Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/commodity-futures-trading-commission/2020/07?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-20T23:33:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2020/07/31/2020-15525.html Rule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds 2020-07-31T00:00:00-07:00 2020-07-31T00:00:00-07:00 2020-15525 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdf https://regulations.justia.com/regulations/fedreg/2020/07/24/2020-14343.html Rule - Post-Trade Name Give-Up on Swap Execution Facilities 2020-07-24T00:00:00-07:00 2020-07-24T00:00:00-07:00 2020-14343 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-24/pdf/2020-14343.pdf https://regulations.justia.com/regulations/fedreg/2020/07/22/2020-14390.html Rule - Exemption From the Swap Clearing Requirement for Certain Affiliated Entities-Alternative Compliance Frameworks for Anti-Evasionary Measures 2020-07-22T00:00:00-07:00 2020-07-22T00:00:00-07:00 2020-14390 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-22/pdf/2020-14390.pdf https://regulations.justia.com/regulations/fedreg/2020/07/20/2020-15604.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0079: Swap Dealer and Major Swap Participant Conflicts of Interest and Business Conduct Standards With Counterparties 2020-07-20T00:00:00-07:00 2020-07-20T00:00:00-07:00 2020-15604 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-20/pdf/2020-15604.pdf https://regulations.justia.com/regulations/fedreg/2020/07/17/2020-15466.html Notice - Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral 2020-07-17T00:00:00-07:00 2020-07-17T00:00:00-07:00 2020-15466 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-17/pdf/2020-15466.pdf https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-15429.html Notice - Sunshine Act Meetings 2020-07-15T00:00:00-07:00 2020-07-15T00:00:00-07:00 2020-15429 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-15429.pdf https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14383.html Proposed Rule - Regulation Automated Trading; Withdrawal 2020-07-15T00:00:00-07:00 2020-07-15T00:00:00-07:00 2020-14383 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14383.pdf https://regulations.justia.com/regulations/fedreg/2020/07/15/2020-14381.html Proposed Rule - Electronic Trading Risk Principles 2020-07-15T00:00:00-07:00 2020-07-15T00:00:00-07:00 2020-14381 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-15/pdf/2020-14381.pdf https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-14254.html Proposed Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2020-07-10T00:00:00-07:00 2020-07-10T00:00:00-07:00 2020-14254 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-14254.pdf https://regulations.justia.com/regulations/fedreg/2020/07/10/2020-12033.html Rule - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 2020-07-10T00:00:00-07:00 2020-07-10T00:00:00-07:00 2020-12033 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-10/pdf/2020-12033.pdf https://regulations.justia.com/regulations/fedreg/2020/07/08/2020-12607.html Rule - Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications 2020-07-08T00:00:00-07:00 2020-07-08T00:00:00-07:00 2020-12607 Rule https://www.govinfo.gov/content/pkg/FR-2020-07-08/pdf/2020-12607.pdf https://regulations.justia.com/regulations/fedreg/2020/07/06/2020-14378.html Notice - Market Risk Advisory Committee 2020-07-06T00:00:00-07:00 2020-07-06T00:00:00-07:00 2020-14378 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-06/pdf/2020-14378.pdf https://regulations.justia.com/regulations/fedreg/2020/07/01/2020-14127.html Notice - Agency Information Collection Activities Under OMB Review 2020-07-01T00:00:00-07:00 2020-07-01T00:00:00-07:00 2020-14127 Notice https://www.govinfo.gov/content/pkg/FR-2020-07-01/pdf/2020-14127.pdf