<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2020?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Tue, 30 Apr 2024 04:01:50 -0700 Tue, 30 Apr 2024 04:01:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2020?registers=between&min-day=1&min-month=1&max-day=31&max-month=12 Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2020/12/18/2020-27865.html https://regulations.justia.com/regulations/fedreg/2020/12/18/2020-27865.html Fri, 18 Dec 2020 00:00:00 -0800 2020-27865 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-18/pdf/2020-27865.pdf Rule - Swap Execution Facility Requirements https://regulations.justia.com/regulations/fedreg/2020/12/18/2020-26555.html https://regulations.justia.com/regulations/fedreg/2020/12/18/2020-26555.html Fri, 18 Dec 2020 00:00:00 -0800 2020-26555 Rule https://www.govinfo.gov/content/pkg/FR-2020-12-18/pdf/2020-26555.pdf Rule - Exemption From Registration for Certain Foreign Intermediaries https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-23810.html https://regulations.justia.com/regulations/fedreg/2020/12/07/2020-23810.html Mon, 07 Dec 2020 00:00:00 -0800 2020-23810 Rule https://www.govinfo.gov/content/pkg/FR-2020-12-07/pdf/2020-23810.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/12/04/2020-26791.html https://regulations.justia.com/regulations/fedreg/2020/12/04/2020-26791.html Fri, 04 Dec 2020 00:00:00 -0800 2020-26791 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-04/pdf/2020-26791.pdf Notice - Agency Information Collection Activities: Proposed Revised Collection, Comment Request: “Real Time Public Reporting” https://regulations.justia.com/regulations/fedreg/2020/12/02/2020-26557.html https://regulations.justia.com/regulations/fedreg/2020/12/02/2020-26557.html Wed, 02 Dec 2020 00:00:00 -0800 2020-26557 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-02/pdf/2020-26557.pdf Notice - Agency Information Collection Activities: Proposed Revised Collection, Comment Request: “Swap Data Recordkeeping and Reporting Requirements” https://regulations.justia.com/regulations/fedreg/2020/12/02/2020-26556.html https://regulations.justia.com/regulations/fedreg/2020/12/02/2020-26556.html Wed, 02 Dec 2020 00:00:00 -0800 2020-26556 Notice https://www.govinfo.gov/content/pkg/FR-2020-12-02/pdf/2020-26556.pdf Rule - Swap Clearing Requirement Exemptions https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-25394.html https://regulations.justia.com/regulations/fedreg/2020/11/30/2020-25394.html Mon, 30 Nov 2020 00:00:00 -0800 2020-25394 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-30/pdf/2020-25394.pdf Notice - Global Markets Advisory Committee; Meeting https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26220.html https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26220.html Fri, 27 Nov 2020 00:00:00 -0800 2020-26220 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26220.pdf Notice - Agency Information Collection Activities: Copies of Crop and Market Information Reports https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26198.html https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26198.html Fri, 27 Nov 2020 00:00:00 -0800 2020-26198 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26198.pdf Notice - Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26173.html https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26173.html Fri, 27 Nov 2020 00:00:00 -0800 2020-26173 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26173.pdf Notice - Agency Information Collection Activities: Notice of Intent to Renew Collection 3038-0026, Gross Collection of Exchange-Set Margins for Omnibus Accounts https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26170.html https://regulations.justia.com/regulations/fedreg/2020/11/27/2020-26170.html Fri, 27 Nov 2020 00:00:00 -0800 2020-26170 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-27/pdf/2020-26170.pdf Rule - Certain Swap Data Repository and Data Reporting Requirements https://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21570.html https://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21570.html Wed, 25 Nov 2020 00:00:00 -0800 2020-21570 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-25/pdf/2020-21570.pdf Rule - Swap Data Recordkeeping and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21569.html https://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21569.html Wed, 25 Nov 2020 00:00:00 -0800 2020-21569 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-25/pdf/2020-21569.pdf Rule - Real-Time Public Reporting Requirements https://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21568.html https://regulations.justia.com/regulations/fedreg/2020/11/25/2020-21568.html Wed, 25 Nov 2020 00:00:00 -0800 2020-21568 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-25/pdf/2020-21568.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0082, Whistleblower Provision https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25911.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-25911.html Tue, 24 Nov 2020 00:00:00 -0800 2020-25911 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-25911.pdf Rule - Foreign Futures and Options Transactions https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24662.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24662.html Tue, 24 Nov 2020 00:00:00 -0800 2020-24662 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24662.pdf Rule - Foreign Futures and Options Transactions https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24661.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24661.html Tue, 24 Nov 2020 00:00:00 -0800 2020-24661 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24661.pdf Rule - Foreign Futures and Options Transactions https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24660.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24660.html Tue, 24 Nov 2020 00:00:00 -0800 2020-24660 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24660.pdf Rule - Foreign Futures and Options Transactions https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24659.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24659.html Tue, 24 Nov 2020 00:00:00 -0800 2020-24659 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24659.pdf Rule - Foreign Futures and Options Transactions https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24658.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24658.html Tue, 24 Nov 2020 00:00:00 -0800 2020-24658 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24658.pdf Rule - Customer Margin Rules Relating to Security Futures https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24353.html https://regulations.justia.com/regulations/fedreg/2020/11/24/2020-24353.html Tue, 24 Nov 2020 00:00:00 -0800 2020-24353 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-24/pdf/2020-24353.pdf Rule - Compliance Requirements for Commodity Pool Operators on Form CPO-PQR https://regulations.justia.com/regulations/fedreg/2020/11/10/2020-22874.html https://regulations.justia.com/regulations/fedreg/2020/11/10/2020-22874.html Tue, 10 Nov 2020 00:00:00 -0800 2020-22874 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-10/pdf/2020-22874.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-23473.html https://regulations.justia.com/regulations/fedreg/2020/11/09/2020-23473.html Mon, 09 Nov 2020 00:00:00 -0800 2020-23473 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-09/pdf/2020-23473.pdf Proposed Rule - Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2020/11/05/2020-23928.html https://regulations.justia.com/regulations/fedreg/2020/11/05/2020-23928.html Thu, 05 Nov 2020 00:00:00 -0800 2020-23928 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-11-05/pdf/2020-23928.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2020/11/03/2020-24351.html https://regulations.justia.com/regulations/fedreg/2020/11/03/2020-24351.html Tue, 03 Nov 2020 00:00:00 -0800 2020-24351 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-03/pdf/2020-24351.pdf Rule - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Correction https://regulations.justia.com/regulations/fedreg/2020/11/03/2020-23167.html https://regulations.justia.com/regulations/fedreg/2020/11/03/2020-23167.html Tue, 03 Nov 2020 00:00:00 -0800 2020-23167 Rule https://www.govinfo.gov/content/pkg/FR-2020-11-03/pdf/2020-23167.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/11/02/2020-24315.html https://regulations.justia.com/regulations/fedreg/2020/11/02/2020-24315.html Mon, 02 Nov 2020 00:00:00 -0800 2020-24315 Notice https://www.govinfo.gov/content/pkg/FR-2020-11-02/pdf/2020-24315.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-24039.html https://regulations.justia.com/regulations/fedreg/2020/10/29/2020-24039.html Thu, 29 Oct 2020 00:00:00 -0700 2020-24039 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-29/pdf/2020-24039.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23833.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23833.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23833 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23833.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports) https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23793.html https://regulations.justia.com/regulations/fedreg/2020/10/28/2020-23793.html Wed, 28 Oct 2020 00:00:00 -0700 2020-23793 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-28/pdf/2020-23793.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23671.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23671.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23671 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23671.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23670.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23670.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23670 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23670.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0062: Off-Exchange Foreign Currency Transactions https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23669.html https://regulations.justia.com/regulations/fedreg/2020/10/26/2020-23669.html Mon, 26 Oct 2020 00:00:00 -0700 2020-23669 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-26/pdf/2020-23669.pdf Rule - Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations https://regulations.justia.com/regulations/fedreg/2020/10/21/2020-21306.html https://regulations.justia.com/regulations/fedreg/2020/10/21/2020-21306.html Wed, 21 Oct 2020 00:00:00 -0700 2020-21306 Rule https://www.govinfo.gov/content/pkg/FR-2020-10-21/pdf/2020-21306.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/20/2020-23249.html https://regulations.justia.com/regulations/fedreg/2020/10/20/2020-23249.html Tue, 20 Oct 2020 00:00:00 -0700 2020-23249 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-20/pdf/2020-23249.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection, Comment Request: Adoption of Revised Notice of Exemption https://regulations.justia.com/regulations/fedreg/2020/10/20/2020-23168.html https://regulations.justia.com/regulations/fedreg/2020/10/20/2020-23168.html Tue, 20 Oct 2020 00:00:00 -0700 2020-23168 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-20/pdf/2020-23168.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/14/2020-22759.html https://regulations.justia.com/regulations/fedreg/2020/10/14/2020-22759.html Wed, 14 Oct 2020 00:00:00 -0700 2020-22759 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-14/pdf/2020-22759.pdf Notice - Public Availability of Fiscal Year 2018 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2020/10/14/2020-22673.html https://regulations.justia.com/regulations/fedreg/2020/10/14/2020-22673.html Wed, 14 Oct 2020 00:00:00 -0700 2020-22673 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-14/pdf/2020-22673.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21912.html https://regulations.justia.com/regulations/fedreg/2020/10/02/2020-21912.html Fri, 02 Oct 2020 00:00:00 -0700 2020-21912 Notice https://www.govinfo.gov/content/pkg/FR-2020-10-02/pdf/2020-21912.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21423.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21423.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21423 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21423.pdf Notice - Request for Nominations for a Subcommittee Under the Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21396.html https://regulations.justia.com/regulations/fedreg/2020/09/29/2020-21396.html Tue, 29 Sep 2020 00:00:00 -0700 2020-21396 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-29/pdf/2020-21396.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21224.html https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21224.html Fri, 25 Sep 2020 00:00:00 -0700 2020-21224 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21224.pdf Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21100.html https://regulations.justia.com/regulations/fedreg/2020/09/25/2020-21100.html Fri, 25 Sep 2020 00:00:00 -0700 2020-21100 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-25/pdf/2020-21100.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21131.html https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21131.html Thu, 24 Sep 2020 00:00:00 -0700 2020-21131 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21131.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21097.html https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21097.html Thu, 24 Sep 2020 00:00:00 -0700 2020-21097 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21097.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21096.html https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21096.html Thu, 24 Sep 2020 00:00:00 -0700 2020-21096 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21096.pdf Proposed Rule - Bankruptcy Regulations https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21005.html https://regulations.justia.com/regulations/fedreg/2020/09/24/2020-21005.html Thu, 24 Sep 2020 00:00:00 -0700 2020-21005 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-09-24/pdf/2020-21005.pdf Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-18303.html https://regulations.justia.com/regulations/fedreg/2020/09/23/2020-18303.html Wed, 23 Sep 2020 00:00:00 -0700 2020-18303 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-09-23/pdf/2020-18303.pdf Notice - Renewal of the Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20903.html https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-20903.html Tue, 22 Sep 2020 00:00:00 -0700 2020-20903 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-20903.pdf Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-18222.html https://regulations.justia.com/regulations/fedreg/2020/09/22/2020-18222.html Tue, 22 Sep 2020 00:00:00 -0700 2020-18222 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-09-22/pdf/2020-18222.pdf Notice - Renewal of the Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/09/16/2020-20425.html https://regulations.justia.com/regulations/fedreg/2020/09/16/2020-20425.html Wed, 16 Sep 2020 00:00:00 -0700 2020-20425 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-16/pdf/2020-20425.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20367.html https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-20367.html Tue, 15 Sep 2020 00:00:00 -0700 2020-20367 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-20367.pdf Rule - Capital Requirements of Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-16492.html https://regulations.justia.com/regulations/fedreg/2020/09/15/2020-16492.html Tue, 15 Sep 2020 00:00:00 -0700 2020-16492 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-15/pdf/2020-16492.pdf Rule - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-16489.html https://regulations.justia.com/regulations/fedreg/2020/09/14/2020-16489.html Mon, 14 Sep 2020 00:00:00 -0700 2020-16489 Rule https://www.govinfo.gov/content/pkg/FR-2020-09-14/pdf/2020-16489.pdf Notice - Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19775.html https://regulations.justia.com/regulations/fedreg/2020/09/08/2020-19775.html Tue, 08 Sep 2020 00:00:00 -0700 2020-19775 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-08/pdf/2020-19775.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/09/04/2020-19797.html https://regulations.justia.com/regulations/fedreg/2020/09/04/2020-19797.html Fri, 04 Sep 2020 00:00:00 -0700 2020-19797 Notice https://www.govinfo.gov/content/pkg/FR-2020-09-04/pdf/2020-19797.pdf Notice - Renewal of the Agricultural Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19077.html https://regulations.justia.com/regulations/fedreg/2020/08/31/2020-19077.html Mon, 31 Aug 2020 00:00:00 -0700 2020-19077 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-19077.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports) https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18118.html https://regulations.justia.com/regulations/fedreg/2020/08/19/2020-18118.html Wed, 19 Aug 2020 00:00:00 -0700 2020-18118 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-19/pdf/2020-18118.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0059: Part 41, Relating to Security Futures Products https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18039.html https://regulations.justia.com/regulations/fedreg/2020/08/18/2020-18039.html Tue, 18 Aug 2020 00:00:00 -0700 2020-18039 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-18/pdf/2020-18039.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0092, Customer Clearing Documentation and Timing of Acceptance for Clearing https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17896.html https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17896.html Mon, 17 Aug 2020 00:00:00 -0700 2020-17896 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-17/pdf/2020-17896.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection; 3038-0097, Process for Review of Swaps for Mandatory Clearing https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17892.html https://regulations.justia.com/regulations/fedreg/2020/08/17/2020-17892.html Mon, 17 Aug 2020 00:00:00 -0700 2020-17892 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-17/pdf/2020-17892.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0005, Adoption of Revised Notice of Exemption Under Regulation 4.13(b)(1) https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17046.html https://regulations.justia.com/regulations/fedreg/2020/08/05/2020-17046.html Wed, 05 Aug 2020 00:00:00 -0700 2020-17046 Notice https://www.govinfo.gov/content/pkg/FR-2020-08-05/pdf/2020-17046.pdf Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html Fri, 31 Jul 2020 00:00:00 -0700 2020-15525 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdf Rule - Post-Trade Name Give-Up on Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2020/07/24/2020-14343.html https://regulations.justia.com/regulations/fedreg/2020/07/24/2020-14343.html Fri, 24 Jul 2020 00:00:00 -0700 2020-14343 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-24/pdf/2020-14343.pdf Rule - Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures https://regulations.justia.com/regulations/fedreg/2020/07/22/2020-14390.html https://regulations.justia.com/regulations/fedreg/2020/07/22/2020-14390.html Wed, 22 Jul 2020 00:00:00 -0700 2020-14390 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-22/pdf/2020-14390.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15604.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15604.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15604 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15604.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15466.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15466.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15466 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15466.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15429.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15429.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15429 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15429.pdf Proposed Rule - Regulation Automated Trading; Withdrawal https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14383.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14383.html Wed, 15 Jul 2020 00:00:00 -0700 2020-14383 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14383.pdf Proposed Rule - Electronic Trading Risk Principles https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14381.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14381.html Wed, 15 Jul 2020 00:00:00 -0700 2020-14381 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14381.pdf Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-14254.html https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-14254.html Fri, 10 Jul 2020 00:00:00 -0700 2020-14254 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-14254.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-12033.html https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-12033.html Fri, 10 Jul 2020 00:00:00 -0700 2020-12033 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-12033.pdf Rule - Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications https://regulations.justia.com/regulations/fedreg/2020/07/08/2020-12607.html https://regulations.justia.com/regulations/fedreg/2020/07/08/2020-12607.html Wed, 08 Jul 2020 00:00:00 -0700 2020-12607 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-08/pdf/2020-12607.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14378.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14378.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14378 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14378.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14127.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14127.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14127 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14127.pdf Notice - Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13905.html https://regulations.justia.com/regulations/fedreg/2020/06/29/2020-13905.html Mon, 29 Jun 2020 00:00:00 -0700 2020-13905 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-29/pdf/2020-13905.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collections, Comment Request: Adoption of Revised Registration Form 8-R https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13466.html https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13466.html Wed, 24 Jun 2020 00:00:00 -0700 2020-13466 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13466.pdf Notice - Adoption of Revised Registration Form 8-R https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13465.html https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-13465.html Wed, 24 Jun 2020 00:00:00 -0700 2020-13465 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-13465.pdf Rule - Retail Commodity Transactions Involving Certain Digital Assets https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-11827.html https://regulations.justia.com/regulations/fedreg/2020/06/24/2020-11827.html Wed, 24 Jun 2020 00:00:00 -0700 2020-11827 Rule https://www.govinfo.gov/content/pkg/FR-2020-06-24/pdf/2020-11827.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13572.html https://regulations.justia.com/regulations/fedreg/2020/06/23/2020-13572.html Tue, 23 Jun 2020 00:00:00 -0700 2020-13572 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-23/pdf/2020-13572.pdf Proposed Rule - Exemption From Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12034.html https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12034.html Fri, 12 Jun 2020 00:00:00 -0700 2020-12034 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-06-12/pdf/2020-12034.pdf Rule - Derivatives Clearing Organization General Provisions and Core Principles https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-10809.html https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-10809.html Fri, 12 Jun 2020 00:00:00 -0700 2020-10809 Rule https://www.govinfo.gov/content/pkg/FR-2020-06-12/pdf/2020-10809.pdf Proposed Rule - Bankruptcy Regulations https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-08482.html https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-08482.html Fri, 12 Jun 2020 00:00:00 -0700 2020-08482 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-06-12/pdf/2020-08482.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/06/02/2020-11918.html https://regulations.justia.com/regulations/fedreg/2020/06/02/2020-11918.html Tue, 02 Jun 2020 00:00:00 -0700 2020-11918 Notice https://www.govinfo.gov/content/pkg/FR-2020-06-02/pdf/2020-11918.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11631.html https://regulations.justia.com/regulations/fedreg/2020/05/28/2020-11631.html Thu, 28 May 2020 00:00:00 -0700 2020-11631 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-28/pdf/2020-11631.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11409.html https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11409.html Wed, 27 May 2020 00:00:00 -0700 2020-11409 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11409.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11296.html https://regulations.justia.com/regulations/fedreg/2020/05/27/2020-11296.html Wed, 27 May 2020 00:00:00 -0700 2020-11296 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-27/pdf/2020-11296.pdf Notice - CFTC 2020-2024 Strategic Plan https://regulations.justia.com/regulations/fedreg/2020/05/19/2020-10676.html https://regulations.justia.com/regulations/fedreg/2020/05/19/2020-10676.html Tue, 19 May 2020 00:00:00 -0700 2020-10676 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-19/pdf/2020-10676.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/05/18/2020-10540.html https://regulations.justia.com/regulations/fedreg/2020/05/18/2020-10540.html Mon, 18 May 2020 00:00:00 -0700 2020-10540 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-18/pdf/2020-10540.pdf Rule - Privacy of Consumer Financial Information https://regulations.justia.com/regulations/fedreg/2020/05/18/2020-08552.html https://regulations.justia.com/regulations/fedreg/2020/05/18/2020-08552.html Mon, 18 May 2020 00:00:00 -0700 2020-08552 Rule https://www.govinfo.gov/content/pkg/FR-2020-05-18/pdf/2020-08552.pdf Proposed Rule - Swap Clearing Requirement Exemptions https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-08603.html https://regulations.justia.com/regulations/fedreg/2020/05/12/2020-08603.html Tue, 12 May 2020 00:00:00 -0700 2020-08603 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-05-12/pdf/2020-08603.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/05/11/2020-08601.html https://regulations.justia.com/regulations/fedreg/2020/05/11/2020-08601.html Mon, 11 May 2020 00:00:00 -0700 2020-08601 Rule https://www.govinfo.gov/content/pkg/FR-2020-05-11/pdf/2020-08601.pdf Notice - Renewal of the Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09554.html https://regulations.justia.com/regulations/fedreg/2020/05/05/2020-09554.html Tue, 05 May 2020 00:00:00 -0700 2020-09554 Notice https://www.govinfo.gov/content/pkg/FR-2020-05-05/pdf/2020-09554.pdf Proposed Rule - Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-08496.html https://regulations.justia.com/regulations/fedreg/2020/05/04/2020-08496.html Mon, 04 May 2020 00:00:00 -0700 2020-08496 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-05-04/pdf/2020-08496.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-09015.html https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-09015.html Mon, 27 Apr 2020 00:00:00 -0700 2020-09015 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-09015.pdf Notice - Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0090 https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08837.html https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08837.html Mon, 27 Apr 2020 00:00:00 -0700 2020-08837 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08837.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08799.html https://regulations.justia.com/regulations/fedreg/2020/04/27/2020-08799.html Mon, 27 Apr 2020 00:00:00 -0700 2020-08799 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-27/pdf/2020-08799.pdf Notice - Global Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08608.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08608.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08608 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08608.pdf Proposed Rule - Extension of Currently Open Comment Periods for Rulemakings in Response to the COVID-19 Pandemic https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08109.html https://regulations.justia.com/regulations/fedreg/2020/04/23/2020-08109.html Thu, 23 Apr 2020 00:00:00 -0700 2020-08109 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-04-23/pdf/2020-08109.pdf Notice - Agricultural Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08313.html https://regulations.justia.com/regulations/fedreg/2020/04/21/2020-08313.html Tue, 21 Apr 2020 00:00:00 -0700 2020-08313 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-21/pdf/2020-08313.pdf Notice - Energy and Environmental Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/04/20/2020-08347.html https://regulations.justia.com/regulations/fedreg/2020/04/20/2020-08347.html Mon, 20 Apr 2020 00:00:00 -0700 2020-08347 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-20/pdf/2020-08347.pdf Notice - Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee; Correction https://regulations.justia.com/regulations/fedreg/2020/04/20/2020-08243.html https://regulations.justia.com/regulations/fedreg/2020/04/20/2020-08243.html Mon, 20 Apr 2020 00:00:00 -0700 2020-08243 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-20/pdf/2020-08243.pdf Proposed Rule - Swap Data Recordkeeping and Reporting Requirements https://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04407.html https://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04407.html Fri, 17 Apr 2020 00:00:00 -0700 2020-04407 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-04-17/pdf/2020-04407.pdf Proposed Rule - Real-Time Public Reporting Requirements https://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04405.html https://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04405.html Fri, 17 Apr 2020 00:00:00 -0700 2020-04405 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-04-17/pdf/2020-04405.pdf Proposed Rule - Certain Swap Data Repository and Data Reporting Requirements https://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04404.html https://regulations.justia.com/regulations/fedreg/2020/04/17/2020-04404.html Fri, 17 Apr 2020 00:00:00 -0700 2020-04404 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-04-17/pdf/2020-04404.pdf Notice - Climate-Related Market Risk Subcommittee Under the Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/04/14/2020-07860.html https://regulations.justia.com/regulations/fedreg/2020/04/14/2020-07860.html Tue, 14 Apr 2020 00:00:00 -0700 2020-07860 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-14/pdf/2020-07860.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/04/10/2020-07755.html https://regulations.justia.com/regulations/fedreg/2020/04/10/2020-07755.html Fri, 10 Apr 2020 00:00:00 -0700 2020-07755 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-10/pdf/2020-07755.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/04/10/2020-07671.html https://regulations.justia.com/regulations/fedreg/2020/04/10/2020-07671.html Fri, 10 Apr 2020 00:00:00 -0700 2020-07671 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-10/pdf/2020-07671.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/04/09/2020-06625.html https://regulations.justia.com/regulations/fedreg/2020/04/09/2020-06625.html Thu, 09 Apr 2020 00:00:00 -0700 2020-06625 Rule https://www.govinfo.gov/content/pkg/FR-2020-04-09/pdf/2020-06625.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07422.html https://regulations.justia.com/regulations/fedreg/2020/04/07/2020-07422.html Tue, 07 Apr 2020 00:00:00 -0700 2020-07422 Notice https://www.govinfo.gov/content/pkg/FR-2020-04-07/pdf/2020-07422.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/03/19/2020-05981.html https://regulations.justia.com/regulations/fedreg/2020/03/19/2020-05981.html Thu, 19 Mar 2020 00:00:00 -0700 2020-05981 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-19/pdf/2020-05981.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05575.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05575.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05575 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05575.pdf Rule - Foreign Futures and Options Transactions https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05097.html https://regulations.justia.com/regulations/fedreg/2020/03/18/2020-05097.html Wed, 18 Mar 2020 00:00:00 -0700 2020-05097 Rule https://www.govinfo.gov/content/pkg/FR-2020-03-18/pdf/2020-05097.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05577.html https://regulations.justia.com/regulations/fedreg/2020/03/17/2020-05577.html Tue, 17 Mar 2020 00:00:00 -0700 2020-05577 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-17/pdf/2020-05577.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/03/12/2020-05124.html https://regulations.justia.com/regulations/fedreg/2020/03/12/2020-05124.html Thu, 12 Mar 2020 00:00:00 -0700 2020-05124 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-12/pdf/2020-05124.pdf Notice - Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0093, Part 40, Provisions Common to Registered Entities https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04817.html https://regulations.justia.com/regulations/fedreg/2020/03/10/2020-04817.html Tue, 10 Mar 2020 00:00:00 -0700 2020-04817 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-10/pdf/2020-04817.pdf Notice - Energy and Environmental Markets Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/03/06/2020-04622.html https://regulations.justia.com/regulations/fedreg/2020/03/06/2020-04622.html Fri, 06 Mar 2020 00:00:00 -0800 2020-04622 Notice https://www.govinfo.gov/content/pkg/FR-2020-03-06/pdf/2020-04622.pdf Proposed Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02707.html https://regulations.justia.com/regulations/fedreg/2020/02/28/2020-02707.html Fri, 28 Feb 2020 00:00:00 -0800 2020-02707 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02707.pdf Proposed Rule - Position Limits for Derivatives https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-02320.html https://regulations.justia.com/regulations/fedreg/2020/02/27/2020-02320.html Thu, 27 Feb 2020 00:00:00 -0800 2020-02320 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-02-27/pdf/2020-02320.pdf Proposed Rule - Swap Execution Facility Requirements and Real-Time Reporting Requirements https://regulations.justia.com/regulations/fedreg/2020/02/19/2020-02721.html https://regulations.justia.com/regulations/fedreg/2020/02/19/2020-02721.html Wed, 19 Feb 2020 00:00:00 -0800 2020-02721 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-02-19/pdf/2020-02721.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03217.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03217.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03217 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03217.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03056.html https://regulations.justia.com/regulations/fedreg/2020/02/18/2020-03056.html Tue, 18 Feb 2020 00:00:00 -0800 2020-03056 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-18/pdf/2020-03056.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0101, Registration of Foreign Boards of Trade https://regulations.justia.com/regulations/fedreg/2020/02/14/2020-02965.html https://regulations.justia.com/regulations/fedreg/2020/02/14/2020-02965.html Fri, 14 Feb 2020 00:00:00 -0800 2020-02965 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-14/pdf/2020-02965.pdf Notice - Technology Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/02/11/2020-02623.html https://regulations.justia.com/regulations/fedreg/2020/02/11/2020-02623.html Tue, 11 Feb 2020 00:00:00 -0800 2020-02623 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-11/pdf/2020-02623.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/02/05/2020-02385.html https://regulations.justia.com/regulations/fedreg/2020/02/05/2020-02385.html Wed, 05 Feb 2020 00:00:00 -0800 2020-02385 Notice https://www.govinfo.gov/content/pkg/FR-2020-02-05/pdf/2020-02385.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01606.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01606.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01606 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01606.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01605.html https://regulations.justia.com/regulations/fedreg/2020/01/30/2020-01605.html Thu, 30 Jan 2020 00:00:00 -0800 2020-01605 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-30/pdf/2020-01605.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/01/27/2020-01460.html https://regulations.justia.com/regulations/fedreg/2020/01/27/2020-01460.html Mon, 27 Jan 2020 00:00:00 -0800 2020-01460 Notice https://www.govinfo.gov/content/pkg/FR-2020-01-27/pdf/2020-01460.pdf Rule - Derivatives Clearing Organization General Provisions and Core Principles https://regulations.justia.com/regulations/fedreg/2020/01/27/2020-01065.html https://regulations.justia.com/regulations/fedreg/2020/01/27/2020-01065.html Mon, 27 Jan 2020 00:00:00 -0800 2020-01065 Rule https://www.govinfo.gov/content/pkg/FR-2020-01-27/pdf/2020-01065.pdf Rule - Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2020 https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00313.html https://regulations.justia.com/regulations/fedreg/2020/01/13/2020-00313.html Mon, 13 Jan 2020 00:00:00 -0800 2020-00313 Rule https://www.govinfo.gov/content/pkg/FR-2020-01-13/pdf/2020-00313.pdf Proposed Rule - Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/01/08/2019-28075.html https://regulations.justia.com/regulations/fedreg/2020/01/08/2019-28075.html Wed, 08 Jan 2020 00:00:00 -0800 2019-28075 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-01-08/pdf/2019-28075.pdf