<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/copyright-royalty-board-library-of-congress/2015/07/22?registers=between Sat, 23 Nov 2024 17:19:31 -0800 Sat, 23 Nov 2024 17:19:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/copyright-royalty-board-library-of-congress/2015/07/22?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17972.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17972.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17972 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17972.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17971.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17971.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17971 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17971.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17899.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17899.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17899 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17899.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17898.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17898.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17898 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17898.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Settlement Service Guide To Allow Participants To Elect To Receive Certain New Transactional and Settlement Balance Files and Effect a Related Amendment to the DTC Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17897.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17897.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17897 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17897.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Decimal Pricing for Spread Transactions https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17896.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17896.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17896 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17896.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17895.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17895.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17895 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17895.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17894.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17894.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17894 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17894.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17893.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17893.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17893 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17893.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 1080(n), Price Improvement XL (“PIXLSM https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17892.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17892.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17892 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17892.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17891.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17891.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17891 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17891.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17890.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17890.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17890 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17890.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM and FLEX AIM https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17889.html https://regulations.justia.com/regulations/fedreg/2015/07/22/2015-17889.html Wed, 22 Jul 2015 00:00:00 -0700 2015-17889 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-07-22/pdf/2015-17889.pdf