Threshold2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19873.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19872.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 961 To Establish Exchange Rules Governing the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rules 960 and 954NY2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19872.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19871.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.15 To Establish Exchange Rules Governing the Give Up of a Clearing Member by Options Trading Permit Holders and OTP Firms and Conforming Changes to Rules 6.66 and 6.792015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19871.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19870.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Public Disclosure of Sources of Data Utilized by PSX2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19870.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19869.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19869Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19869.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19868.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19868Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19868.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19993.htmlNotice - Sunshine Act Meeting2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19993.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19764.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit, LLC; Order Approving Proposed Rule Change To Correct Inconsistent Provisions Regarding the Risk Management Subcommittee2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19764.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19763.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 2272 To Govern Sales or Offers of Sales of Securities on the Premises of Any Military Installation to Members of the U.S. Armed Forces or Their Dependents2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19763.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19762.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Disapproving a Proposed Rule Change To Modify ISE's Opening Process2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19762.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19761.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19761.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19760.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Implement CHX SNAPSM2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19760.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19759.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rules Regarding Temporary and Permanent Cease and Desist Orders2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19759.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19758.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19758.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19757.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to CDS End-of-Day Price Discovery Policy2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19757.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19756.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Related to Equipment and Communication on the Exchange's Trading Floor2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19756.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19754.htmlNotice - Sunshine Act Meeting2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19754.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19649.htmlNotice - Submission for OMB Review; Comment Request2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19649Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19649.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19648.htmlNotice - Proposed Collection; Comment Request2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19648Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19648.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19647.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Modify the Securities That Are Subject to the NYSE Amex Options Market Maker Premium Product Fees2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19647Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19647.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19646.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the Reaves Utilities ETF of ETFis Series Trust I2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19646Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19646.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19645.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Discontinue the Market Access and Connectivity Subsidy2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19645.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19644.htmlNotice - Submission for OMB Review; Comment Request2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19644.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19540.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19540.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19539.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Revisions to the Electronic Municipal Market Access System, Real-Time Transaction Reporting System and Short-Term Obligation Rate Transparency System2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19539.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19538.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Listed Companies To Opt in to Nasdaq's All-Inclusive Annual Listing Fee2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19538.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19537.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19537.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19536.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities in Which a Related Party Has a Substantial Interest2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19536.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19535.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19535.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19534.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19534.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19508.htmlRule - Interpretation of the SEC's Whistleblower Rules Under Section 21F of the Securities Exchange Act of 19342015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19508Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19508.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19572.htmlNotice - In the Matter of Solar Acquisition Corp., Order of Suspension of Trading2015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19572.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19569.htmlNotice - In the Matter of PDK Energy, Inc.; Order of Suspension of Trading2015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19569Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19569.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19383.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19383.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19382.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Proposed Rule Change Regarding Disruptive Trading Practices2015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19382.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19381.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-Up/Mark-Down2015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19381.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/06/2015-19290.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Performance Bond Collateral Program To Include Australian Government Debt, Singapore Government Debt, and Ontario and Quebec Canadian Provincial Debt2015-08-06T00:00:00-07:002015-08-06T00:00:00-07:002015-19290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-06/pdf/2015-19290.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/06/2015-19289.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements2015-08-06T00:00:00-07:002015-08-06T00:00:00-07:002015-19289Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-06/pdf/2015-19289.pdf