<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2020/07?registers=between&min-day=1&max-day=31 Mon, 20 May 2024 19:33:38 -0700 Mon, 20 May 2024 19:33:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2020/07?registers=between&min-day=1&max-day=31 Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html Fri, 31 Jul 2020 00:00:00 -0700 2020-15525 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdf Rule - Post-Trade Name Give-Up on Swap Execution Facilities https://regulations.justia.com/regulations/fedreg/2020/07/24/2020-14343.html https://regulations.justia.com/regulations/fedreg/2020/07/24/2020-14343.html Fri, 24 Jul 2020 00:00:00 -0700 2020-14343 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-24/pdf/2020-14343.pdf Rule - Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures https://regulations.justia.com/regulations/fedreg/2020/07/22/2020-14390.html https://regulations.justia.com/regulations/fedreg/2020/07/22/2020-14390.html Wed, 22 Jul 2020 00:00:00 -0700 2020-14390 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-22/pdf/2020-14390.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15604.html https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15604.html Mon, 20 Jul 2020 00:00:00 -0700 2020-15604 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15604.pdf Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15466.html https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15466.html Fri, 17 Jul 2020 00:00:00 -0700 2020-15466 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15466.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15429.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15429.html Wed, 15 Jul 2020 00:00:00 -0700 2020-15429 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15429.pdf Proposed Rule - Regulation Automated Trading; Withdrawal https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14383.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14383.html Wed, 15 Jul 2020 00:00:00 -0700 2020-14383 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14383.pdf Proposed Rule - Electronic Trading Risk Principles https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14381.html https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14381.html Wed, 15 Jul 2020 00:00:00 -0700 2020-14381 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14381.pdf Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-14254.html https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-14254.html Fri, 10 Jul 2020 00:00:00 -0700 2020-14254 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-14254.pdf Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-12033.html https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-12033.html Fri, 10 Jul 2020 00:00:00 -0700 2020-12033 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-12033.pdf Rule - Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications https://regulations.justia.com/regulations/fedreg/2020/07/08/2020-12607.html https://regulations.justia.com/regulations/fedreg/2020/07/08/2020-12607.html Wed, 08 Jul 2020 00:00:00 -0700 2020-12607 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-08/pdf/2020-12607.pdf Notice - Market Risk Advisory Committee https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14378.html https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14378.html Mon, 06 Jul 2020 00:00:00 -0700 2020-14378 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14378.pdf Notice - Agency Information Collection Activities Under OMB Review https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14127.html https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14127.html Wed, 01 Jul 2020 00:00:00 -0700 2020-14127 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14127.pdf