Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/copyright-royalty-board-library-of-congress/2015/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-03T12:59:15-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21405.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 3280 (Private Securities Transactions of an Associated Person) in the Consolidated FINRA Rulebook2015-08-31T00:00:00-07:002015-08-31T00:00:00-07:002015-21405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21405.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21404.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross (“QCC”) Orders2015-08-31T00:00:00-07:002015-08-31T00:00:00-07:002015-21404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21404.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21403.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Data Fees2015-08-31T00:00:00-07:002015-08-31T00:00:00-07:002015-21403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21403.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/31/2015-21402.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-08-31T00:00:00-07:002015-08-31T00:00:00-07:002015-21402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-31/pdf/2015-21402.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/28/2015-21296.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-12, on Registration, and MSRB Rule A-13, on Underwriting and Transaction Assessments for Brokers, Dealers and Municipal Securities Dealers2015-08-28T00:00:00-07:002015-08-28T00:00:00-07:002015-21296Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-28/pdf/2015-21296.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21209.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Proposed Rule Change Regarding Reportable Position and Ownership and Control Reporting Clarifications2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21209Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21209.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21208.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21208.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21207.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Derivative Instruments by the SPDR Blackstone/GSO Senior Loan ETF2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21207Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21207.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21206.htmlNotice - The RBB Fund, Inc. and Abbey Capital Limited; Notice of Application2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21206.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/27/2015-21081.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch2015-08-27T00:00:00-07:002015-08-27T00:00:00-07:002015-21081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-27/pdf/2015-21081.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21083.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router2015-08-26T00:00:00-07:002015-08-26T00:00:00-07:002015-21083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-26/pdf/2015-21083.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21082.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 2.11, BATS Trading as Outbound Router2015-08-26T00:00:00-07:002015-08-26T00:00:00-07:002015-21082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-26/pdf/2015-21082.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/26/2015-21080.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch for NOM2015-08-26T00:00:00-07:002015-08-26T00:00:00-07:002015-21080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-26/pdf/2015-21080.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-21079.htmlNotice - Sunshine Act Meeting2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-21079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-21079.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20937.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the AltShares Long/Short High Yield Fund of ETFis Series Trust I2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20937Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20937.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20936.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20936.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20935.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule 6.53C and Complex Orders on the Hybrid System2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20935.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20934.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual (the “Manual”) To (i) Amend the Suite of Complimentary Products and Services That Are Offered to Certain Current and Newly Listed Companies, (ii) Update the Value of Complimentary Products and Services Offered to Listed Companies, and (iii) Provide That Complimentary Products and Services Would Also Be Offered to Companies that Transfer Their Listing to the Exchange From Another National Securities Exchange2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20934.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20933.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 3 Entitled “NASDAQ Options Market-Access Services”2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20933.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20932.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20932.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20931.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20931.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20930.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20930.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-20929.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Establish a Prefunded Liquidity Program As Part of NSCC's Liquidity Risk Management2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-20929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-20929.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/25/2015-19662.htmlProposed Rule - Applications by Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons To Effect or Be Involved in Effecting Security-Based Swaps2015-08-25T00:00:00-07:002015-08-25T00:00:00-07:002015-19662Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-25/pdf/2015-19662.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20793.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Describe the Market Data Product BYX Book Viewer2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20793.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20792.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Certain of Its Disciplinary Rules To Facilitate the Reintegration of Certain Regulatory Functions From Financial Industry Regulatory Authority, Inc.2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20792.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20791.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Credits the Exchange Provides for Routing Certain Orders to the New York Stock Exchange LLC2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20791.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20790.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20790Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20790.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20789.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Listing Schedule for the Urea (Granular) FOB US Gulf Coast Swaps (Clearing Only) Contract2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20789Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20789.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/24/2015-20720.htmlRule - Adoption of Updated EDGAR Filer Manual2015-08-24T00:00:00-07:002015-08-24T00:00:00-07:002015-20720Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-24/pdf/2015-20720.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20660.htmlNotice - Amplify Investments LLC and Amplify ETF Trust; Notice of Application2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20660Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20660.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20659.htmlNotice - Submission for OMB Review; Comment Request2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20659.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20658.htmlNotice - Submission for OMB Review; Comment Request2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20658.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20657.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20657.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20656.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20656.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20655.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 13.8 To Describe the Market Data Product EDGX Book Viewer2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20655.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20654.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8 To Describe the Market Data Product EDGA Book Viewer2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20654Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20654.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20653.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Describe the Market Data Product BZX Book Viewer2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20653.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/21/2015-20652.htmlNotice - Designation of the Financial Industry Regulatory Authority To Administer Professional Qualification Tests for Associated Persons of Registered Municipal Advisors2015-08-21T00:00:00-07:002015-08-21T00:00:00-07:002015-20652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-21/pdf/2015-20652.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20684.htmlNotice - In the Matter of Internal Fixation Systems, Inc., File No. 500-1; Order of Suspension of Trading2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20684Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20684.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20550.htmlNotice - Archstone Alternative Solutions Fund and A.P. Management Company, LLC; Notice of Application2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20550.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20549.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20549.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20548.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20548Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20548.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20547.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20547Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20547.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20546.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20546Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20546.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20545.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rules 7014 and 70182015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20545.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20544.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions; Rule 11.8, Order Types; Rule 11.9, Priority of Orders; Rule 11.10, Order Execution; and Rule 11.11, Routing to Away Trading Centers2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20544Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20544.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20543.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of the Rule Change To Allow Market Orders To Sell in No-Bid Series To Be Entered Into the Electronic Order Book From a PAR Workstation2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20543Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20543.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/20/2015-20542.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust2015-08-20T00:00:00-07:002015-08-20T00:00:00-07:002015-20542Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-20/pdf/2015-20542.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20421.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc.2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20421.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20420.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Finance Procedures To Add Clearstream Banking as a Triparty Collateral Service Provider2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20420.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20419.htmlNotice - Nile Capital Investment Trust, et al.; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20419.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20417.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the 1-3 Month Enhanced Short Duration ETF, a Series of Plus Trust2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20417Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20417.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20416.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A To Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker Can Initiate Certain Trades More Than One or Two Dollars Away From the Last Sale2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20416Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20416.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20415.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 79A-Equities To Delete Supplementary Material .20 Requiring Prior Floor Official Approval Before a Designated Market Maker Can Initiate Certain Trades More Than One or Two Dollars Away From the Last Sale2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20415.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20414.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Expand FINRA's Alternative Trading System (“ATS”) Transparency Initiative To Publish OTC Equity Volume Executed Outside ATSs2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20414.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20413.htmlNotice - Janus Investment Fund, et al.; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20413.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20412.htmlNotice - Pulteney Street Capital Management, LLC and PSP Family of Funds; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20412.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20411.htmlNotice - Ivy NextShares, et al.; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20411.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20410.htmlNotice - FEG Absolute Access TEI Fund LLC and FEG Investors, LLC; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20410.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/19/2015-20409.htmlNotice - ALPS ETMF Trust, et al.; Notice of Application2015-08-19T00:00:00-07:002015-08-19T00:00:00-07:002015-20409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-19/pdf/2015-20409.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20327.htmlNotice - Submission for OMB Review; Comment Request2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20327.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20326.htmlNotice - Principal ETMF Trust, et al.; Notice of Application2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20326.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20325.htmlNotice - Submission for OMB Review; Comment Request2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20325Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20325.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20324.htmlNotice - Proposed Collection; Comment Request2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20324.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20282.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Operation of MidPoint Peg Orders Under Rule 11.8(d)2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20282.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20281.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20281.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20280.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20280.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-20279.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-20279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-20279.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/18/2015-19600.htmlRule - Pay Ratio Disclosure2015-08-18T00:00:00-07:002015-08-18T00:00:00-07:002015-19600Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-18/pdf/2015-19600.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20160.htmlNotice - Victory NextShares Trust, et al.; Notice of Application2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20160.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20159.htmlNotice - Proposed Collection; Comment Request2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20159Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20159.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20158.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings By the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20158Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20158.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20157.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposal To List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc.2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20157.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20155.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7051 Fees Relating to Pricing for Direct Circuit Connections2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20155.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/17/2015-20154.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending the Eighth Amended and Restated Operating Agreement of the Exchange To Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange and Make Certain Conforming Amendments to Exchange Rules2015-08-17T00:00:00-07:002015-08-17T00:00:00-07:002015-20154Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-17/pdf/2015-20154.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20185.htmlNotice - In the Matter of DJSP Enterprises, Inc.; Order of Suspension of Trading2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20185Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20185.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20156.htmlNotice - Proposed Collection; Comment Request2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20156Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20156.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20147.htmlNotice - Consolidated Tape Association; Order Approving the Twenty Third Substantive Amendment to the Second Restatement of the CTA Plan2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20147.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20009.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of a Proposed Rule Change in Order To Permit OCC To Adjust the Size of Its Clearing Fund on an Intra-Month Basis2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20009Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20009.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20008.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Revised Fee Schedule2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20008.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20007.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Single Name Backloading Incentive Program2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20007.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-20006.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts At Other Broker-Dealers and Financial Institutions) in the Consolidated FINRA Rulebook2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-20006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-20006.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/14/2015-19661.htmlRule - Registration Process for Security-Based Swap Dealers and Major Security-Based Swap Participants2015-08-14T00:00:00-07:002015-08-14T00:00:00-07:002015-19661Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-14/pdf/2015-19661.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19879.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Update the Public Disclosure of Sources of Data BX Utilizes2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19879.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19878.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To Establish Rules Governing the Trading of Options on the EDGX Options Market2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19878.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19877.htmlNotice - Self-Regulatory Organizations; NYSE MKT, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 20152015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19877Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19877.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19876.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which It Calculates Certain Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Suspension of Trading on the Exchange on July 8, 20152015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19876Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19876.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19875.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter XV, Section 2 Entitled “NASDAQ Options Market-Fees and Rebates”2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19875Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19875.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19874.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Revisions to the Content Outlines for the Municipal Fund Securities Limited Principal Qualification Examination, Municipal Securities Representative Qualification Examination and Municipal Securities Principal Qualification Examination and Revisions to the Selection Specifications for the Municipal Securities Principal Qualification Examination2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19874Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19874.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19873.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Relate to the Volume-Based and Multi-Trigger Threshold2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19873Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19873.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19872.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 961 To Establish Exchange Rules Governing the Give Up of a Clearing Member by ATP Holders and Conforming Changes to Rules 960 and 954NY2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19872Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19872.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19871.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.15 To Establish Exchange Rules Governing the Give Up of a Clearing Member by Options Trading Permit Holders and OTP Firms and Conforming Changes to Rules 6.66 and 6.792015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19871.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19870.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Public Disclosure of Sources of Data Utilized by PSX2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19870.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19869.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19869Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19869.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/13/2015-19868.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2015-08-13T00:00:00-07:002015-08-13T00:00:00-07:002015-19868Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-13/pdf/2015-19868.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19993.htmlNotice - Sunshine Act Meeting2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19993.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19764.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit, LLC; Order Approving Proposed Rule Change To Correct Inconsistent Provisions Regarding the Risk Management Subcommittee2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19764.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19763.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 2272 To Govern Sales or Offers of Sales of Securities on the Premises of Any Military Installation to Members of the U.S. Armed Forces or Their Dependents2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19763.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19762.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Disapproving a Proposed Rule Change To Modify ISE's Opening Process2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19762.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19761.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fee Schedule2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19761.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19760.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Implement CHX SNAPSM2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19760.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19759.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rules Regarding Temporary and Permanent Cease and Desist Orders2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19759.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19758.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19758.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19757.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to CDS End-of-Day Price Discovery Policy2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19757.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/12/2015-19756.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Rules Related to Equipment and Communication on the Exchange's Trading Floor2015-08-12T00:00:00-07:002015-08-12T00:00:00-07:002015-19756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-12/pdf/2015-19756.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19754.htmlNotice - Sunshine Act Meeting2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19754.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19649.htmlNotice - Submission for OMB Review; Comment Request2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19649Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19649.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19648.htmlNotice - Proposed Collection; Comment Request2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19648Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19648.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19647.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Modify the Securities That Are Subject to the NYSE Amex Options Market Maker Premium Product Fees2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19647Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19647.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19646.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the Reaves Utilities ETF of ETFis Series Trust I2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19646Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19646.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19645.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Discontinue the Market Access and Connectivity Subsidy2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19645Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19645.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/11/2015-19644.htmlNotice - Submission for OMB Review; Comment Request2015-08-11T00:00:00-07:002015-08-11T00:00:00-07:002015-19644Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-11/pdf/2015-19644.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19540.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19540.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19539.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Revisions to the Electronic Municipal Market Access System, Real-Time Transaction Reporting System and Short-Term Obligation Rate Transparency System2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19539.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19538.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Listed Companies To Opt in to Nasdaq's All-Inclusive Annual Listing Fee2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19538.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19537.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19537.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19536.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities in Which a Related Party Has a Substantial Interest2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19536.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19535.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19535.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19534.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.2015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19534.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/10/2015-19508.htmlRule - Interpretation of the SEC's Whistleblower Rules Under Section 21F of the Securities Exchange Act of 19342015-08-10T00:00:00-07:002015-08-10T00:00:00-07:002015-19508Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-10/pdf/2015-19508.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19572.htmlNotice - In the Matter of Solar Acquisition Corp., Order of Suspension of Trading2015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19572.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19569.htmlNotice - In the Matter of PDK Energy, Inc.; Order of Suspension of Trading2015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19569Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19569.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19383.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19383.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19382.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Proposed Rule Change Regarding Disruptive Trading Practices2015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19382.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/07/2015-19381.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Require an Indicator When a TRACE Report Does Not Reflect a Commission or Mark-Up/Mark-Down2015-08-07T00:00:00-07:002015-08-07T00:00:00-07:002015-19381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-07/pdf/2015-19381.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/06/2015-19290.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Performance Bond Collateral Program To Include Australian Government Debt, Singapore Government Debt, and Ontario and Quebec Canadian Provincial Debt2015-08-06T00:00:00-07:002015-08-06T00:00:00-07:002015-19290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-06/pdf/2015-19290.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/06/2015-19289.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Provide a Web-Based Delivery Method for Completing the Regulatory Element of the Continuing Education Requirements2015-08-06T00:00:00-07:002015-08-06T00:00:00-07:002015-19289Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-06/pdf/2015-19289.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/06/2015-19288.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Granting Approval of a Proposed Rule Change Making Permanent the Rules of the NYSE New Market Model Pilot and the NYSE Supplemental Liquidity Providers Pilot2015-08-06T00:00:00-07:002015-08-06T00:00:00-07:002015-19288Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-06/pdf/2015-19288.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19311.htmlNotice - In the Matter of Wonder International Education and Investment Group Corp.; Order of Suspension of Trading2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19311Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19311.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19136.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend and Correct Rule 1080.072015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19136.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19135.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19135.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19134.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703(a)2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19134.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19133.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of SR-BATS-2015-512015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19133Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19133.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19132.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To List and Trade of Shares of Newfleet Multi-Sector Unconstrained Bond ETF Under NYSE Arca Equities Rule 8.6002015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19132.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19131.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3301B(a)2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19131Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19131.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19130.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19130.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19129.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the NYSE MKT Trades Market Data Product Offering2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19129Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19129.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19128.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Related to the Volume-Based and Multi-Trigger Thresholds2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19128Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19128.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19127.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 7015(b) and (g) To Modify Port Fees2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19127Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19127.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19126.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the NYSE Trades Market Data Product Offering2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19126.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19125.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the PowerShares High Income Downside Hedged Portfolio a series of the PowerShares Actively Managed Exchange-Traded Fund Trust2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19125Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19125.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-19124.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.21, Short Sales, To Describe the Exchange's Implementation of Rule 201 of Regulation SHO Under the Securities Exchange Act of 1934 and Relocate Certain Text From Rule 11.11, Orders and Modifiers; and Amending Rule 13.2 To Incorporate by Reference Rules 200, 203 and 204 of Regulation SHO2015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-19124Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-19124.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/05/2015-17759.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY Until July 18, 20162015-08-05T00:00:00-07:002015-08-05T00:00:00-07:002015-17759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-05/pdf/2015-17759.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-19188.htmlNotice - Sunshine Act Meeting2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-19188Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-19188.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-19018.htmlNotice - AMG Pantheon Private Equity Fund, LLC, et al.; Notice of Application2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-19018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-19018.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-19017.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13, Order Execution and Routing2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-19017Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-19017.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-19016.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Its Simple Auction Liaison (“SAL”) Rule2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-19016Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-19016.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-19015.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.11, Routing to Away Trading Centers2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-19015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-19015.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-19014.htmlNotice - Little Harbor MultiStrategy Composite Fund and Little Harbor Advisors, LLC; Notice of Application2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-19014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-19014.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-19013.htmlNotice - Proposed Collection; Comment Request2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-19013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-19013.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-19012.htmlNotice - Proposed Collection; Comment Request2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-19012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-19012.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-18887.htmlNotice - Proposed Collection; Comment Request2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-18887Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-18887.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-18886.htmlNotice - Submission for OMB Review; Comment Request2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-18886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-18886.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-18885.htmlNotice - Proposed Collection; Comment Request2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-18885Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-18885.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-18884.htmlNotice - Proposed Collection; Comment Request2015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-18884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-18884.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/04/2015-18883.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.6002015-08-04T00:00:00-07:002015-08-04T00:00:00-07:002015-18883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-04/pdf/2015-18883.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/03/2015-19077.htmlNotice - Sunshine Act Meeting2015-08-03T00:00:00-07:002015-08-03T00:00:00-07:002015-19077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-03/pdf/2015-19077.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/03/2015-18905.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Establish a Prefunded Liquidity Program as Part of NSCC's Liquidity Risk Management2015-08-03T00:00:00-07:002015-08-03T00:00:00-07:002015-18905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-03/pdf/2015-18905.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/03/2015-18882.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 To Introduce a Market Maker Peg Order for Use on BX2015-08-03T00:00:00-07:002015-08-03T00:00:00-07:002015-18882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-03/pdf/2015-18882.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/03/2015-18881.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program that Allows “UTP Securities” To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until October 31, 20152015-08-03T00:00:00-07:002015-08-03T00:00:00-07:002015-18881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-03/pdf/2015-18881.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/03/2015-18880.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until October 31, 20152015-08-03T00:00:00-07:002015-08-03T00:00:00-07:002015-18880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-03/pdf/2015-18880.pdfhttps://regulations.justia.com/regulations/fedreg/2015/08/03/2015-18879.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extend the Operation of Its New Market Model Pilot Until October 31, 20152015-08-03T00:00:00-07:002015-08-03T00:00:00-07:002015-18879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-08-03/pdf/2015-18879.pdf