<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/copyright-royalty-board-library-of-congress/2015/07?registers=between&min-day=1&max-day=31 Thu, 02 May 2024 05:23:15 -0700 Thu, 02 May 2024 05:23:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/copyright-royalty-board-library-of-congress/2015/07?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change To Codify Procedures for Resizing the Options Clearing Corporation's Clearing Fund on a Monthly Basis and Increasing Such Clearing Fund Size on an Intra-Month Basis https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18770.html https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18770.html Fri, 31 Jul 2015 00:00:00 -0700 2015-18770 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-31/pdf/2015-18770.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC Risk Management Framework https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18769.html https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18769.html Fri, 31 Jul 2015 00:00:00 -0700 2015-18769 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-31/pdf/2015-18769.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18768.html https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18768.html Fri, 31 Jul 2015 00:00:00 -0700 2015-18768 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-31/pdf/2015-18768.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18767.html https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18767.html Fri, 31 Jul 2015 00:00:00 -0700 2015-18767 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-31/pdf/2015-18767.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18766.html https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18766.html Fri, 31 Jul 2015 00:00:00 -0700 2015-18766 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-31/pdf/2015-18766.pdf Notice - Submission of OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18765.html https://regulations.justia.com/regulations/fedreg/2015/07/31/2015-18765.html Fri, 31 Jul 2015 00:00:00 -0700 2015-18765 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-31/pdf/2015-18765.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period of the BATS Exchange, Inc. Supplemental Competitive Liquidity Provider Program https://regulations.justia.com/regulations/fedreg/2015/07/30/2015-18636.html https://regulations.justia.com/regulations/fedreg/2015/07/30/2015-18636.html Thu, 30 Jul 2015 00:00:00 -0700 2015-18636 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-30/pdf/2015-18636.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Introduce an Additional Data Element to the IPO Indicator Service https://regulations.justia.com/regulations/fedreg/2015/07/30/2015-18635.html https://regulations.justia.com/regulations/fedreg/2015/07/30/2015-18635.html Thu, 30 Jul 2015 00:00:00 -0700 2015-18635 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-30/pdf/2015-18635.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2015/07/29/C1-2015-17660.html https://regulations.justia.com/regulations/fedreg/2015/07/29/C1-2015-17660.html Wed, 29 Jul 2015 00:00:00 -0700 C1-2015-17660 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-29/pdf/C1-2015-17660.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Price Check Parameters https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18540.html https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18540.html Wed, 29 Jul 2015 00:00:00 -0700 2015-18540 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-29/pdf/2015-18540.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7014(g) Concerning Rebates Available Under the NBBO Program https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18539.html https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18539.html Wed, 29 Jul 2015 00:00:00 -0700 2015-18539 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-29/pdf/2015-18539.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 612 Regarding the Reset on Quote Functionality Included in the MIAX Aggregate Risk Manager https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18537.html https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18537.html Wed, 29 Jul 2015 00:00:00 -0700 2015-18537 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-29/pdf/2015-18537.pdf Notice - Joint Industry Plan; Order Approving Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18393.html https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18393.html Wed, 29 Jul 2015 00:00:00 -0700 2015-18393 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-29/pdf/2015-18393.pdf Notice - Consolidated Tape Association; Order Approving the Twenty Second Substantive Amendment to the Second Restatement of the CTA Plan and Sixteenth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18392.html https://regulations.justia.com/regulations/fedreg/2015/07/29/2015-18392.html Wed, 29 Jul 2015 00:00:00 -0700 2015-18392 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-29/pdf/2015-18392.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18599.html https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18599.html Tue, 28 Jul 2015 00:00:00 -0700 2015-18599 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-28/pdf/2015-18599.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18571.html https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18571.html Tue, 28 Jul 2015 00:00:00 -0700 2015-18571 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-28/pdf/2015-18571.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to Obvious Errors https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18538.html https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18538.html Tue, 28 Jul 2015 00:00:00 -0700 2015-18538 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-28/pdf/2015-18538.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18277.html https://regulations.justia.com/regulations/fedreg/2015/07/28/2015-18277.html Tue, 28 Jul 2015 00:00:00 -0700 2015-18277 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-28/pdf/2015-18277.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18325.html https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18325.html Mon, 27 Jul 2015 00:00:00 -0700 2015-18325 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-27/pdf/2015-18325.pdf Notice - BPV Capital Management, LLC and BPV Family of Funds; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18324.html https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18324.html Mon, 27 Jul 2015 00:00:00 -0700 2015-18324 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-27/pdf/2015-18324.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18323.html https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18323.html Mon, 27 Jul 2015 00:00:00 -0700 2015-18323 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-27/pdf/2015-18323.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to NOM Order Routing https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18276.html https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18276.html Mon, 27 Jul 2015 00:00:00 -0700 2015-18276 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-27/pdf/2015-18276.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the Shares of 18 Eaton Vance NextShares ETMFs of Either the Eaton Vance ETMF Trust or the Eaton Vance ETMF Trust II https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18275.html https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18275.html Mon, 27 Jul 2015 00:00:00 -0700 2015-18275 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-27/pdf/2015-18275.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Expire CBOE Volatility Index Options Every Week https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18274.html https://regulations.justia.com/regulations/fedreg/2015/07/27/2015-18274.html Mon, 27 Jul 2015 00:00:00 -0700 2015-18274 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-27/pdf/2015-18274.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A to Extend the Pilot Period for Certain Aspects of the PRIME Auction to July 18, 2016 https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18136.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18136.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18136 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18136.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change Regarding the Discontinuance of the Distribution of Fractional Shares in Respect of Corporate Actions for New Issues in DTC's System https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18135.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18135.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18135 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18135.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 1092 and 124, and Modify the Phlx Pricing Schedule https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18134.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18134.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18134 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18134.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Interpretive Material to BOX Rule 8050 To Indicate That Market Makers Will Not Be Obligated To Quote in Adjusted Option Series and To Define What Qualifies as an Adjusted Options Series https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18133.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18133.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18133 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18133.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BX Routing Order Rule https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18132.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18132.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18132 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18132.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18131.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18131.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18131 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18131.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18130.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18130.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18130 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18130.pdf Notice - Self-Regulatory Organizations; NYSEArca, Inc.; NYSEMKT LLC; Order Approving Proposed Rule Changes Relating to the Complex Order Auction Process and Order Exposure Requirements https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18129.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18129.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18129 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18129.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18128.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18128.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18128 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18128.pdf Notice - Investment Company Act of 1940; Release No. 31719/July 20, 2015; Order under Sections 6(c) and 17(b) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18127.html https://regulations.justia.com/regulations/fedreg/2015/07/24/2015-18127.html Fri, 24 Jul 2015 00:00:00 -0700 2015-18127 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-24/pdf/2015-18127.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18035.html https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18035.html Thu, 23 Jul 2015 00:00:00 -0700 2015-18035 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-23/pdf/2015-18035.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.6, 11.8, 11.9, 11.10 and 11.11 to Align With Similar Rules of the BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18034.html https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18034.html Thu, 23 Jul 2015 00:00:00 -0700 2015-18034 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-23/pdf/2015-18034.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs That Permit the Exchange To Have No Minimum Size Requirement for Orders Entered Into the PIP and COPIP https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18033.html https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18033.html Thu, 23 Jul 2015 00:00:00 -0700 2015-18033 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-23/pdf/2015-18033.pdf Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18032.html https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18032.html Thu, 23 Jul 2015 00:00:00 -0700 2015-18032 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-23/pdf/2015-18032.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18031.html https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18031.html Thu, 23 Jul 2015 00:00:00 -0700 2015-18031 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-23/pdf/2015-18031.pdf Notice - Broms Asset Management NextShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18030.html https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18030.html Thu, 23 Jul 2015 00:00:00 -0700 2015-18030 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-23/pdf/2015-18030.pdf Notice - Pioneer ETMF Series Trust I, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18029.html https://regulations.justia.com/regulations/fedreg/2015/07/23/2015-18029.html Thu, 23 Jul 2015 00:00:00 -0700 2015-18029 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-23/pdf/2015-18029.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17972.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17972.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17972 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17972.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17971.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17971.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17971 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17971.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17899.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17899.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17899 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17899.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17898.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17898.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17898 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17898.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Settlement Service Guide To Allow Participants To Elect To Receive Certain New Transactional and Settlement Balance Files and Effect a Related Amendment to the DTC Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17897.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17897.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17897 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17897.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Decimal Pricing for Spread Transactions https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17896.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17896.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17896 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17896.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17895.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17895.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17895 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17895.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17894.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17894.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17894 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17894.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17893.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17893.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17893 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17893.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 1080(n), Price Improvement XL (“PIXLSM https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17892.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17892.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17892 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17892.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17891.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17891.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17891 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17891.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17890.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17890.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17890 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17890.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM and FLEX AIM https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17889.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17889.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17889 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17889.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17970.html https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17970.html Tue, 21 Jul 2015 00:00:00 -0700 2015-17970 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-21/pdf/2015-17970.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17780.html https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17780.html Tue, 21 Jul 2015 00:00:00 -0700 2015-17780 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-21/pdf/2015-17780.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17779.html https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17779.html Tue, 21 Jul 2015 00:00:00 -0700 2015-17779 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-21/pdf/2015-17779.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY Until July 18, 2016 https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17759.html https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17759.html Tue, 21 Jul 2015 00:00:00 -0700 2015-17759 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-21/pdf/2015-17759.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17758.html https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17758.html Tue, 21 Jul 2015 00:00:00 -0700 2015-17758 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-21/pdf/2015-17758.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Rule 7018 Governing Fees and Credits Assessed for Execution and Routing https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17757.html https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17757.html Tue, 21 Jul 2015 00:00:00 -0700 2015-17757 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-21/pdf/2015-17757.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17756.html https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17756.html Tue, 21 Jul 2015 00:00:00 -0700 2015-17756 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-21/pdf/2015-17756.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Additional Western European Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17755.html https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17755.html Tue, 21 Jul 2015 00:00:00 -0700 2015-17755 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-21/pdf/2015-17755.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebate Program, Multiply Listed Options, and Singly-Listed Options https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17754.html https://regulations.justia.com/regulations/fedreg/2015/07/21/2015-17754.html Tue, 21 Jul 2015 00:00:00 -0700 2015-17754 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-21/pdf/2015-17754.pdf Notice - Crescent Capital Group, LP; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17715.html https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17715.html Mon, 20 Jul 2015 00:00:00 -0700 2015-17715 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-20/pdf/2015-17715.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17660.html https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17660.html Mon, 20 Jul 2015 00:00:00 -0700 2015-17660 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-20/pdf/2015-17660.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 307 and 309 To Extend the SPY Pilot Program https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17659.html https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17659.html Mon, 20 Jul 2015 00:00:00 -0700 2015-17659 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-20/pdf/2015-17659.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust SSI Strategic Convertible Securities ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17658.html https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17658.html Mon, 20 Jul 2015 00:00:00 -0700 2015-17658 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-20/pdf/2015-17658.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Pricing Schedule under Section VIII With Respect to Execution and Routing of Orders in Securities Priced at $1 or More per Share https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17657.html https://regulations.justia.com/regulations/fedreg/2015/07/20/2015-17657.html Mon, 20 Jul 2015 00:00:00 -0700 2015-17657 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-20/pdf/2015-17657.pdf Notice - Horace Mann Life Insurance Company, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17575.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17575.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17575 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17575.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Rule 13 and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17536.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17536.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17536 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17536.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSEMKT Rule 13-Equities and Related Rules Governing Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17535.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17535.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17535 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17535.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17534.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17534.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17534 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17534.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17500.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17500.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17500 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17500.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Section II of the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17496.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17496.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17496 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17496.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares That Are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement Is Not Required https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17495.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17495.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17495 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17495.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares That are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement Is Not Required https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17494.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17494.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17494 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17494.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17493.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17493.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17493 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17493.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17492.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17492.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17492 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17492.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various References to Rule 1080.08 https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17491.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17491.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17491 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17491.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17490.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17490.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17490 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17490.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a Pricing Tier Applicable to Orders of ETP Holders for Tape A, Tape B and Tape C Securities That Are Eligible To Be Routed Away From the Exchange https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17489.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17489.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17489 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17489.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17488.html https://regulations.justia.com/regulations/fedreg/2015/07/17/2015-17488.html Fri, 17 Jul 2015 00:00:00 -0700 2015-17488 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-17/pdf/2015-17488.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2015/07/16/C1-2015-16270.html https://regulations.justia.com/regulations/fedreg/2015/07/16/C1-2015-16270.html Thu, 16 Jul 2015 00:00:00 -0700 C1-2015-16270 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/C1-2015-16270.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Require Members To Report Transactions in TRACE-Eligible Securities as Soon as Practicable https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17402.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17402.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17402 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17402.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Concerning the Implementation of New Risk Models in Order To Support the Clearance and Settlement of Asian-Style Flexibly Structured Options and Flexibly Structured Cliquet Options https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17400.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17400.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17400 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17400.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Credit Default Swap Risk Policies https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17399.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17399.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17399 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17399.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule, as Modified by Amendment No. 1, To Introduce Asian Style Settlement and Cliquet Style Settlement for FLexible Exchange Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17398.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17398.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17398 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17398.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Midpoint Peg Post-Only Order Under Rule 3301A(b) https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17397.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17397.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17397 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17397.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Non-Penny Pilot Options Fees https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17396.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17396.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17396 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17396.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17395.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17395.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17395 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17395.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; NASDAQ OMX PHLX LLC; Stock Clearing Corporation of Philadelphia; Order Approving Proposed Rule Changes To Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17394.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17394.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17394 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17394.pdf Notice - Submission Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17393.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17393.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17393 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17393.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17392.html https://regulations.justia.com/regulations/fedreg/2015/07/16/2015-17392.html Thu, 16 Jul 2015 00:00:00 -0700 2015-17392 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-16/pdf/2015-17392.pdf Notice - In the Matter of Smart Ventures, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17445.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17445.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17445 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17445.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17304.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17304.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17304 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17304.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17303.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17303.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17303 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17303.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17302.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17302.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17302 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17302.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17301.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17301.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17301 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17301.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17300.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17300.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17300 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17300.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17299.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17299.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17299 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17299.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 To Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17298.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17298.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17298 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17298.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018 https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17297.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17297.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17297 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17297.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17296.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17296.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17296 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17296.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17295.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17295.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17295 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17295.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17294.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17294.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17294 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17294.pdf Rule - Freedom of Information Act Regulations: Fee Schedule, Addition of Appeals Time Frame, and Miscellaneous Administrative Changes https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17179.html https://regulations.justia.com/regulations/fedreg/2015/07/15/2015-17179.html Wed, 15 Jul 2015 00:00:00 -0700 2015-17179 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-07-15/pdf/2015-17179.pdf